Quotes & Info (EMO1)

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Funds Holding EMO1 (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding EMO1 BETA

Active Schedule 13D and 13G filings

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Recent Filings

Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

COLMAN CAROL L

  • Director
400 2021-06-07 0

MURPHY TERRENCE

  • CEO OF SUBADVISER
0 2020-11-13 0

FERGERSON LAURA F

  • MANAGER/INVESTMENT MANAGER
0 2020-09-30 0

EAKES BRIAN

  • MANAGER/INVESTMENT MANAGER
0 2020-09-30 0

HOYT GEORGE P. SECRETARY AND CH LGL OFFICER

  • Officer
0 2020-08-13 0

JOHNSON JENNIFER M

  • DIRECTOR OF SUB-ADVISER
0 2020-07-31 0

PLAFKER JED A.

  • DIRECTOR OF SUB-ADVISER
0 2020-07-31 0

SHANEYFELT GWEN L

  • DIRECTOR OF SUB-ADVISER
0 2020-07-31 0

NICHOLLS MATTHEW

  • DIRECTOR OF SUB-ADVISER
0 2020-07-31 0

AMERICAN GENERAL LIFE INSURANCE CO

  • SEE REMARKS
3,524,680 2020-04-27 0

JENSEN FRED STEVEN CHIEF COMPLIANCE OFFICER

  • Officer
0 2020-04-17 0

AMERICAN INTERNATIONAL GROUP INC

  • SEE REMARKS
9,591,936 2020-03-27 0

BOYDSTON LAURA

  • DIRECTOR OF SUB-ADVISER
0 2020-01-01 0

COHEN HARRY D

  • MAN DIR. ,CO-CIO,SUDADVISER
0 2019-12-30 0

BERARDUCCI CHRISTOPHER TREAS/PRINCIPAL FINAN OFFICER

  • Officer
0 2019-09-27 0

CRONIN DANIEL P

  • Director
0 2019-08-26 0

KUMAR NISHA

  • Director
0 2019-01-01 0

GLASSER SCOTT

  • CO-CIO OF SUBADVISER
0 2018-12-31 0

FREEMAN RICHARD A

  • PORTFOLIO MANAGER OF THE FUND
2,022 2018-12-26 0

PRUDENTIAL FINANCIAL INC

PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY

  • 10% Owner
150 2018-11-16 0

BERG JENNIFER S TREASURER

  • Officer
0 2018-01-01 0

VANDERLEE PETER

  • PORTFOLIO MANAGER OF THE FUND
2,400 2017-12-07 0

CASHMAN FRANCES

  • DIRECTOR OF SUBADVISER
0 2017-05-23 0

KUEHL TODD F CHIEF COMPLIANCE OFFICER

  • Officer
0 2017-05-11 0

EEDE JUSTIN

  • DIRECTOR OF SUBADVISER
0 2015-06-25 0

JOHNSON TERENCE

  • DIRECTOR OF SUBADVISER
0 2015-06-25 0

KENNEY JOHN

  • DIRECTOR OF SUBADVISER
0 2015-06-25 0

TRUST JANE

  • SVP OF THE MANAGER
0 2015-04-15 0

VOYA INSURANCE & ANNUITY CO

  • SEE EXPLANATION BELOW.
94 2015-03-26 0

VOYA RETIREMENT INSURANCE & ANNUITY CO

  • SEE EXPLANATION BELOW.
118 2015-03-26 0

SECURITY LIFE OF DENVER INSURANCE CO

  • SEE EXPLANATION BELOW.
23 2015-03-26 0

RELIASTAR LIFE INSURANCE CO

  • SEE EXPLANATION BELOW.
15 2015-03-26 0

VOYA FINANCIAL, INC.

LION CONNECTICUT HOLDINGS INC.

