EQUATORIAL MINING & EXPLORATION PLC (EM)

SIC:
SERVICES-BUSINESS SERVICES, NEC
26 CENTURY BLVD. NASHVILLE, TN 37214

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Funds Holding EM (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding EM BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
SMART SHARE GLOBAL LTD - ADR EM 2021-12-07 16:45:04 UTC -17.7602 17.8302 550000
SMART SHARE GLOBAL LTD - ADR EM 2021-12-07 16:15:04 UTC -17.7602 17.8302 550000
SMART SHARE GLOBAL LTD - ADR EM 2021-12-07 15:45:03 UTC -17.7602 17.8302 400000
SMART SHARE GLOBAL LTD - ADR EM 2021-12-07 15:15:04 UTC -17.7602 17.8302 400000
SMART SHARE GLOBAL LTD - ADR EM 2021-12-07 14:45:04 UTC -17.6788 17.7488 400000
SMART SHARE GLOBAL LTD - ADR EM 2021-12-07 14:15:03 UTC -17.6788 17.7488 400000
SMART SHARE GLOBAL LTD - ADR EM 2021-12-07 13:45:03 UTC -17.6788 17.7488 400000
SMART SHARE GLOBAL LTD - ADR EM 2021-12-07 13:15:03 UTC -17.6788 17.7488 400000
SMART SHARE GLOBAL LTD - ADR EM 2021-12-07 12:45:04 UTC -17.6788 17.7488 400000
SMART SHARE GLOBAL LTD - ADR EM 2021-12-06 22:15:04 UTC -17.6788 17.7488 400000
SMART SHARE GLOBAL LTD - ADR EM 2021-12-06 21:45:02 UTC -17.6788 17.7488 400000
SMART SHARE GLOBAL LTD - ADR EM 2021-12-06 21:15:03 UTC -17.6788 17.7488 400000
SMART SHARE GLOBAL LTD - ADR EM 2021-12-06 20:45:03 UTC -17.6788 17.7488 400000
SMART SHARE GLOBAL LTD - ADR EM 2021-12-06 20:15:03 UTC -17.6788 17.7488 400000
SMART SHARE GLOBAL LTD - ADR EM 2021-12-06 19:45:03 UTC -17.6788 17.7488 400000
SMART SHARE GLOBAL LTD - ADR EM 2021-12-06 19:15:03 UTC -17.6788 17.7488 400000
SMART SHARE GLOBAL LTD - ADR EM 2021-12-06 18:45:03 UTC -17.5255 17.5955 400000
SMART SHARE GLOBAL LTD - ADR EM 2021-12-06 18:15:03 UTC -17.5255 17.5955 400000
SMART SHARE GLOBAL LTD - ADR EM 2021-12-06 17:45:03 UTC -17.5255 17.5955 400000
SMART SHARE GLOBAL LTD - ADR EM 2021-12-06 17:15:03 UTC -17.5255 17.5955 400000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

UK Ownership History

Updated daily

Contains transactions from January 1st, 2015 on. This data is

Form Holder Issuer Transaction Date Number of Voting Rights % of Voting Rights
TR-1 SPREADEX LTD Eastinco Mining & Exploration PLC 2019-11-18 58,731,000 16.25%
TR-1 Christopher Atur Potts EQUATORIAL MINING & EXPLORATION PLC 2014-03-31 1,050,000,000 24.66%
Holdings in Company Equatorial Mining & Exploration PLC 0 0%
Equatorial Mining & Exploration PLC 0 0%

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