Gladstone Investment Corp (GAIN)

FINANCE: GENERAL FINANCE
SIC:

1521 WESTBRANCH DRIVE MCLEAN, VA 22102

Operates as a closed-end, non-diversified management investment company. It plans to invest mainly in subordinated loans, mezzanine debt, preferred stock and warrants to buy common stock of small and mid-sized companies in connection with acquisitions, changes in control and recapitalizations.

Data based on most recent fiscal year report
Market Cap330.505 Million Shares Outstanding32.53 Million Avg Volume283.483 Thousand
1-Yr BETA vs S&P TR0.394 Current Ratio0.11 Quick Ratio0.11
View SEC Filings from GAIN instead.
Q1 2019 All Institutions Hedge Funds 1
To trade GAIN now:
Filers who had this stock in their top 10: 1 0 (0.0%)
13F Filers holding this stock: 66 10 (1.02%)
Aggregate 13F shares on 03/31/2019: 4.177 Million 468.07 Thousand
Aggregate 13F shares on 12/31/2018: 4.352 Million 600.767 Thousand
Percent change: -4.02% -22.09%
Funds creating new positions: 10 1
Funds Adding to an existing position: 23 2
Funds closing out their position: 10
Funds reducing their position: 23 5
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding GAIN (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

2 Thousand total shares from 1 transactions

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

DULLUM DAVID A R PRESIDENT

  • Officer
96,565 2019-06-04 3

WATSON DAVID HIBBERT SVP & CFO

  • Officer
2,700 2019-04-12 0

GLADSTONE DAVID CEO

  • Officer
  • Director
  • 10% Owner
2,088,585 2019-03-14 0

RYAN JULIA CHIEF FINANCIAL OFFICER

  • Officer
1,500 2018-11-08 1

WILKINSON WALTER H

  • Director
39,392 2018-08-07 0

ADELGREN PAUL W

  • Director
10,334 2018-02-23 0

MERRICK CAREN D

  • Director
2,835 2018-02-08 0

STELLJES GEORGE III

  • Director
22,000 2017-03-14 0

ENGLISH MICHELA A

  • Director
1,230 2017-03-14 0

BRUBAKER TERRY LEE CHIEF OPERATING OFFICER

  • Officer
  • Director
34,979 2017-03-06 0

LICALSI MICHAEL

  • GENERAL COUNSEL AND SECRETARY
6,598 2015-12-15 0

MORRISON MELISSA CHIEF FINANCIAL OFFICER

  • Officer
375 2014-09-04 0

SMITH JENNIFER A VALUATION OFFICER

  • Officer
0 2014-07-15 0

REILLY JOHN

  • Director
22,281 2013-08-16 0

PARKER ANTHONY W

  • Director
0 2013-02-05 0

EARHART TERRY

  • Director
2,000 2013-01-31 0

OUTLAND JOHN H

  • Director
1,500 2013-01-31 0

JONES DANIELLE CFO & TREASURER

  • Officer
0 2013-01-28 0

MEAD GERARD

  • Director
4,171 2011-09-29 0

CHEETHAM KEVIN

  • OFFICER OF AFFILIATE
300 2009-12-31 0

PERRIGO MARK CFO

  • Officer
561 2008-11-12 0

BRILL HARRY

  • AFFILIATE OF EXTERNAL ADVISER
1,136 2008-04-21 0

WILLIAMS ALLYSON

  • AFFILIATE OF EXTERNAL ADVISER
286 2008-04-21 0

GERSON GARY TREASURER

  • Officer
578 2008-04-21 0

GRAY GRESFORD

  • AFFILIATE OF EXTERNAL ADVISER
0 2008-04-08 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

DULLUM DAVID A R - Officer PRESIDENT

2019-06-04 P 2,000 $11.10 a 95,216 96,565.00 direct
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