First Opportunity Fund Inc. (FOFI)

FINANCE: FINANCE
SIC:
*** This stock is shown as delisted in our database. *** If you think this isn't correct then please let us know

2344 SPRUCE STREET BOULDER, CO 80302

First Opportunity Fund, Inc. (the Fund) is a closed-end, management investment company. The Fund is non-diversified and its primary investment objective is total return. At least 65% of the Funds assets will be invested in financial services companies. The Funds portfolio of investments include banks, banks and thrifts, coal, diversified financial services, electric, environmental control, gas, healthcare products, insurance, mining, mortgages and real estate investment trust (REIT), oil and gas, pharmaceuticals, pipelines, registered investment companies (RICs), retail, savings & loans, telecommunications and tobacco products. The Fund seeks to invest a portion of its investments (the Hedge Fund Portfolio) in private investment partnerships and similar investment vehicles, typically referred to as hedge funds (Hedge Funds). The Fund's co-investment advisers are Rocky Mountain Advisers, LLC and Stewart Investment Advisers, and its sub-adviser is Wellington Management Company, LLP.

View SEC Filings from FOFI instead.

View recent insider trading info

Funds Holding FOFI (via 13F filings)

Refresh Download CSV Download Excel (.xlsx) Download TSV
Filter by:
to
to
to
Refresh
*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding FOFI BETA

Active Schedule 13D and 13G filings

Please sign in first

Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

MURPHEY NICOLE L TREASURER, V.P & CFO

  • Officer
0 2015-03-20 0

KELLEY STEPHANIE J SECRETARY

  • Officer
0 2015-03-20 0

MILLER STEPHEN C PRESIDENT

  • Officer
0 2015-03-20 0

LOONEY JOEL W

  • Director
0 2015-03-20 0

BARR RICHARD I

  • Director
0 2015-03-20 0

MILDRED B. HOREJSI TRUST

HOREJSI STEWART R

CICIORA SUSAN L

  • 10% Owner
No longer subject to file 2015-03-20 0

LOLA BROWN TRUST 1B

HOREJSI STEWART R

  • 10% Owner
No longer subject to file 2015-03-20 0

SUSAN L CICIORA TRUST

HOREJSI STEWART R

  • 10% Owner
No longer subject to file 2015-03-20 0

STEWART R. HOREJSI TRUST NO. 2

HOREJSI STEWART R

  • 10% Owner
No longer subject to file 2015-03-20 0

JACOBSON DEAN

  • Director
0 2015-03-20 0

FISCHER BRENDON J

  • PORTFOLIO MANAGER
0 2015-03-20 0

NORGAARD STEVEN K

  • Director
0 2011-11-18 0

JOHNS CARL D VICE PRESIDENT AND TREASURER

  • Officer
No longer subject to file 2011-01-12 0

HILL LUCIUS T III OFFICER OF INVESTMENT ADVISER

  • Officer
No longer subject to file 2011-01-01 0

CROMWELL WENDY M. OFFICER OF INVESTMENT ADVISER

  • Officer
0 2011-01-01 0

LOLA BROWN TRUST 1B

HOREJSI STEWART R

CICIORA SUSAN L

  • Director
  • 10% Owner
4,277,118 2010-08-23 0

WELSH JENNIFER T CHIEF COMPLIANCE OFFICER

  • Officer
0 2010-07-30 0

TERWILLIGER JOEL CHIEF COMPLIANCE OFFICER

  • Officer
No longer subject to file 2010-07-15 0

HYNES JEAN M. OFFICER OF INVESTMENT ADVISOR

  • Officer
No longer subject to file 2010-01-01 0

BANDTEL KARL E. OFFICER OF INVESTMENT ADVISOR

  • Officer
No longer subject to file 2010-01-01 0

TROJAN VERA M OFFICER OF INVESTMENT ADVISOR

  • Officer
0 2010-01-01 0

ARGYLE CHARLES S OFFICER OF INVESTMENT ADVISOR

  • Officer
0 2010-01-01 0

ERNEST HOREJSI TRUST NO 1B

HOREJSI STEWART R

CICIORA SUSAN L

  • Director
  • 10% Owner
No longer subject to file 2009-12-22 0

RYAN JOHN R OFFICER OF INVESTMENT ADVISOR

  • Officer
No longer subject to file 2009-01-01 0

VALONE JAMES W OFFICER OF INVESTMENT ADVISOR

  • Officer
0 2009-01-01 0

HOFFMANN JAMES P OFFICER OF INVESTMENT ADVISOR

  • Officer
No longer subject to file 2009-01-01 0

BOUSA EDWARD PETER OFFICER OF INVESTMENT ADVISOR

  • Officer
0 2009-01-01 0

GABRIEL LAURIE A OFFICER OF INVESTMENT ADVISOR

  • Officer
No longer subject to file 2008-07-01 0

PAPPAS THOMAS L OFFICER OF INVESTMENT ADVISOR

  • Officer
No longer subject to file 2008-01-01 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

Elevate your investments