Ellsworth Growth and Income Fund Ltd. was formed on June 27, 1986 and is domiciled in the United States. The fund is managed by Gabelli Funds, LLC. It invests in the public equity markets.
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| Insider Name | Type | Last Reported Shares Held | Last Reported Date | Filings in past year |
|---|---|---|---|---|
|
790,000 | 2022-07-01 | 1 | |
|
DINSMORE JAMES ANDREW PRESIDENT |
|
3,000 | 2022-07-01 | 1 |
|
GOLDSTEIN PETER D. SECRETARY |
|
0 | 2020-08-19 | 0 |
|
0 | 2020-05-14 | 0 | |
|
CEPLER MITCHELL VICE PRES./ASST. TREASURER |
|
0 | 2019-12-31 | 0 |
|
ANDREWS DON CHIEF COMPLIANCE OFFICER |
|
0 | 2019-12-31 | 0 |
|
6,129 | 2019-07-12 | 0 | |
|
7,716 | 2018-02-05 | 0 | |
|
BALL JOHN CHESTER TREASURER |
|
0 | 2017-05-17 | 0 |
|
1,000 | 2016-04-26 | 0 | |
|
No longer subject to file | 2016-02-29 | 0 | |
|
No longer subject to file | 2016-02-03 | 0 | |
|
700 | 2015-12-29 | 0 | |
|
2,600 | 2015-12-09 | 0 | |
|
No longer subject to file | 2015-11-25 | 0 | |
|
No longer subject to file | 2015-11-25 | 0 | |
|
MULLADY AGNES TREASURER |
|
0 | 2015-11-18 | 0 |
|
6,000 | 2015-11-09 | 0 | |
|
0 | 2015-11-01 | 0 | |
|
14,720 | 2015-09-28 | 0 | |
|
DINSMORE THOMAS H CHAIRMAN AND CEO |
|
71,650 | 2015-09-25 | 0 |
|
O'KEEFFE JANE D PRESIDENT |
|
18,158 | 2015-03-25 | 0 |
|
12,000 | 2013-06-18 | 0 | |
|
12,937 | 2013-01-11 | 0 | |
|
No longer subject to file | 2009-12-31 | 0 | |
|
11,134 | 2008-12-18 | 0 | |
|
44,049 | 2008-10-23 | 0 | |
|
16,371 | 2008-10-23 | 0 | |
|
1,318,923 | 2007-10-11 | 0 |
| Reporting Owners | Filing Date | Trans Date | Trans Code | Shares | Share Price | Acquired Disposed |
Shares Owned after | D/I | 10b5 | Perf 1d* | Perf 5d* | Perf 1m* | Max Gain | Max Gain Days | Max Loss | Max Loss Days |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| No current insider transactions | ||||||||||||||||
* -
| Code | Definition |
|---|---|
| A | Grant, award or other acquisition pursuant to Rule 16b-3(d) |
| C | Conversion of derivative security |
| D | Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) |
| E | Expiration of short derivative position |
| F | Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 |
| G | Bona fide gift |
| H | Expiration (or cancellation) of long derivative position with value received |
| I | Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities |
| J | Other acquisition or disposition |
| L | Small acquisition under Rule 16a-6 |
| M | Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 |
| O | Exercise of out-of-the-money derivative security |
| P | Open market or private purchase of non-derivative or derivative security |
| S | Open market or private sale of non-derivative or derivative security |
| U | Disposition pursuant to a tender of shares in a change of control transaction |
| W | Acquisition or disposition by will or the laws of descent and distribution |
| X | Exercise of in-the-money or at-the-money derivative security |
| Z | Deposit into or withdrawal from voting trust |
Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers
| Security | Date/Time | Rebate Rate | Fee Rate | Shares Available |
|---|---|---|---|---|
| ELLSWORTH GROWTH AND INCOME ECF | 2023-03-30 15:45:04 UTC | -9.313 | 14.133 | 45000 |
| ELLSWORTH GROWTH AND INCOME ECF | 2023-03-30 15:15:04 UTC | -9.313 | 14.133 | 45000 |
| ELLSWORTH GROWTH AND INCOME ECF | 2023-03-30 14:45:03 UTC | -9.313 | 14.133 | 40000 |
| ELLSWORTH GROWTH AND INCOME ECF | 2023-03-30 14:15:04 UTC | -9.313 | 14.133 | 45000 |
| ELLSWORTH GROWTH AND INCOME ECF | 2023-03-30 13:45:04 UTC | -9.3001 | 14.1201 | 45000 |
| ELLSWORTH GROWTH AND INCOME ECF | 2023-03-30 13:15:04 UTC | -9.3001 | 14.1201 | 45000 |
| ELLSWORTH GROWTH AND INCOME ECF | 2023-03-30 12:45:04 UTC | -9.3001 | 14.1201 | 100000 |
| ELLSWORTH GROWTH AND INCOME ECF | 2023-03-29 22:15:04 UTC | -9.3001 | 14.1201 | 45000 |
| ELLSWORTH GROWTH AND INCOME ECF | 2023-03-29 21:45:05 UTC | -9.3001 | 14.1201 | 45000 |
| ELLSWORTH GROWTH AND INCOME ECF | 2023-03-29 21:15:04 UTC | -9.3001 | 14.1201 | 45000 |
| ELLSWORTH GROWTH AND INCOME ECF | 2023-03-29 20:45:06 UTC | -9.3001 | 14.1201 | 45000 |
| ELLSWORTH GROWTH AND INCOME ECF | 2023-03-29 20:15:05 UTC | -9.3001 | 14.1201 | 45000 |
| ELLSWORTH GROWTH AND INCOME ECF | 2023-03-29 19:45:05 UTC | -9.3001 | 14.1201 | 45000 |
| ELLSWORTH GROWTH AND INCOME ECF | 2023-03-29 19:15:05 UTC | -9.3001 | 14.1201 | 45000 |
| ELLSWORTH GROWTH AND INCOME ECF | 2023-03-29 18:45:06 UTC | -9.3001 | 14.1201 | 45000 |
| ELLSWORTH GROWTH AND INCOME ECF | 2023-03-29 18:15:06 UTC | -9.3001 | 14.1201 | 45000 |
| ELLSWORTH GROWTH AND INCOME ECF | 2023-03-29 17:45:06 UTC | -9.3001 | 14.1201 | 45000 |
| ELLSWORTH GROWTH AND INCOME ECF | 2023-03-29 17:15:05 UTC | -9.3001 | 14.1201 | 45000 |
| ELLSWORTH GROWTH AND INCOME ECF | 2023-03-29 16:45:05 UTC | -9.3001 | 14.1201 | 45000 |
| ELLSWORTH GROWTH AND INCOME ECF | 2023-03-29 16:15:05 UTC | -9.3001 | 14.1201 | 45000 |
| Holder | Issuer | Net Short Position | Position Date | Origin |
|---|
