Ellsworth Growth and Income Fund Ltd (ECF)

Sector:
FINANCE
Industry:
GENERAL FINANCE
SIC:
CEO:
N/A
Employees:
65 MADISON AVENUE, SUITE 550, MORRISTOWN, NJ 07960
(973) 631-1177

Ellsworth Growth and Income Fund Ltd. was formed on June 27, 1986 and is domiciled in the United States. The fund is managed by Gabelli Funds, LLC. It invests in the public equity markets.

View SEC Filings from ECF instead.

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Funds Holding ECF (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding ECF

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Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

GABELLI MARIO J

  • Director
  • CONTROL PERSON OF ADVISER
790,000 2022-07-01 1

DINSMORE JAMES ANDREW PRESIDENT

  • Officer
3,000 2022-07-01 1

GOLDSTEIN PETER D. SECRETARY

  • Officer
0 2020-08-19 0

MILLER JULIE C

  • Director
0 2020-05-14 0

CEPLER MITCHELL VICE PRES./ASST. TREASURER

  • Officer
0 2019-12-31 0

ANDREWS DON CHIEF COMPLIANCE OFFICER

  • Officer
0 2019-12-31 0

NAKAMURA KUNI

  • Director
6,129 2019-07-12 0

BIZZELL KINCHEN C

  • Director
7,716 2018-02-05 0

BALL JOHN CHESTER TREASURER

  • Officer
0 2017-05-17 0

CONN JAMES P

  • Director
1,000 2016-04-26 0

LEVINE GARY I

  • FORMER EXEC. VP AND CFO
No longer subject to file 2016-02-29 0

PIERRE MERCEDES A

  • FORMER VICE PRESIDENT AND CCO
No longer subject to file 2016-02-03 0

PLATT NICOLAS W

  • Director
700 2015-12-29 0

MELARKEY MICHAEL J

  • Director
2,600 2015-12-09 0

ORTIZ GERMAINE M

  • FORMER VICE PRESIDENT
No longer subject to file 2015-11-25 0

LAKE H TUCKER JR

  • FORMER VICE PRESIDENT
No longer subject to file 2015-11-25 0

MULLADY AGNES TREASURER

  • Officer
0 2015-11-18 0

VANEKRIS ANTHONIE C

  • Director
6,000 2015-11-09 0

FAHRENKOPF FRANK J JR

  • Director
0 2015-11-01 0

DINSMORE CAPITAL MANAGEMENT CO/NJ

  • INVESTMENT ADVISER
14,720 2015-09-28 0

DINSMORE THOMAS H CHAIRMAN AND CEO

  • Officer
  • Director
71,650 2015-09-25 0

O'KEEFFE JANE D PRESIDENT

  • Officer
  • Director
  • DIRECTOR OF INVESTMENT ADVISER
18,158 2015-03-25 0

BOGAN ELIZABETH C

  • Director
12,000 2013-06-18 0

DINSMORE JEAN H

  • DIRECTOR OF INVESTMENT ADVISER
12,937 2013-01-11 0

AHALT GORDON F

  • Director
No longer subject to file 2009-12-31 0

HARDING DANIEL DISS

  • Director
11,134 2008-12-18 0

FINNICAN SALLY J

  • DIRECTOR OF INVESTMENT ADVISER
44,049 2008-10-23 0

FINNICAN PETER M

  • ADVISER'S MARKETING DIRECTOR
16,371 2008-10-23 0

RELATIVE VALUE PARTNERS, LLC

  • 10% Owner
1,318,923 2007-10-11 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
ELLSWORTH GROWTH AND INCOME ECF 2022-11-25 22:15:03 UTC -9.0324 12.8524 75000
ELLSWORTH GROWTH AND INCOME ECF 2022-11-25 21:45:04 UTC -9.0324 12.8524 75000
ELLSWORTH GROWTH AND INCOME ECF 2022-11-25 21:15:03 UTC -9.0324 12.8524 75000
ELLSWORTH GROWTH AND INCOME ECF 2022-11-25 20:45:03 UTC -9.0324 12.8524 75000
ELLSWORTH GROWTH AND INCOME ECF 2022-11-25 20:15:03 UTC -9.0324 12.8524 75000
ELLSWORTH GROWTH AND INCOME ECF 2022-11-25 19:45:04 UTC -9.0324 12.8524 75000
ELLSWORTH GROWTH AND INCOME ECF 2022-11-25 19:15:03 UTC -9.0324 12.8524 75000
ELLSWORTH GROWTH AND INCOME ECF 2022-11-25 18:45:03 UTC -9.0324 12.8524 75000
ELLSWORTH GROWTH AND INCOME ECF 2022-11-25 18:15:03 UTC -9.0324 12.8524 75000
ELLSWORTH GROWTH AND INCOME ECF 2022-11-25 17:45:04 UTC -9.0324 12.8524 75000
ELLSWORTH GROWTH AND INCOME ECF 2022-11-25 17:15:03 UTC -9.0324 12.8524 75000
ELLSWORTH GROWTH AND INCOME ECF 2022-11-25 16:45:04 UTC -9.6542 13.4742 75000
ELLSWORTH GROWTH AND INCOME ECF 2022-11-25 16:15:03 UTC -9.6542 13.4742 75000
ELLSWORTH GROWTH AND INCOME ECF 2022-11-25 15:45:03 UTC -9.6542 13.4742 75000
ELLSWORTH GROWTH AND INCOME ECF 2022-11-25 15:15:03 UTC -9.6542 13.4742 75000
ELLSWORTH GROWTH AND INCOME ECF 2022-11-25 14:45:04 UTC -9.6542 13.4742 75000
ELLSWORTH GROWTH AND INCOME ECF 2022-11-25 14:15:04 UTC -9.6542 13.4742 75000
ELLSWORTH GROWTH AND INCOME ECF 2022-11-25 13:45:03 UTC -9.5911 13.4111 75000
ELLSWORTH GROWTH AND INCOME ECF 2022-11-25 13:15:03 UTC -9.5911 13.4111 75000
ELLSWORTH GROWTH AND INCOME ECF 2022-11-25 12:45:03 UTC -9.5911 13.4111 75000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

No recent transactions

*** To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***

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