Financial Industries Corp. (FNIN.PK)

FINANCE: INSURANCE
SIC: LIFE INSURANCE
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LEGAL DEPARTMENT AUSTIN, TX 78730

Financial Industries is a holding company. Through its subsidiary, Investors Life Insurance Company of North America (Investors Life), Co. markets and sells life insurance products through agents of its insurance subsidiaries. Investors Life is engaged primarily in administering its existing portfolio of individual life insurance and annuity policies. Investors Life is licensed to sell individual life insurance and annuity products in 49 states (not licensed in New York), the District of Columbia, and the U.S. Virgin Islands as of Dec. 31, 2006. These products were marketed through independent, non-exclusive general agents.

View SEC Filings from FNIN.PK instead.
Q3 2020 All 13F Filers Prior Change Hedge Funds 1 Prior Change
No data found for this quarter.
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding FNIN.PK (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding FNIN.PK BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

WOZNICKI EUGENE J

  • Director
No longer subject to file 2008-07-17 0

BARNETT JOHN D

  • Director
No longer subject to file 2008-07-17 0

FALCONIO PATRICK E

  • Director
No longer subject to file 2008-07-17 0

GUDEMAN RICHARD H

  • Director
No longer subject to file 2008-07-17 0

STEFFEN LONNIE L

  • Director
No longer subject to file 2008-07-17 0

LONG R KEITH

  • Director
No longer subject to file 2008-07-17 0

HYDANUS MICHAEL P CHIEF OPERATIONS OFFICER

  • Officer
No longer subject to file 2008-07-17 0

NIKELS ROBERT ANDREW

  • Director
No longer subject to file 2008-07-17 0

SUMMERS BENTON T. SENIOR V P, SALES & MARKETING

  • Officer
No longer subject to file 2008-07-17 0

SHIFRIN KENNETH S

  • Director
No longer subject to file 2008-07-17 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

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