Oaktree Strategic Income Corp (OCSI)

Sector:
INDUSTRIALS
Industry:
CONGLOMERATES
SIC:
CEO:
Bernard D. Berman
Employees:
17
333 SOUTH GRAND AVENUE, 28TH FLOOR, LOS ANGELES, CA 90071
213-830-6300

• *** This stock is shown as delisted in our database. *** If you think this isn't correct then please let us know

Fifth Street Senior Floating Rate Corp. is a closed-end and non-diversified management investment company. Its investment objective is to maximize portfolio total return by generating current income from debt investments while seeking to preserve capital. The company invests primarily in senior secured loans, including first lien, unitranche and second lien debt instruments and lends to small & mid-sized companies in connection with an investment by private equity sponsors. It also invests in senior unsecured loans issued by private middle market companies; subordinated loans issued by private middle market companies; and senior & subordinated loans issued by public companies. The company was founded in May 2013 and is headquartered in Greenwich, CT.

View SEC Filings from OCSI instead.

View recent insider trading info

Oaktree Strategic Income Corp YCharts
Yahoo! Finance finviz
SEC Web Site SEC DEF 14A Filings

Funds Holding OCSI (via 13F filings)

Refresh Download CSV Download Excel (.xlsx) Download TSV
Filter by:
Click for Additional Filters
to
to
to
Refresh
*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding OCSI

Download CSV

Active Schedule 13D and 13G filings

Please sign in first

Recent Filings

Financial Reporting

Ownership

  • 4: filed on 2021-03-23 by TANNENBAUM LEONARD M
  • 4: filed on 2021-03-23 by CARLISLE MELVIN
  • 4: filed on 2021-03-23 by PANOSSIAN ARMEN
  • 4: filed on 2021-03-23 by FRANK JOHN
  • 4: filed on 2021-03-23 by RUBEN RICHARD
  • 4: filed on 2021-03-23 by ZIMMERMAN BRUCE
  • 4: filed on 2021-03-23 by GERO DEBORAH ANN
  • 4: filed on 2021-03-23 by JACOBSON CRAIG A
  • 4: filed on 2021-03-23 by PENDO MATHEW
  • 4: filed on 2020-12-04 by TANNENBAUM LEONARD M

    • Events (8k)

  • 8-K: filed on 2021-03-19:
    Item 2.01: Completion of Acquisition or Disposition of Assets
    Item 3.03: Material Modifications to Rights of Security Holders
    Item 5.01: Changes in Control of Registrant
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
    Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
  • 8-K: filed on 2021-03-15:
    Item 5.07: Submission of Matters to a Vote of Security Holders
  • 8-K: filed on 2021-02-04:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2020-11-19:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2020-10-29:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2020-08-10:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2020-07-14:
    Item 1.01: Entry into a Material Definitive Agreement
  • 8-K: filed on 2020-05-07:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2020-03-27:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2020-03-25:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 9.01: Financial Statements and Exhibits

    • Proposed Sales (Form 144)

    Proxy

    Prospectus

    All

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    none

    Open Market Sells (S)

    none

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    TANNENBAUM LEONARD M

    • 10% Owner
    		 No longer subject to file 2021-03-19 0

    FRANK JOHN

    • Director
    		 No longer subject to file 2021-03-19 0

    JACOBSON CRAIG A

    • Director
    		 No longer subject to file 2021-03-19 0

    PENDO MATHEW PRESIDENT AND COO

    • Officer
    		 No longer subject to file 2021-03-19 0

    CARLISLE MELVIN CFO & TREASURER

    • Officer
    		 No longer subject to file 2021-03-19 0

    RUBEN RICHARD

    • Director
    		 No longer subject to file 2021-03-19 0

    ZIMMERMAN BRUCE

    • Director
    		 No longer subject to file 2021-03-19 0

    GERO DEBORAH ANN

    • Director
    		 No longer subject to file 2021-03-19 0

    PANOSSIAN ARMEN CHIEF EXECUTIVE OFFICER

    • Officer
    		 No longer subject to file 2021-03-19 0

    COHEN RICHARD W.

    • Director
    		 55,744 2018-12-14 0

    OAKTREE CAPITAL MANAGEMENT LP

    OAKTREE HOLDINGS, INC.

