B. Riley Financial Inc (RILY)

FINANCE: CONSUMER FINANCE
SIC: SERVICES-BUSINESS SERVICES, NEC

21255 BURBANK BLVD. WOODLAND HILLS, CA 91367

B. Riley Financial, Inc. offers diversified financial services. The Company, through its subsidiaries, provides investment banking services which include corporate finance research, sales, and trading, as well as advisory and valuation services, and wealth management. B. Riley Financial's clients include public and private companies, as well as high net worth individuals.

Data based on most recent fiscal year report
Market Cap513.518 Million Shares Outstanding26.47 Million Avg Volume127.431 Thousand
1-Yr BETA vs S&P TR0.892 Current Ratio3.61 Quick Ratio3.61
View SEC Filings from RILY instead.
Q2 2019 All Institutions Hedge Funds 1
To trade RILY now:
Filers who had this stock in their top 10: 2 2 (0.21%)
13F Filers holding this stock: 69 11 (1.14%)
Aggregate 13F shares on 06/30/2019: 12.584 Million 6.162 Million
Aggregate 13F shares on 03/31/2019: 12.286 Million 6.108 Million
Percent change: 2.43% 0.90%
Funds creating new positions: 11 3
Funds Adding to an existing position: 24 1
Funds closing out their position: 11 3
Funds reducing their position: 22 4
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding RILY (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

20 Thousand total shares from 2 transactions

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

TODARO RICHARD L

  • Director
139,762 2019-08-21 0

RILEY BRYANT R

  • Director
134,424 2019-08-20 7

ELLIOTT INTERNATIONAL, L.P.

  • 10% Owner
23,184,247 2019-08-20 0

YOUNG KENNETH M CHIEF EXECUTIVE OFFICER

  • Officer
0 2019-08-13 4

D AGOSTINO ROBERT P

  • Director
135,053 2019-07-18 2

WILLIAMS MIKEL H

  • Director
51,712 2019-07-18 1

SIMS TODD D.

  • Director
14,261 2019-07-18 1

ANTIN ROBERT L

  • Director
407,478 2019-07-18 1

SHELDON MICHAEL JOSEPH

  • Director
12,788 2019-07-18 2

WALTERS MARIAN

  • Director
2,245 2019-07-18 2

KLEIN MARK D CEO AND PRESIDENT

  • Officer
  • Director
0 2019-07-17 0

AHN PHILLIP J. CFO & CHIEF OPERATING OFFICER

  • Officer
101,284 2019-07-12 2

GUMAER ANDREW CEO OF GREAT AMERICAN GRP, LLC

  • Officer
  • Director
0 2019-07-12 2

WEITZMAN HOWARD SVP, CHIEF ACCOUNTING OFFICER

  • Officer
0 2019-07-12 2

KELLEHER THOMAS J /ADV CO-CEO

  • Officer
  • Director
607,369 2019-07-12 3

FORMAN ALAN N EVP, GENERAL COUNSEL, SEC

  • Officer
0 2019-07-12 2

MOORE ANDREW CEO OF B. RILEY FBR, INC.

  • Officer
133,637 2019-07-12 3

NOKOMIS CAPITAL, L.L.C.

HENDRICKSON BRETT

  • 10% Owner
1,281,804 2019-07-09 0

ELLIOTT ASSOCIATES, L.P.

  • 10% Owner
5,225,017 2019-06-26 0

ASHER DANIEL

  • 10% Owner
1,266,153 2019-06-21 0

HART MATTHEW J

  • Director
41,575 2019-06-12 0

GROSS MICHAEL S SEE REMARKS

  • Officer
  • Director
868,186 2019-03-01 0

WUNDERLICH GARY KENT JR

  • Director
256,900 2018-07-03 0

MILLER LLOYD I III

  • 10% Owner
2,801,751 2017-12-28 0

HENDRIX RICHARD J

  • Director
236,862 2017-07-03 0

HILTON HUGH G

  • Director
18,974 2015-05-09 0

LIVERPOOL LIMITED PARTNERSHIP

  • 10% Owner
807,180 2014-07-15 0

MIDDLETON INTERNATIONAL LTD

  • 10% Owner
1,499,270 2014-07-15 0

CARPENTER SCOTT K EVP, RETAIL SERVICES

  • Officer
1,000,136 2014-05-19 0

DJ FUND INVESTMENTS, LLC - SERIES E

ASHER DANIEL

GOLDMAN FRED

LAROCQUE MICHAEL

  • 10% Owner
2,100,000 2014-05-19 0

LEVITT MICHAEL J

  • Director
0 2013-12-19 0

KRAEGEL FREDERICK G.

