E*Trade Financial Corp. (ETFC)

Sector:
FINANCE
Industry:
GENERAL FINANCE
SIC:
SECURITY BROKERS, DEALERS & FLOTATION COMPANIES
CEO:
Karl A. Roessner
Employees:
4,000
11 TIMES SQUARE, 32ND FLOOR, NEW YORK, NY 10036
6465214340

• *** This stock is shown as delisted in our database. *** If you think this isn't correct then please let us know

E*TRADE Financial Corp. engages in the provision of investment and online stock brokerage services. It operates through the following business segments: Trading and Investing; Balance Sheet Management; and Corporate & Other. The Trading and Investing segment offers cash management, bonds, depositary receipts, margin accounts, retirement funds, investment portfolio, and corporate services. The Balance Sheet Management segment deals with asset allocation, credit management, liquidity, mortgage-backed securities, and loan portfolio. The Corporate & Other segment consists of restructuring activities, debt extinguishment, and investments. The company was founded by William A. Porter Jr. and Bernard A. Newcomb in 1982 and is headquartered in New York, NY.

Data derived from most recent annual or quarterly report
Market Cap 10.891 Billion Shares Outstanding221.096 Million Avg 30-day Volume 2.886 Million
P/E Ratio14.043 Dividend Yield1.1291 EPS1.62
Price to Revenue3.8326 Debt to Equity2.7283 EBITDA1.395 Billion
Price to Book Value1.7935 Operating Margin0.0 Enterprise Value24.286 Billion
Current Ratio EPS Growth-0.144 Quick Ratio
1 Yr BETA 1.528 52-week High/Low 0.0 / Profit Margin28.686
Operating Cash Flow Growth343.2451 Free Cash Flow to Firm (FCFF) TTM -4.249 Billion Free Cash Flow to Equity (FCFE) TTM378 Million
Altman Z-Score
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Funds Holding ETFC (via 13F filings)

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Recent Filings

Financial Reporting

Ownership

  • 4: filed on 2020-10-05 by CARBONE RICHARD J
  • 4: filed on 2020-10-05 by MURPHY MICHAEL JOS.
  • 4: filed on 2020-10-05 by CHERSI ROBERT J
  • 4: filed on 2020-10-05 by CURCIO MICHAEL JOHN
  • 4: filed on 2020-10-05 by ELLERTSON JAIME WALLACE
  • 4: filed on 2020-10-05 by HEALY JAMES P
  • 4: filed on 2020-10-05 by KABAT KEVIN T
  • 4: filed on 2020-10-05 by LAM JAMES
  • 4: filed on 2020-10-05 by LEIBOWITZ SHELLEY B
  • 4: filed on 2020-10-05 by LAWSON RODGER A

    • Events (8k)

  • 8-K: filed on 2020-10-02:
    Item 2.01: Completion of Acquisition or Disposition of Assets
    Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
    Item 3.03: Material Modifications to Rights of Security Holders
    Item 5.01: Changes in Control of Registrant
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2020-07-28:
    Item 8.01: Other Events
  • 8-K: filed on 2020-07-23:
    Item 2.02: Results of Operations and Financial Condition
    Item 7.01: Regulation FD Disclosure
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2020-07-17:
    Item 5.07: Submission of Matters to a Vote of Security Holders
  • 8-K: filed on 2020-07-06:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2020-06-22:
    Item 7.01: Regulation FD Disclosure
  • 8-K: filed on 2020-06-02:
    Item 8.01: Other Events
  • 8-K: filed on 2020-05-07:
    Item 5.07: Submission of Matters to a Vote of Security Holders
  • 8-K: filed on 2020-02-21:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 1.01: Entry into a Material Definitive Agreement
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2020-02-20:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits

    • Proposed Sales (Form 144)

