Oaktree Specialty Lending Corp (OCSL)

Sector:
FINANCE
Industry:
CONSUMER FINANCE
SIC:
CEO:
Armen Panossian
Employees:
333 SOUTH GRAND AVENUE, 28TH FLOOR, LOS ANGLES, CA 90071
(213) 830-6300

Oaktree Specialty Lending Corporation is a business development company specializing in investments in middle market. It seeks to invest in education services, business services, retail and consumer, healthcare, manufacturing, food and restaurants, construction and engineering, and media and advertising sectors.

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SEC Web Site SEC DEF 14A Filings

Funds Holding OCSL (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding OCSL

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Recent Filings

Financial Reporting

Ownership

  • 4: filed on 2023-04-12 by PAK ASHLEY
  • 4: filed on 2023-03-27 by STEWART MATTHEW
  • 4: filed on 2023-03-20 by MCKOWN CHRISTOPHER
  • 4: filed on 2023-03-20 by CALDWELL PHYLLIS R
  • 4: filed on 2023-02-13 by PENDO MATHEW
  • 4: filed on 2023-01-03 by CALDWELL PHYLLIS R
  • 4: filed on 2022-12-12 by CALDWELL PHYLLIS R
  • 4: filed on 2022-06-30 by CALDWELL PHYLLIS R
  • 4: filed on 2022-05-25 by CALDWELL PHYLLIS R
  • 4: filed on 2022-05-13 by CALDWELL PHYLLIS R

    • Events (8k)

  • 8-K: filed on 2023-05-04:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-03-20:
    Item 5.07: Submission of Matters to a Vote of Security Holders
  • 8-K: filed on 2023-02-09:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-02-07:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-01-23:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 1.02: Termination of a Material Definitive Agreement
    Item 2.01: Completion of Acquisition or Disposition of Assets
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-01-20:
    Item 3.03: Material Modifications to Rights of Security Holders
    Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
    Item 5.07: Submission of Matters to a Vote of Security Holders
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-01-20:
    Item 7.01: Regulation FD Disclosure
  • 8-K: filed on 2023-01-10:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-11-15:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-09-15:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 7.01: Regulation FD Disclosure
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits

    • Proposed Sales (Form 144)

    Proxy

    Prospectus

    All

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    none

    Open Market Sells (S)

    none

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    STEWART MATTHEW CHIEF OPERATING OFFICER

    • Officer
    		 9,668 2023-03-23 1

    MCKOWN CHRISTOPHER SEE REMARKS

    • Officer
    		 5,092 2023-03-17 1

    CALDWELL PHYLLIS R

    • Director
    		 9,166 2023-03-16 4

    PAK ASHLEY CHIEF COMPLIANCE OFFICER

    • Officer
    		 1,920 2023-03-09 1

    PENDO MATHEW PRESIDENT

    • Officer
    		 37,979 2023-02-09 1

    TANNENBAUM LEONARD M

    • FORMER 10% OWNER (SEE REMARKS)
    		 16,639,362 2021-12-28 0

    FRANK JOHN

    • Director
    		 44,663 2021-03-19 0

    JACOBSON CRAIG A

    • Director
    		 170,273 2021-03-19 0

    CARLISLE MELVIN CFO & TREASURER

    • Officer
    		 41,713 2021-03-19 0

    RUBEN RICHARD

    • Director
    		 101,625 2021-03-19 0

    ZIMMERMAN BRUCE

    • Director
    		 57,390 2021-03-19 0

    GERO DEBORAH ANN

    • Director
    		 59,736 2021-03-19 0

    PANOSSIAN ARMEN CHIEF EXECUTIVE OFFICER

    • Officer
    		 38,370 2021-03-19 0

    GAMSIN MARC

    • Director
    		 35,000 2018-02-12 0

    LEE EDGAR SEE REMARKS

    • Officer
    		 12,000 2017-12-15 0

    OAKTREE CAPITAL MANAGEMENT LP

    OAKTREE HOLDINGS, INC.

    OAKTREE CAPITAL GROUP, LLC

    OAKTREE CAPITAL GROUP HOLDINGS GP, LLC

    • 10% Owner
    		 276,000 2017-12-13 0

    LARIN KIMBERLY CHIEF COMPLIANCE OFFICER

    • Officer
    		 0 2017-10-17 0

    BERMAN BERNARD D CHIEF EXECUTIVE OFFICER

    • Officer
    • Director
    		 35,968 2017-09-29 0

    FRANK ALEXANDER C

    • Director
    		 15,223 2017-05-08 0

    CASTRO-BLANCO JAMES

    • Director
    		 33,364 2017-02-17 0

    RAY DOUGLAS F

    • Director
    		 15,736 2017-02-16 0

    KHORANA SANDEEP K.