  • 10% Owner
250 2015-03-26 0

MUTUAL OF OMAHA INSURANCE CO

  • 10% Owner
100 2015-03-26 0

AGDERN ROBERT D

  • Director
0 2015-01-01 0

FULLER KENNETH CEO, PRES. & CHAIRMAN

  • Officer
  • Director
  • CEO & PRES. OF MANAGER
0 2013-06-01 0

MASSACHUSETTS MUTUAL LIFE INSURANCE CO

  • 10% Owner
40,000,000 2013-02-07 0

KAMERICK EILEEN A

  • Director
0 2013-02-01 0

SENNETT RICHARD PRINCIPAL FINANCIAL OFFICER

  • Officer
0 2011-12-01 0

LIST CYNTHIA

  • CFO OF SUBADVISER
0 2011-12-01 0

NATTANS JEFFREY ALLEN

  • DIRECTOR OF SUBADVISER
0 2011-10-01 0

ODENATH DAVID R

  • SEE REMARKS BELOW
0 2011-06-29 0

LEGG MASON, INC.

  • PARENT OF MGR AND SUBADVISER
0 2011-06-09 0

ROETT RIORDAN

  • Director
0 2011-06-09 0

SUNDMAN PETER E

  • DIR. & CEO OF SUBADVISER
0 2011-06-09 0

SALACUSE JESWALD W

  • Director
0 2011-06-09 0

SULLIVAN JOSEPH A

  • DIRECTOR OF SUBADVISER
0 2011-06-09 0

CUCCHI PAOLO M

  • Director
0 2011-06-09 0

GELB LESLIE H

  • Director
0 2011-06-09 0

GERKEN R JAY CEO, PRES. & CHAIRMAN

  • Officer
  • Director
  • CEO & PRES. OF MANAGER
0 2011-06-09 0

FRENKEL ROBERT I CLO AND SECRETARY

  • Officer
0 2011-06-09 0

OZSOLAK KAPREL CFO

  • Officer
0 2011-06-09 0

HUTCHINSON WILLIAM R

  • Director
0 2011-06-09 0

MANDIA THOMAS C ASSISTANT SECRETARY

  • Officer
  • SECRETARY OF MANAGER
0 2011-06-09 0

SHEPLER ROBERT P

  • SENIOR VP OF THE MANAGER
0 2011-06-09 0

OLMERT AMY

  • MANAGER OF INVESTMENT MANAGER
0 2011-06-09 0

KELLY JEANNE SENIOR VP

  • Officer
  • SENIOR VP OF MANAGER
0 2011-06-09 0

CLEARBRIDGE INVESTMENTS, LLC

  • SUBADVISER OF FUND
0 2011-06-09 0

BECKER TED P CHIEF COMPLIANCE OFFICER

  • Officer
  • CCO OF MANAGER
0 2011-06-09 0

LEGG MASON PARTNERS FUND ADVISOR, LLC

  • MANAGER OF THE FUND
0 2011-06-09 0

MANNING BARBARA BROOKE

  • MGRDIR.,GEN.COUN.&CCO OF SUBAD
0 2011-06-09 0

DEL GUERCIO ROCCO

  • CFO & TREASURER OF THE MANAGER
0 2011-06-09 0

RENAHAN WILLIAM J ASSISTANT SECRETARY

  • Officer
0 2011-06-09 0

DEWHURST RONALD R

  • DIRECTOR OF SUBADVISER
0 2011-06-09 0

CLARFELD MICHAEL

  • PORTFOLIO MANAGER
0 2011-06-09 0

LASKAJ ALBERT ASSISTANT TREASURER

  • Officer
0 2011-06-09 0

FRANK STEVEN TREASURER

  • Officer
0 2011-06-09 0

LARRABEE LEONARD

  • SECRETARY OF THE SUBADVISER
0 2011-06-09 0

EADES CHRIS

  • PORTFOLIO MANAGER
0 2011-06-09 0

NACHTWEY PETER

  • DIRECTOR OF SUBADVISER
0 2011-06-09 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

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