    Proxy

    Prospectus

    All

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    none

    Open Market Sells (S)

    none

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    KABAT KEVIN T

    • Director
    		 No longer subject to file 2020-10-02 0

    WEINREICH JOSHUA

    • Director
    		 No longer subject to file 2020-10-02 0

    CARBONE RICHARD J

    • Director
    		 No longer subject to file 2020-10-02 0

    LAWSON RODGER A

    • Director
    		 No longer subject to file 2020-10-02 0

    WEAVER DONNA L

    • Director
    		 No longer subject to file 2020-10-02 0

    ELLERTSON JAIME WALLACE

    • Director
    		 No longer subject to file 2020-10-02 0

    SAEGER REBECCA

    • Director
    		 No longer subject to file 2020-10-02 0

    CURCIO MICHAEL JOHN EVP, INSTITUTIONAL

    • Officer
    		 No longer subject to file 2020-10-02 0

    LAM JAMES

    • Director
    		 No longer subject to file 2020-10-02 0

    MINETOLA MATTHEW CHIEF INFORMATION OFFICER

    • Officer
    		 No longer subject to file 2020-10-02 0

    LEIBOWITZ SHELLEY B

    • Director
    		 No longer subject to file 2020-10-02 0

    HEALY JAMES P

    • Director
    		 No longer subject to file 2020-10-02 0

    PIZZI MICHAEL A. CHIEF EXECUTIVE OFFICER

    • Officer
    • Director
    		 No longer subject to file 2020-10-02 0

    SIMONICH BRENT EVP, CHIEF RISK OFFICER

    • Officer
    		 No longer subject to file 2020-10-02 0

    CHERSI ROBERT J

    • Director
    		 No longer subject to file 2020-10-02 0

    TURNER CHAD E. CHIEF FINANCIAL OFFICER

    • Officer
    		 No longer subject to file 2020-10-02 0

    MILLIGAN ALICE EVP, CHIEF CUSTOMER OFFICER

    • Officer
    		 No longer subject to file 2020-10-02 0

    SHER LORI EVP, GENERAL COUNSEL

    • Officer
    		 No longer subject to file 2020-10-02 0

    MURPHY MICHAEL JOS. SR. MD, RETAIL BROKERAGE

    • Officer
    		 No longer subject to file 2020-10-02 0

    WYCKOFF DIRK W PRINCIPAL ACCOUNTING OFFICER

    • Officer
    		 No longer subject to file 2020-10-02 0

    QUBIT CAPITAL LLC

    • Director
    		 No longer subject to file 2020-07-20 0

    ROESSNER KARL A CHIEF EXECUTIVE OFFICER

    • Officer
    • Director
    		 129,770 2019-05-20 0

    SCLAFANI JOSEPH L

    • Director
    		 37,744 2019-04-23 0

    STERN GARY H

    • Director
    		 17,515 2018-11-15 0

    KANNER FREDERICK WILKINSON

    • Director
    		 46,473 2018-05-11 0

    FOLEY MICHAEL CHIEF TECHNOLOGY & OPS OFFICER

    • Officer
    		 89,428 2017-02-07 0

    KOEBLER ELLEN EVP & CHIEF RISK OFFICER

    • Officer
    		 55,335 2016-05-12 0

    IDZIK PAUL CHIEF EXECUTIVE OFFICER

    • Officer
    • Director
    		 536,576 2016-02-05 0

    HERBERT DAVID SVP & PRES, E*TRADE SECURITIES

    • Officer
    		 60,639 2016-02-05 0

    AUDETTE MATTHEW J EVP & CHIEF FINANCIAL OFFICER

    • Officer
    		 181,912 2015-02-10 0

    NANDRA NAVTEJ S PRESIDENT

    • Officer
    		 242,510 2015-02-06 0

    VELLI JOSEPH M

    • Director
    		 21,589 2014-05-07 0

    FLINK CHRISTOPHER M.

    • Director
    		 6,334 2014-05-07 0

    FAHMI MOHSEN

    • Director
    		 7,610 2014-05-07 0

    WILLARD STEPHEN H

    • Director
    		 22,596 2013-05-09 0

    CITADEL ADVISORS LLC

    CITADEL HOLDINGS I LP

    CITADEL ADVISORS HOLDINGS LP

    CITADEL SECURITIES LLC

    CITADEL DERIVATIVES TRADING LTD

    CITADEL INVESTMENT GROUP II, L.L.C.

