BlackRock ESG Capital Allocation Trust’s (ECAT) (the 'Trust') investment objectives are to provide total return and income through a combination of current income, current gains and long-term capital appreciation. The Trust invests in a portfolio of equity and debt securities. Generally, the Trust’s portfolio will include both equity and debt securities. At any given time, however, the Trust may emphasize either debt securities or equity securities. The Trust will invest at least 80% of its total assets in securities that, in the Advisor’s assessment, meet the environmental, social and governance (“ESG”) criteria as described in the Trust’s prospectus and shareholder reports. The Trust utilizes an option writing (selling) strategy in an effort to generate current gains from options premiums and to enhance the Trust’s risk-adjusted returns.
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29.7 Thousand total shares from 2 transactions
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| Insider Name | Type | Last Reported Shares Held | Last Reported Date | Filings in past year |
|---|---|---|---|---|
|
118,730 | 2022-12-28 | 2 | |
|
10,000 | 2022-06-29 | 1 | |
|
53,880 | 2022-05-11 | 1 | |
|
PERLOWSKI JOHN PRESIDENT AND CEO |
|
5,600 | 2022-02-10 | 1 |
|
DIORIO JONATHAN VICE PRESIDENT |
|
3,000 | 2022-02-08 | 0 |
|
0 | 2021-09-27 | 0 | |
|
0 | 2021-09-27 | 0 | |
|
5,000 | 2021-09-27 | 0 | |
|
0 | 2021-09-27 | 0 | |
|
0 | 2021-09-27 | 0 | |
|
0 | 2021-09-27 | 0 | |
|
0 | 2021-09-27 | 0 | |
|
0 | 2021-09-27 | 0 | |
|
WALKER TRENT CHIEF FINANCIAL OFFICER |
|
0 | 2021-09-27 | 0 |
|
FIFE JAY M. TREASURER |
|
0 | 2021-09-27 | 0 |
|
0 | 2021-09-27 | 0 | |
|
AHN JANEY SECRETARY |
|
0 | 2021-09-27 | 0 |
|
0 | 2021-09-27 | 0 | |
|
0 | 2021-09-27 | 0 | |
|
PARK CHARLES CHIEF COMPLIANCE OFFICER |
|
0 | 2021-09-27 | 0 |
|
0 | 2021-09-27 | 0 | |
|
0 | 2021-09-27 | 0 | |
|
0 | 2021-09-27 | 0 | |
|
0 | 2021-09-27 | 0 | |
|
0 | 2021-09-27 | 0 |
| Reporting Owners | Filing Date | Trans Date | Trans Code | Shares | Share Price | Acquired Disposed |
Shares Owned after | D/I | 10b5 | Perf 1d* | Perf 5d* | Perf 1m* | Max Gain | Max Gain Days | Max Loss | Max Loss Days |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-12-30 17:56:18 -0500 | 2022-12-28 | P | 14,850 | $13.40 | a | 34,850 | direct | 1.6236 | 4.6494 | 4.6494 | 6 | 0.0 | 1 | |||
| 2023-02-02 13:23:45 -0500 | 2022-12-28 | P | 14,850 | $13.40 | a | 118,730 | direct | -1.25 | 0.0 | 1 | -1.25 | 2 |
* -
| Code | Definition |
|---|---|
| A | Grant, award or other acquisition pursuant to Rule 16b-3(d) |
| C | Conversion of derivative security |
| D | Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) |
| E | Expiration of short derivative position |
| F | Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 |
| G | Bona fide gift |
| H | Expiration (or cancellation) of long derivative position with value received |
| I | Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities |
| J | Other acquisition or disposition |
| L | Small acquisition under Rule 16a-6 |
| M | Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 |
| O | Exercise of out-of-the-money derivative security |
| P | Open market or private purchase of non-derivative or derivative security |
| S | Open market or private sale of non-derivative or derivative security |
| U | Disposition pursuant to a tender of shares in a change of control transaction |
| W | Acquisition or disposition by will or the laws of descent and distribution |
| X | Exercise of in-the-money or at-the-money derivative security |
| Z | Deposit into or withdrawal from voting trust |
Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers
| Security | Date/Time | Rebate Rate | Fee Rate | Shares Available |
|---|---|---|---|---|
| BLACKROCK ESG CAPITAL ALLOC ECAT | 2023-02-08 18:45:03 UTC | 0.3624 | 4.2076 | 20000 |
| BLACKROCK ESG CAPITAL ALLOC ECAT | 2023-02-08 18:15:03 UTC | 0.3624 | 4.2076 | 20000 |
| BLACKROCK ESG CAPITAL ALLOC ECAT | 2023-02-08 17:45:03 UTC | 0.3624 | 4.2076 | 20000 |
| BLACKROCK ESG CAPITAL ALLOC ECAT | 2023-02-08 17:15:03 UTC | 0.3624 | 4.2076 | 20000 |
| BLACKROCK ESG CAPITAL ALLOC ECAT | 2023-02-08 16:45:03 UTC | 0.3323 | 4.2377 | 20000 |
| BLACKROCK ESG CAPITAL ALLOC ECAT | 2023-02-08 16:15:03 UTC | 0.3323 | 4.2377 | 20000 |
| BLACKROCK ESG CAPITAL ALLOC ECAT | 2023-02-08 15:45:03 UTC | 0.3323 | 4.2377 | 20000 |
| BLACKROCK ESG CAPITAL ALLOC ECAT | 2023-02-08 15:15:04 UTC | 0.3323 | 4.2377 | 20000 |
| BLACKROCK ESG CAPITAL ALLOC ECAT | 2023-02-08 14:45:04 UTC | 0.3323 | 4.2377 | 20000 |
| BLACKROCK ESG CAPITAL ALLOC ECAT | 2023-02-08 14:15:04 UTC | 0.3323 | 4.2377 | 20000 |
| BLACKROCK ESG CAPITAL ALLOC ECAT | 2023-02-08 13:45:04 UTC | 0.2688 | 4.3012 | 15000 |
| BLACKROCK ESG CAPITAL ALLOC ECAT | 2023-02-08 13:15:03 UTC | 0.2688 | 4.3012 | 35000 |
| BLACKROCK ESG CAPITAL ALLOC ECAT | 2023-02-08 12:45:04 UTC | 0.2688 | 4.3012 | 35000 |
| BLACKROCK ESG CAPITAL ALLOC ECAT | 2023-02-07 22:15:03 UTC | 0.2688 | 4.3012 | 40000 |
| BLACKROCK ESG CAPITAL ALLOC ECAT | 2023-02-07 21:45:03 UTC | 0.2688 | 4.3012 | 40000 |
| BLACKROCK ESG CAPITAL ALLOC ECAT | 2023-02-07 21:15:03 UTC | 0.2688 | 4.3012 | 40000 |
| BLACKROCK ESG CAPITAL ALLOC ECAT | 2023-02-07 20:45:04 UTC | 0.2688 | 4.3012 | 40000 |
| BLACKROCK ESG CAPITAL ALLOC ECAT | 2023-02-07 20:15:03 UTC | 0.2688 | 4.3012 | 40000 |
| BLACKROCK ESG CAPITAL ALLOC ECAT | 2023-02-07 19:45:04 UTC | 0.2688 | 4.3012 | 40000 |
| BLACKROCK ESG CAPITAL ALLOC ECAT | 2023-02-07 19:15:04 UTC | 0.2688 | 4.3012 | 40000 |
| Holder | Issuer | Net Short Position | Position Date | Origin |
|---|