  • Director
38,563 2013-06-11 0

ERICKSON PAUL EVP AND CFO

  • Officer
191,653 2011-08-19 0

LAPPING PAUL CFO, TREASURER & SECRETARY

  • Officer
  • Director
No longer subject to file 2011-05-05 0

INTEGRATED CORE STRATEGIES (US) LLC

MILLENNIUM MANAGEMENT LLC

ENGLANDER ISRAEL A

  • 10% Owner
  • MAY BE DEEMED A GROUP MEMBER.MAY BE DEEMED A GROUP MEMBER.
No longer subject to file 2010-09-21 0

WEITZ MARK PRES. WHLSE. & INDUSTRIAL SVCS

  • Officer
104,715 2010-08-02 0

FRIEDMAN LESTER M MANAGING DIRECTOR, GAAV, LLC

  • Officer
89,021 2010-08-02 0

PABST THOMAS E CHIEF OPERATING OFFICER

  • Officer
109,195 2010-08-02 0

YELLEN HARVEY M VICE CHAIRMAN AND PRESIDENT

  • Officer
  • Director
  • 10% Owner
5,280,000 2010-06-16 0

NAUGHTON MARK P SENIOR VP & GEN. COUNSEL

  • Officer
0 2010-06-16 0

MILLENCO LLC

MILLENNIUM MANAGEMENT LLC

ENGLANDER ISRAEL A

  • 10% Owner
  • MAY BE DEEMED A GROUP MEMBER.MAY BE DEEMED A GROUP MEMBER.
No longer subject to file 2010-02-26 0

SHENFELD STEVEN ALAN

  • Director
No longer subject to file 2009-07-31 0

PECK BRADFORD

  • Director
No longer subject to file 2009-07-31 0

OHL LTD

  • 10% Owner
No longer subject to file 2009-07-31 0

STC INVESTMENT HOLDINGS LLC

  • 10% Owner
No longer subject to file 2009-07-31 0

SOLAR CAPITAL LLC

  • 10% Owner
No longer subject to file 2009-07-31 0

HAWKINS DAVID

  • Director
No longer subject to file 2009-07-31 0

ALTERNATIVE ASSET MANAGEMENT ACQUISITION CORP.

  • 10% Owner
100 2009-07-17 0

BERGER JONATHAN I.

  • Director
4,167,650 2008-06-20 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

RILEY BRYANT R - Director - Officer - > 10% Owner CHAIRMAN AND CO-CEO

2019-08-14 P 8,269 $20.09 a 4,502,688 4,795,805.00 direct

RILEY BRYANT R - Director - Officer - > 10% Owner CHAIRMAN AND CO-CEO

2019-08-13 P 11,731 $20.53 a 4,494,419 4,795,805.00 direct

SHELDON MICHAEL JOSEPH - Director

2019-07-18 A 2,610 a 12,788 12,788.00 direct

WILLIAMS MIKEL H - Director

2019-07-18 A 2,610 a 51,712 51,712.00 direct

SIMS TODD D. - Director

2019-07-18 A 2,610 a 14,261 14,261.00 direct

ANTIN ROBERT L - Director

2019-07-18 A 2,610 a 7,478 407,478.00 direct

WALTERS MARIAN - Director

2019-07-18 A 2,245 a 2,245 2,245.00 direct

D AGOSTINO ROBERT P - Director

2019-07-18 A 2,610 a 135,053 135,053.00 direct

MOORE ANDREW - Officer CEO OF B. RILEY FBR, INC.

2019-07-12 A 100,000 a 100,000 133,637.00 direct

WEITZMAN HOWARD - Officer SVP, CHIEF ACCOUNTING OFFICER

2019-07-12 A 25,000 a 25,000 0.00 direct

AHN PHILLIP J. - Officer CFO & CHIEF OPERATING OFFICER

2019-07-12 A 100,000 a 100,000 101,284.00 direct

GUMAER ANDREW - Director - Officer CEO OF GREAT AMERICAN GRP, LLC

2019-07-12 A 50,000 a 50,000 0.00 direct

YOUNG KENNETH M - Officer PRESIDENT

2019-07-12 A 100,000 a 100,000 81,418.00 direct

KELLEHER THOMAS J /ADV - Director - Officer CO-CEO

2019-07-12 A 200,000 a 200,000 607,369.00 direct

RILEY BRYANT R - Director - Officer - > 10% Owner CHAIRMAN AND CO-CEO

2019-07-12 A 200,000 a 200,000 0.00 direct

FORMAN ALAN N - Officer EVP, GENERAL COUNSEL, SEC

2019-07-12 A 50,000 a 50,000 0.00 direct

KELLEHER THOMAS J /ADV - Director - Officer CO-CEO

2019-06-28 A 1,198 $17.73 a 138,621 607,369.00 direct

MOORE ANDREW - Officer CEO OF B. RILEY FBR, INC.

2019-06-28 A 1,198 $17.73 a 133,637 133,637.00 direct

AHN PHILLIP J. - Officer CFO & CHIEF OPERATING OFFICER

2019-06-28 A 1,198 $17.73 a 101,284 101,284.00 direct

YOUNG KENNETH M - Officer PRESIDENT

2019-06-28 A 788 $17.73 a 71,418 81,418.00 direct
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