    OAKTREE CAPITAL GROUP, LLC

    OAKTREE CAPITAL GROUP HOLDINGS GP, LLC

    • 10% Owner
    		 392,000 2018-03-08 0

    GAMSIN MARC

    • Director
    		 15,000 2018-02-13 0

    LEE EDGAR SEE REMARKS

    • Officer
    		 6,000 2017-12-15 0

    LARIN KIMBERLY CHIEF COMPLIANCE OFFICER

    • Officer
    		 0 2017-10-17 0

    BERMAN BERNARD D CHIEF EXECUTIVE OFFICER

    • Officer
    • Director
    		 94,027 2017-09-29 0

    FRANK ALEXANDER C

    • Director
    		 3,000 2017-05-03 0

    CASTRO-BLANCO JAMES

    • Director
    		 2,093 2017-03-02 0

    DALTON PATRICK J CHIEF EXECUTIVE OFFICER

    • Officer
    • Director
    		 11,500 2017-02-14 0

    DUTKIEWICZ RICHARD P

    • Director
    		 5,000 2017-02-13 0

    TANNENBAUM LEONARD M

    FIFTH STREET ASSET MANAGEMENT INC.

    FIFTH STREET HOLDINGS L.P.

    • 10% Owner
    		 7,776,303 2016-09-30 0

    RAY DOUGLAS F

    • Director
    		 5,000 2016-03-02 0

    OWENS TODD PRESIDENT

    • Officer
    		 35,000 2016-02-24 0

    FIFTH STREET ASSET MANAGEMENT INC.

    FIFTH STREET HOLDINGS L.P.

    • 10% Owner
    		 154,728 2016-02-18 0

    DUNN BRIAN S

    • Director
    		 7,500 2015-12-16 0

    DIMITROV IVELIN M. CEO

    • Officer
    • Director
    		 17,667 2015-08-12 0

    NOREIKA STEVEN M. CHIEF FINANCIAL OFFICER

    • Officer
    		 1,098 2015-07-10 0

    PETROCELLI RICHARD A CHIEF FINANCIAL OFFICER

    • Officer
    		 4,000 2014-12-11 0

    HARRISON DAVID H. CCO & SECRETARY

    • Officer
    		 2,000 2014-12-11 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed    		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
    No current insider transactions

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    OAKTREE STRATEGIC INCOME COR OCSI 2021-03-19 22:15:03 UTC -0.2311 0.3011 200000
    OAKTREE STRATEGIC INCOME COR OCSI 2021-03-19 21:45:03 UTC -0.2311 0.3011 200000
    OAKTREE STRATEGIC INCOME COR OCSI 2021-03-19 21:15:03 UTC -0.2311 0.3011 200000
    OAKTREE STRATEGIC INCOME COR OCSI 2021-03-19 20:45:03 UTC -0.2311 0.3011 200000
    OAKTREE STRATEGIC INCOME COR OCSI 2021-03-19 20:15:03 UTC -0.2311 0.3011 200000
    OAKTREE STRATEGIC INCOME COR OCSI 2021-03-19 19:45:03 UTC -0.2311 0.3011 200000
    OAKTREE STRATEGIC INCOME COR OCSI 2021-03-19 19:15:03 UTC -0.2311 0.3011 200000
    OAKTREE STRATEGIC INCOME COR OCSI 2021-03-19 18:45:03 UTC -0.2588 0.3288 200000
    OAKTREE STRATEGIC INCOME COR OCSI 2021-03-19 18:15:03 UTC -0.2588 0.3288 200000
    OAKTREE STRATEGIC INCOME COR OCSI 2021-03-19 17:45:03 UTC -0.2588 0.3288 200000
    OAKTREE STRATEGIC INCOME COR OCSI 2021-03-19 17:15:03 UTC -0.2588 0.3288 200000
    OAKTREE STRATEGIC INCOME COR OCSI 2021-03-19 16:45:03 UTC -0.3419 0.4119 200000
    OAKTREE STRATEGIC INCOME COR OCSI 2021-03-19 16:15:03 UTC -0.3419 0.4119 200000
    OAKTREE STRATEGIC INCOME COR OCSI 2021-03-19 15:45:03 UTC -0.3419 0.4119 200000
    OAKTREE STRATEGIC INCOME COR OCSI 2021-03-19 15:15:03 UTC -0.3419 0.4119 200000
    OAKTREE STRATEGIC INCOME COR OCSI 2021-03-19 14:45:03 UTC -0.4139 0.4839 200000
    OAKTREE STRATEGIC INCOME COR OCSI 2021-03-19 14:15:03 UTC -0.4139 0.4839 200000
    OAKTREE STRATEGIC INCOME COR OCSI 2021-03-19 13:45:03 UTC -0.4139 0.4839 200000
    OAKTREE STRATEGIC INCOME COR OCSI 2021-03-19 13:15:03 UTC -0.4139 0.4839 200000
    OAKTREE STRATEGIC INCOME COR OCSI 2021-03-19 12:45:03 UTC -0.4139 0.4839 200000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin

    No recent transactions

    *** To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***

    Elevate your investments