    • Director
    		 2,500 2017-02-16 0

    DALTON PATRICK J CHIEF EXECUTIVE OFFICER

    • Officer
    • Director
    		 22,500 2017-02-14 0

    NOREIKA STEVEN M. CHIEF FINANCIAL OFFICER

    • Officer
    		 1,611 2017-02-14 0

    DUTKIEWICZ RICHARD P

    • Director
    		 24,452 2017-02-13 0

    HANEY BYRON J

    • Director
    		 28,000 2017-02-10 0

    TANNENBAUM LEONARD M

    FIFTH STREET ASSET MANAGEMENT INC.

    FIFTH STREET HOLDINGS L.P.

    • 10% Owner
    		 0 2016-09-07 0

    DUNN BRIAN S

    • Director
    		 30,000 2016-02-24 0

    OWENS TODD CHIEF EXECUTIVE OFFICER

    • Officer
    • Director
    		 10,000 2015-02-12 0

    PETROCELLI RICHARD A CHIEF FINANCIAL OFFICER

    • Officer
    		 17,000 2014-12-03 0

    DIMITROV IVELIN M. CHIEF INVESTMENT OFFICER

    • Officer
    • Director
    		 26,870 2014-08-20 0

    HARRISON DAVID H. CHIEF COMPLIANCE OFFICER

    • Officer
    		 9,190 2013-05-06 0

    MEYER FRANK C

    • Director
    		 119,750 2011-08-09 0

    BLAKEMAN CHAD S. CO-CHIEF INVESTMENT OFFICER

    • Officer
    		 1,000 2011-06-14 0

    GOODMAN MARC A. CHIEF INVESTMENT OFFICER

    • Officer
    		 54,207 2009-12-14 0

    GENWORTH LIFE INSURANCE CO

    • 10% Owner
    		 No longer subject to file 2009-11-06 0

    BERKMAN ADAM C

    • Director
    		 1,000 2008-06-17 0

    CRAIG WILLIAM H CFO AND CCO

    • Officer
    • Director
    		 6,900 2008-06-12 0

    TOLL BRUCE E

    • Director
    		 1,871,724 2008-06-11 0

    EINHORN DAVID

    • 10% Owner
    		 1,440,736 2008-06-11 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed    		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
    No current insider transactions

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    OAKTREE SPECIALTY LENDING CO OCSL 2023-05-29 22:15:04 UTC 4.82 0.25 950000
    OAKTREE SPECIALTY LENDING CO OCSL 2023-05-29 21:45:05 UTC 4.82 0.25 950000
    OAKTREE SPECIALTY LENDING CO OCSL 2023-05-29 21:15:04 UTC 4.82 0.25 950000
    OAKTREE SPECIALTY LENDING CO OCSL 2023-05-29 20:45:04 UTC 4.82 0.25 950000
    OAKTREE SPECIALTY LENDING CO OCSL 2023-05-29 20:15:05 UTC 4.82 0.25 950000
    OAKTREE SPECIALTY LENDING CO OCSL 2023-05-29 19:45:04 UTC 4.82 0.25 950000
    OAKTREE SPECIALTY LENDING CO OCSL 2023-05-29 19:15:04 UTC 4.82 0.25 950000
    OAKTREE SPECIALTY LENDING CO OCSL 2023-05-29 18:45:04 UTC 4.82 0.25 950000
    OAKTREE SPECIALTY LENDING CO OCSL 2023-05-29 18:15:03 UTC 4.82 0.25 950000
    OAKTREE SPECIALTY LENDING CO OCSL 2023-05-29 17:45:04 UTC 4.82 0.25 950000
    OAKTREE SPECIALTY LENDING CO OCSL 2023-05-29 17:15:04 UTC 4.82 0.25 950000
    OAKTREE SPECIALTY LENDING CO OCSL 2023-05-29 16:45:04 UTC 4.82 0.25 950000
    OAKTREE SPECIALTY LENDING CO OCSL 2023-05-29 16:15:03 UTC 4.82 0.25 950000
    OAKTREE SPECIALTY LENDING CO OCSL 2023-05-29 15:45:03 UTC 4.82 0.25 950000
    OAKTREE SPECIALTY LENDING CO OCSL 2023-05-29 15:15:03 UTC 4.82 0.25 950000
    OAKTREE SPECIALTY LENDING CO OCSL 2023-05-29 14:45:05 UTC 4.82 0.25 950000
    OAKTREE SPECIALTY LENDING CO OCSL 2023-05-29 14:15:04 UTC 4.82 0.25 950000
    OAKTREE SPECIALTY LENDING CO OCSL 2023-05-29 13:45:05 UTC 4.8167 0.2533 950000
    OAKTREE SPECIALTY LENDING CO OCSL 2023-05-29 13:15:03 UTC 4.8167 0.2533 950000
    OAKTREE SPECIALTY LENDING CO OCSL 2023-05-29 12:45:03 UTC 4.8167 0.2533 950000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin

    No recent transactions

    *** To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***

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