Duff & Phelps Utility & Corporate Bond Trust (DUC)

Sector:
UTILITIES AND TELECOMMUNICATIONS
Industry:
UTILITIES - MULTILINE
SIC:
CEO:
N/A
Employees:
200 SOUTH WACKER DRIVE, SUITE 500, CHICAGO, IL 60606
800-338-8214

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View SEC Filings from DUC instead.

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Duff & Phelps Utility & Corporate Bond Trust YCharts
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Funds Holding DUC (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding DUC

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Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

BURKE DONALD C

  • Director
 0 2021-03-08 0

PETRISKO DANIEL EXECUTIVE VICE PRESIDENT*

  • Officer
 0 2021-03-08 0

MORAN EILEEN A

  • Director
 0 2021-03-08 0

MCLOUGHLIN PHILIP R

  • Director
 0 2021-03-08 0

GENETSKI ROBERT J

  • Director
 No longer subject to file 2021-03-08 0

MCNAMARA GERALDINE M

  • Director
 0 2021-03-08 0

KARPUS GEORGE W

  • SEE EXPLANATION OF RESPONSES
 No longer subject to file 2020-10-01 0

GRUMHAUS DAVID D JR.

  • OFFICER OF INVESTMENT ADVISER
 0 2020-03-02 0

KARPUS MANAGEMENT, INC.

KARPUS GEORGE W

  • 10% Owner
 7,307,469 2019-08-29 0

HOFFMAN CLIFFORD W. JR.

  • Director
 0 2016-06-15 0

RENAHAN WILLIAM J VP AND SECRETARY

  • Officer
 0 2015-10-01 0

BANK OF AMERICA CORP /DE/

BLUE RIDGE INVESTMENTS, L.L.C.

  • 10% Owner
 No longer subject to file 2013-09-20 0

BANK OF AMERICA CORP /DE/

MERRILL LYNCH, PIERCE, FENNER & SMITH INC.

  • 10% Owner
 0 2011-08-23 0

ELVEKROG ERIC

  • OFFICER OF ADVISER
 0 2011-07-26 0

ANGERTHAL MICHAEL A

  • DIRECTOR OF THE ADVISER
 0 2010-05-25 0

CONNER STEWART E

  • Director
 1,000 2009-05-15 0

DUCKWORTH CONNIE K

  • Director
 0 2009-05-07 0

MERRILL LYNCH & CO., INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INC.

  • 10% Owner
 2,983 2008-12-31 0

BEITTEL T BROOKS SENIOR VP AND SECRETARY

  • Officer
 2,000 2008-10-10 0

JEFFRIES FRANCIS E

  • Director
 46,710 2008-09-18 0

POINDEXTER CHRISTIAN H

  • Director
 5,069 2008-05-08 0

CURTISS NANCY G

  • DIRECTOR OF ADVISER
 0 2008-01-01 0

NEAMTZ STEVEN J

  • DIRECTOR OF ADVISER
 0 2008-01-01 0

POLLARD CARL F

  • Director
 7,000 2006-05-11 0

MORRIS EVERETT L

  • Director
 98,036 2006-04-18 0

DYBAS GEOFFREY P

  • OFFICER OF ADVISER
 0 2005-05-01 0

JANSEN DEBORAH A

  • OFFICER OF ADVISER
 0 2001-03-01 0

SMITH RANDLE L

  • OFFICER OF ADVISER
 0 1998-01-01 0

LUECKE CONNIE M

  • OFFICER OF ADVISER
 0 1998-01-01 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
DUFF & PHELPS UTIL & CORP BD DUC 2021-03-05 22:15:03 UTC -20.7421 20.8121 45000
DUFF & PHELPS UTIL & CORP BD DUC 2021-03-05 21:45:03 UTC -20.6662 20.7362 45000
DUFF & PHELPS UTIL & CORP BD DUC 2021-03-05 21:15:02 UTC -20.6662 20.7362 45000
DUFF & PHELPS UTIL & CORP BD DUC 2021-03-05 20:45:02 UTC -20.514 20.584 45000
DUFF & PHELPS UTIL & CORP BD DUC 2021-03-05 20:15:05 UTC -20.514 20.584 45000
DUFF & PHELPS UTIL & CORP BD DUC 2021-03-05 19:45:03 UTC -20.514 20.584 45000
DUFF & PHELPS UTIL & CORP BD DUC 2021-03-05 19:15:03 UTC -20.514 20.584 45000
DUFF & PHELPS UTIL & CORP BD DUC 2021-03-05 18:45:03 UTC -19.3077 19.3777 45000
DUFF & PHELPS UTIL & CORP BD DUC 2021-03-05 18:15:03 UTC -19.3077 19.3777 45000
DUFF & PHELPS UTIL & CORP BD DUC 2021-03-05 17:45:03 UTC -19.3077 19.3777 45000
DUFF & PHELPS UTIL & CORP BD DUC 2021-03-05 17:15:03 UTC -19.3077 19.3777 45000
DUFF & PHELPS UTIL & CORP BD DUC 2021-03-05 16:45:03 UTC -19.3077 19.3777 45000
DUFF & PHELPS UTIL & CORP BD DUC 2021-03-05 16:15:02 UTC -19.3077 19.3777 50000
DUFF & PHELPS UTIL & CORP BD DUC 2021-03-05 15:45:03 UTC -19.3077 19.3777 50000
DUFF & PHELPS UTIL & CORP BD DUC 2021-03-05 15:15:03 UTC -19.3077 19.3777 50000
DUFF & PHELPS UTIL & CORP BD DUC 2021-03-05 14:45:03 UTC -21.7725 21.8425 50000
DUFF & PHELPS UTIL & CORP BD DUC 2021-03-05 14:15:03 UTC -21.7725 21.8425 45000
DUFF & PHELPS UTIL & CORP BD DUC 2021-03-05 13:45:03 UTC -21.7725 21.8425 45000
DUFF & PHELPS UTIL & CORP BD DUC 2021-03-05 13:15:03 UTC -21.7725 21.8425 45000
DUFF & PHELPS UTIL & CORP BD DUC 2021-03-05 12:45:03 UTC -21.7725 21.8425 45000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

No recent transactions

*** To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***

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