Gamco Investors Inc (GAMI)

Sector:
FINANCE
Industry:
CORPORATE FINANCE
SIC:
SECURITY BROKERS, DEALERS & FLOTATION COMPANIES
CEO:
Mario J. Gabelli
Employees:
170
ONE CORPORATE CENTER, 401 THEODORE FREMD AVENUE, RYE, NY, 10580
9149213700

The firm also provides wealth management, investment advisory, institutional research, brokerage, dealer, underwriting, and distribution services to its clients. The firm was founded in 1976 and is based in Rye, New York with additional offices in Greenwich, Connecticut; Bannockburn, Illinois; and Tokyo, Japan.

Data derived from most recent annual or quarterly report
Market Cap 100.558 Million Shares Outstanding6.804 Million Avg 30-day Volume 132.853 Thousand
P/E Ratio7.3321 Dividend Yield0.6712 EPS0.66
Price to Revenue1.8753 Debt to Equity0.2805 EBITDA113.939 Million
Price to Book Value4.5723 Operating Margin0.0 Enterprise Value448.886 Million
Current Ratio EPS Growth0.089 Quick Ratio
1 Yr BETA 0.8075 52-week High/Low 29.58 / 14.45 Profit Margin25.5765
Operating Cash Flow Growth-1.1618 Altman Z-Score Free Cash Flow to Firm 44.088 Million
View SEC Filings from GAMI instead.

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Funds Holding GAMI (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding GAMI

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Active Schedule 13D and 13G filings

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Recent Filings

Events (8k)

  • 8-K: filed on 2022-10-04:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-09-19:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-09-16:
    Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
    Item 8.01: Other Events
  • 8-K: filed on 2022-08-03:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-08-02:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-07-22:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-07-06:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
  • 8-K: filed on 2022-06-15:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
  • 8-K: filed on 2022-06-06:
    Item 5.07: Submission of Matters to a Vote of Security Holders
  • 8-K: filed on 2022-05-03:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • Proposed Sales (Form 144)

    Prospectus

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    none

    Open Market Sells (S)

    none

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    ASSOCIATED CAPITAL GROUP, INC.

    GGCP HOLDINGS LLC

    GGCP, INC.

    GABELLI MARIO J CHAIRMAN & CEO

    • Officer
    • Director
    • 10% Owner
    1,597,891 2022-12-08 6

    CATERINA KIERAN CHIEF ACCOUNTING OFFICER

    • Officer
    16,184 2022-09-12 1

    GLICK ALEXIS

    • Director
    0 2022-06-15 1

    MULLADY AGNES

    • Director
    31,678 2022-06-02 1

    VAN DER EB HENRY SENIOR VICE PRESIDENT

    • Officer
    0 2021-12-21 0

    JAMIESON DOUGLAS R PRESIDENT & COO OF GAMCO ASSET

    • Officer
    153,218 2021-12-15 0

    ALPERT BRUCE N SENIOR VICE PRESIDENT

    • Officer
    10,655 2021-12-15 0

    GOLDSTEIN PETER D. GENERAL COUNSEL

    • Officer
    13,694 2021-06-15 0

    GABELLI MARIO J CHAIRMAN & CEO

    • Officer
    • Director
    • 10% Owner
    23,309,357 2021-05-14 0

    HANDWERKER KEVIN EXECUTIVE VP & GENERAL COUNSEL

    • Officer
    14,536 2021-04-05 0

    DANIELS LESLIE B

    • Director
    20,000 2020-03-02 0

    WILSON ELISA M.

    • Director
    23,808 2019-12-24 0

    AVANSINO RAYMOND

    • Director
    141,500 2019-09-16 0

    FREDERICK J. MANCHESKI REVOCABLE TRUST INDENTURE, DATED JUNE 8, 1999, AS AMENDED

    • 10% Owner
    0 2019-04-18 0

    LAPOINTE DIANE CO-CHIEF ACCOUNTING OFFICER

    • Officer
    9,000 2018-08-07 0

    MCGRATH EUGENE R

    • Director
    12,455 2018-03-05 0

    GABELLI MARIO J CHAIRMAN & CEO

    GGCP, INC.

    GGCP HOLDINGS LLC

    • Officer
    • Director
    • 10% Owner
    23,177,091 2017-12-29 0

    CASCADE INVESTMENT, L.L.C.

