Equus Total Return, Inc. (EQS)

FINANCE: CONSUMER FINANCE
SIC:

700 LOUISIANA STREET HOUSTON, TX 77002

Equus Total Return is a business development company providing financing services for privately-held middle market and small capitalization companies. Co.'s investments consist primarily of debt securities including subordinate debt, debt convertible into common or preferred stock, or debt combined with warrants and common and preferred stock.

Data based on most recent fiscal year report
Market Cap32.583 Million Shares Outstanding13.52 Million Avg Volume15.993 Thousand
1-Yr BETA vs S&P TR-0.204 Current Ratio39.02 Quick Ratio39.02
View SEC Filings from EQS instead.
Q2 2019 All Institutions Hedge Funds 1
To trade EQS now:
Filers who had this stock in their top 10: 0 0 (0.0%)
13F Filers holding this stock: 21 6 (0.62%)
Aggregate 13F shares on 06/30/2019: 1.623 Million 1.174 Million
Aggregate 13F shares on 03/31/2019: 1.766 Million 1.333 Million
Percent change: -8.08% -11.97%
Funds creating new positions: 2
Funds Adding to an existing position: 3 1
Funds closing out their position: 1
Funds reducing their position: 4 4
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding EQS (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

7.3 Million total shares from 12 transactions

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

TOKARZ GROUP ADVISERS LLC

3,228,024 2019-08-12 3

TOKARZ MICHAEL T

3,228,024 2019-08-12 3

MVC CAPITAL, INC.

3,228,024 2019-08-12 3

FUNSTON LANCE T CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
0 2018-06-20 0

BERGNER RICHARD F

  • Director
19,500 2017-03-21 0

KNAUSS ROBERT L

  • Director
92,670 2017-03-17 0

ATKINSON FRASER

  • Director
21,389 2017-03-17 0

DES PALLIERES BERTRAND

  • Director
  • 10% Owner
2,199,692 2017-03-17 0

HARDY JOHN A. CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
500,000 2017-03-17 0

DENOS KENNETH I SECRETARY

  • Officer
  • Director
265,754 2017-03-17 0

HANKINSON HENRY W

  • Director
19,500 2017-03-17 0

MOBIQUITY INVESTMENTS LTD

  • Director
  • 10% Owner
10,000 2014-06-12 0

MOBIQUITY INVESTMENTS LTD

VERSATILE SYSTEMS INC.

  • Director
  • 10% Owner
970,087 2011-12-06 0

BENEDETTI ALESSANDRO EXECUTIVE CHAIRMAN

  • Officer
  • Director
1,362,962 2011-09-02 0

DOUGLASS PAULA TERRY

TIEL TRUST FBO PAULA T. DOUGLASS

DOUGLASS SAM P

TIEL TRUST FBO SAM P. DOUGLASS

DOUGLASS TRUST IV - FBO S. PRESTON DOUGLASS

DOUGLASS TRUST IV - FBO BROOKE DOUGLASS

  • 10% Owner
970,969 2010-12-22 0

FLANAGAN GREGORY J

  • Director
4,514 2010-06-04 0

BROWN SAMUEL JONES JAY IV CHIEF INVESTMENT OFFICER

  • Officer
0 2010-02-16 0

MOORE, CLAYTON & CO., INC.

  • Director
151,569 2009-10-05 0

MOORE ANTHONY R

  • 10% Owner
357,458 2009-08-03 0

CLAYTON SHARON

  • 10% Owner
357,458 2009-08-03 0

DOUGLASS SAM P CEO

  • Officer
  • Director
694,614 2008-04-07 0

DOUGLASS PAULA TERRY VICE PRESIDENT

  • Officer
694,614 2008-04-07 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

TOKARZ MICHAEL T see footnote

2019-08-12 S 608,310 $1.62 d 3,228,024 3,228,024.00 indirect

MVC CAPITAL, INC.

2019-08-12 S 608,310 $1.62 d 3,228,024 3,228,024.00 direct

TOKARZ GROUP ADVISERS LLC see footnote

2019-08-12 S 608,310 $1.62 d 3,228,024 3,228,024.00 indirect

TOKARZ MICHAEL T see footnote

2019-07-29 S 608,310 $1.70 d 3,836,334 3,836,334.00 indirect

MVC CAPITAL, INC.

2019-07-29 S 608,310 $1.70 d 3,836,334 3,836,334.00 direct

TOKARZ GROUP ADVISERS LLC see footnote

2019-07-29 S 608,310 $1.70 d 3,836,334 3,836,334.00 indirect

TOKARZ MICHAEL T see footnote

2019-07-26 J 608,310 $1.70 a 4,444,644 4,444,644.00 indirect

TOKARZ GROUP ADVISERS LLC see footnote

2019-07-26 J 608,310 $1.70 a 3,836,334 4,444,644.00 indirect

TOKARZ MICHAEL T see footnote

2019-07-26 J 608,310 $1.70 a 3,836,334 4,444,644.00 indirect

MVC CAPITAL, INC.

2019-07-26 J 608,310 $1.70 a 4,444,644 4,444,644.00 direct

MVC CAPITAL, INC.

2019-07-26 J 608,310 $1.70 a 3,836,334 4,444,644.00 direct

TOKARZ GROUP ADVISERS LLC see footnote

2019-07-26 J 608,310 $1.70 a 4,444,644 4,444,644.00 indirect

TOKARZ GROUP ADVISERS LLC see footnote

2019-07-24 S 608,310 $1.70 d 3,836,334 4,444,644.00 indirect

TOKARZ MICHAEL T see footnote

2019-07-24 S 608,310 $1.70 d 3,836,334 4,444,644.00 indirect

MVC CAPITAL, INC.

2019-07-24 S 608,310 $1.70 d 3,228,024 4,444,644.00 direct

MVC CAPITAL, INC.

2019-07-24 S 608,310 $1.70 d 3,836,334 4,444,644.00 direct

TOKARZ GROUP ADVISERS LLC see footnote

2019-07-24 S 608,310 $1.70 d 3,228,024 4,444,644.00 indirect

TOKARZ MICHAEL T see footnote

2019-07-24 S 608,310 $1.70 d 3,228,024 4,444,644.00 indirect
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