Focus Universal Inc (FCUV)

SIC:
INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL
2311 EAST LOCUST STREET ONTARIO, CA 91761

Focus Universal Inc. (NASDAQ:FCUV) is a provider of patented hardware and software design technologies for Internet of Things (IoT) and 5G. The company has developed four disruptive patented technologies to solve the major problems facing hardware design, hardware production, software design and network communication facing both industries today. These technologies combined have the potential to reduce costs, product development timelines and energy usage, while increasing range, speed, efficiency and security for these industries.

View SEC Filings from FCUV instead.

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Funds Holding FCUV (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding FCUV

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Active Schedule 13D and 13G filings

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Recent Filings

Events (8k)

  • 8-K: filed on 2022-07-01:
    Item 5.07: Submission of Matters to a Vote of Security Holders
  • 8-K: filed on 2022-06-30:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
  • 8-K: filed on 2021-09-02:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-03-30:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 1.02: Termination of a Material Definitive Agreement
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-02-16:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2020-09-02:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2019-12-03:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2019-11-18:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
  • 8-K/A: filed on 2019-05-28:
    Item 2.01: Completion of Acquisition or Disposition of Assets
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2018-11-28:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    none

    Open Market Sells (S)

    21 Thousand total shares from 1 transactions

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    POPE MICHAEL ROSS

    • Director
    30,150 2022-06-23 2

    GU JENNIFER LINGJIE

    • Director
    • 10% Owner
    8,215,000 2021-12-31 1

    LEE EDWARD SHIHAI

    • Director
    • 10% Owner
    8,215,000 2021-12-31 1

    WANG DESHENG CEO AND SECRETARY

    • Officer
    • Director
    • 10% Owner
    14,392,400 2018-12-31 0

    LEE DUNCAN CHIEF FINANCIAL OFFICER

    • Officer
    1,400 2018-12-31 0

    BUTTERFIELD GREGORY S

    • Director
    0 2018-11-28 0

    LOFGREN SHERI

    • Director
    0 2018-06-08 0

    CLARK CARINE S.

    • Director
    0 2018-06-08 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed
    Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

    POPE MICHAEL ROSS - Director see footnote

    2022-07-08 14:36:14 -0400 2022-06-23 S 21,000 $6.00 d 30,150 indirect -7.4154 -3.3837 0.0 1 -7.4154 2

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    FOCUS UNIVERSAL INC FCUV 2022-08-10 20:45:04 UTC -49.0052 51.3252 100000
    FOCUS UNIVERSAL INC FCUV 2022-08-10 20:15:06 UTC -49.0052 51.3252 100000
    FOCUS UNIVERSAL INC FCUV 2022-08-10 19:45:04 UTC -49.0052 51.3252 100000
    FOCUS UNIVERSAL INC FCUV 2022-08-10 19:15:05 UTC -49.0052 51.3252 100000
    FOCUS UNIVERSAL INC FCUV 2022-08-10 18:45:04 UTC -49.0052 51.3252 100000
    FOCUS UNIVERSAL INC FCUV 2022-08-10 18:15:04 UTC -49.0052 51.3252 100000
    FOCUS UNIVERSAL INC FCUV 2022-08-10 17:45:04 UTC -49.0052 51.3252 100000
    FOCUS UNIVERSAL INC FCUV 2022-08-10 17:15:04 UTC -49.0052 51.3252 100000
    FOCUS UNIVERSAL INC FCUV 2022-08-10 16:45:04 UTC -50.3917 52.7117 100000
    FOCUS UNIVERSAL INC FCUV 2022-08-10 16:15:03 UTC -50.3917 52.7117 100000
    FOCUS UNIVERSAL INC FCUV 2022-08-10 15:45:05 UTC -50.3917 52.7117 100000
    FOCUS UNIVERSAL INC FCUV 2022-08-10 15:15:05 UTC -50.3917 52.7117 100000
    FOCUS UNIVERSAL INC FCUV 2022-08-10 14:45:04 UTC -50.3917 52.7117 100000
    FOCUS UNIVERSAL INC FCUV 2022-08-10 14:15:03 UTC -50.3917 52.7117 45000
    FOCUS UNIVERSAL INC FCUV 2022-08-10 13:45:03 UTC -53.3802 55.7002 45000
    FOCUS UNIVERSAL INC FCUV 2022-08-10 13:15:04 UTC -53.3802 55.7002 45000
    FOCUS UNIVERSAL INC FCUV 2022-08-10 12:45:05 UTC -53.3802 55.7002 100000
    FOCUS UNIVERSAL INC FCUV 2022-08-09 22:15:07 UTC -53.3802 55.7002 150000
    FOCUS UNIVERSAL INC FCUV 2022-08-09 21:45:04 UTC -53.3802 55.7002 150000
    FOCUS UNIVERSAL INC FCUV 2022-08-09 21:15:04 UTC -53.3802 55.7002 150000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin
    Blackstone Alternative Investment Funds- Blackstone Alternative Multi-Strategy Fund FCUV -900.0 shares, $-12060.0 2022-03-31 N-PORT

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