    GATES WILLIAM H III

    • 10% Owner
    No longer subject to file 2017-11-21 0

    ASSOCIATED CAPITAL GROUP, INC.

    GABELLI SECURITIES, INC.

    • 10% Owner
    4,393,055 2015-11-27 0

    GGCP, INC.

    GGCP HOLDINGS LLC

    • 10% Owner
    18,433,741 2015-11-13 0

    MANCHESKI FREDERICK J

    • 10% Owner
    1,705,974 2015-09-23 0

    GABELLI MARC

    • Director
    23,784 2015-08-25 0

    ZUCCARO ROBERT S EXECUTIVE VP & CFO

    • Officer
    15,975 2014-09-15 0

    PRATHER ROBERT S JR

    • Director
    10,010 2014-05-09 0

    BREADY RICHARD L

    • Director
    11,000 2014-05-07 0

    GAMCO INVESTORS, INC. ET AL

    • Director
    • FILED ON BEHALF OF EDWIN ARTZT
    3,000 2014-03-20 0

    GABELLI MARIO J CHAIRMAN AND CEO

    GGCP, INC.

    • Officer
    • Director
    • 10% Owner
    244,032 2009-06-30 0

    GABELLI JOHN D

    • Director
    10,999 2008-09-02 0

    FARBER JEFFREY M EXECUTIVE VP & CFO

    • Officer
    25,000 2008-07-30 0

    MCKEE JAMES E GENERAL COUNSEL & SECRETARY

    • Officer
    9,092 2007-12-07 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed
    Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
    No current insider transactions

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    GAMCO INVESTORS INC-A GAMI 2023-03-31 22:15:04 UTC -0.6723 5.4923 200000
    GAMCO INVESTORS INC-A GAMI 2023-03-31 21:45:05 UTC -0.6723 5.4923 200000
    GAMCO INVESTORS INC-A GAMI 2023-03-31 21:15:03 UTC -0.6723 5.4923 200000
    GAMCO INVESTORS INC-A GAMI 2023-03-31 20:45:04 UTC -0.6723 5.4923 200000
    GAMCO INVESTORS INC-A GAMI 2023-03-31 20:15:04 UTC -0.6723 5.4923 200000
    GAMCO INVESTORS INC-A GAMI 2023-03-31 19:45:04 UTC -0.6723 5.4923 200000
    GAMCO INVESTORS INC-A GAMI 2023-03-31 19:15:04 UTC -0.6723 5.4923 200000
    GAMCO INVESTORS INC-A GAMI 2023-03-31 18:45:04 UTC -0.6723 5.4923 200000
    GAMCO INVESTORS INC-A GAMI 2023-03-31 18:15:04 UTC -0.6723 5.4923 200000
    GAMCO INVESTORS INC-A GAMI 2023-03-31 17:45:04 UTC -0.6723 5.4923 200000
    GAMCO INVESTORS INC-A GAMI 2023-03-31 17:15:03 UTC -0.6723 5.4923 200000
    GAMCO INVESTORS INC-A GAMI 2023-03-31 16:45:04 UTC -0.6723 5.4923 200000
    GAMCO INVESTORS INC-A GAMI 2023-03-31 16:15:04 UTC -0.6723 5.4923 200000
    GAMCO INVESTORS INC-A GAMI 2023-03-31 15:45:04 UTC -0.6723 5.4923 200000
    GAMCO INVESTORS INC-A GAMI 2023-03-31 15:15:03 UTC -0.6723 5.4923 200000
    GAMCO INVESTORS INC-A GAMI 2023-03-31 14:45:04 UTC -0.6723 5.4923 200000
    GAMCO INVESTORS INC-A GAMI 2023-03-31 14:15:04 UTC -0.6723 5.4923 200000
    GAMCO INVESTORS INC-A GAMI 2023-03-31 13:45:03 UTC 1.5643 3.2557 200000
    GAMCO INVESTORS INC-A GAMI 2023-03-31 13:15:03 UTC 1.5643 3.2557 200000
    GAMCO INVESTORS INC-A GAMI 2023-03-31 12:45:03 UTC 1.5643 3.2557 200000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin

    No recent transactions

    *** To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***

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