    CITADEL EQUITY FUND LTD

    GRIFFIN KENNETH C

    • Director
    		 31,513 2013-03-13 0

    UTTON NICHOLAS EVP & CHIEF MARKETING OFFICER

    • Officer
    		 334,136 2013-02-09 0

    PETRILLI FRANK J. BOARD MEMBER

    • Officer
    • Director
    		 137,887 2012-08-13 0

    FISHER RONALD

    • Director
    		 19,203 2012-05-10 0

    FREIBERG STEVEN J CHIEF EXECUTIVE OFFICER

    • Officer
    		 556,746 2012-02-09 0

    FRAMKE GREG EVP & CHIEF OPERATING OFFICER

    • Officer
    		 293,738 2012-02-09 0

    CITADEL ADVISORS LLC

    CITADEL HOLDINGS I LP

    CITADEL HOLDINGS II LP

    CITADEL SECURITIES LLC

    CITADEL DERIVATIVES TRADING LTD

    CITADEL INVESTMENT GROUP II, L.L.C.

    CITADEL EQUITY FUND LTD

    GRIFFIN KENNETH C

    • Director
    		 27,425,961 2011-12-19 0

    RANDALL LEWIS E

    • Director
    		 74,528 2011-11-21 0

    PARKS MICHAEL K

    • Director
    		 11,576 2011-05-12 0

    NOLOP BRUCE P EVP & CHIEF FINANCIAL OFFICER

    • Officer
    		 101,392 2010-12-31 0

    RAFFAELI C CATHLEEN

    • Director
    		 70,131 2010-05-13 0

    DRUSKIN ROBERT

    • Director
    		 254,121 2010-05-13 0

    CITADEL ADVISORS LLC

    CITADEL HOLDINGS I LP

    CITADEL HOLDINGS II LP

    CITADEL SECURITIES LLC

    CITADEL DERIVATIVES TRADING LTD

    CITADEL INVESTMENT GROUP II, L.L.C.

    CITADEL EQUITY FUND LTD

    WINGATE CAPITAL LTD

    GRIFFIN KENNETH C

    • Director
    		 26,620,018 2010-04-29 0

    LAYTON DONALD H

    • FORMER CHAIRMAN & CEO, ETFC
    		 1,314,322 2009-12-31 0

    CITADEL L P

    CITADEL INVESTMENT GROUP LLC

    CITADEL EQUITY FUND LTD

    WINGATE CAPITAL LTD

    GRIFFIN KENNETH C

    • Director
    		 166,164,118 2009-10-21 0

    CITADEL ADVISORS LLC

    CITADEL HOLDINGS I LP

    CITADEL HOLDINGS II LP

    CITADEL DERIVATIVES GROUP, LLC

    CITADEL DERIVATIVES TRADING LTD

    CITADEL INVESTMENT GROUP II, L.L.C.

    • Director
    		 166,164,118 2009-10-21 0

    HAYTER GEORGE A

    • Director
    		 299,592 2009-05-28 0

    CITADEL L P

    CITADEL INVESTMENT GROUP LLC

    CITADEL EQUITY FUND LTD

    GRIFFIN KENNETH C

    CITADEL ADVISORS LLC

    CITADEL HOLDINGS I LP

    CITADEL HOLDINGS II LP

    CITADEL DERIVATIVES GROUP, LLC

    CITADEL DERIVATIVES TRADING LTD

    CITADEL INVESTMENT GROUP II, L.L.C.

    • 10% Owner
    		 89,149,329 2009-05-11 0

    CITADEL L P

    CITADEL INVESTMENT GROUP LLC

    CITADEL EQUITY FUND LTD

    CITADEL AC INVESTMENTS LTD

    GRIFFIN KENNETH C

    • 10% Owner
    		 88,815,249 2008-10-09 0

    SIMMONS ROBERT J CHIEF FINANCIAL OFFICER

    • Officer
    		 No longer subject to file 2008-05-05 0

    GELBARD ARLEN W GENERAL COUNSEL

    • Officer
    		 271,864 2008-04-22 0

    LILIEN R JARRETT PRESIDENT AND COO

    • Officer
    • Director
    		 701,933 2008-04-22 0

    BREWSTER DARYL G

    • Director
    		 28,303 2008-01-29 0

    CAPLAN MITCHELL H

    • Director
    		 1,352,705 2007-12-14 0

    ELMER RUSSELL S GENERAL COUNSEL & CORP. SEC.

    • Officer
    		 194,331 2007-05-25 0

    WEBB DENNIS PRESIDENT, CAPITAL MARKETS DIV

    • Officer
    		 179,652 2007-05-03 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed    		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
    No current insider transactions

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin
    FundVantage Trust- Gotham Absolute 500 Core Fund ETFC -60.0 shares, $-2059.2 2020-03-31 N-PORT

    No recent transactions

    *** To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***

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