GDL Fund-The (GDL)

Sector:
FINANCE
Industry:
GENERAL FINANCE
SIC:
CEO:
Bruce N. Alpert
Employees:
ONE CORPORATE CENTER, RYE, NY 10580
914-921-5100

The GDL Fund was formed on October 17, 2006 and is domiciled in the United States. It invests in securities of companies involved in publicly announced mergers, takeovers, tender offers, and leveraged buyouts.

View SEC Filings from GDL instead.

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Funds Holding GDL (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding GDL

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Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

204.3 Thousand total shares from 5 transactions

Open Market Sells (S)

200 Thousand total shares from 1 transactions

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

GABELLI MARIO J

  • Director
  • 10% Owner
  • CONTROL PERSON OF ADVISER
5,015,080 2022-10-24 6

MULLADY AGNES

  • Director
150 2022-02-17 1

GOLDSTEIN PETER D. SECRETARY

  • Officer
0 2020-08-19 0

CONN JAMES P

  • Director
2,000 2020-04-20 0

COLAVITA ANTHONY S.

  • Director
0 2018-05-16 0

COLAVITA ANTHONY J

  • Director
500 2018-03-29 0

FERRARA ARTHUR V

  • Director
0 2018-03-29 0

MELARKEY MICHAEL J

  • Director
3,038 2018-03-29 0

BALL JOHN CHESTER TREASURER

  • Officer
0 2017-05-17 0

FOLEY LESLIE FAHRENKOPF

  • Director
0 2017-02-23 0

ALPERT BRUCE N PRESIDENT

  • Officer
2,604 2011-04-15 0

GABELLI MARIO J

GAMCO INVESTORS, INC. ET AL

GGCP, INC.

GABELLI SECURITIES INC

MJG IV LIMITED PARTNERSHIP

  • Director
  • 10% Owner
  • OWNER OF ADVISERMAJORITY SHAREHOLDER OF GAMCOMAJORITY OWNED SUBSIDIARYLIMITED PARTNERSHIP
653,818 2010-06-21 0

GABELLI MARIO J

GAMCO INVESTORS, INC. ET AL

GGCP, INC.

GABELLI SECURITIES INC

MJG IV LIMITED PARTNERSHIP

GPJ RETIREMENT PARTNERS, LLC

  • Director
  • OWNER OF ADVISERMAJORITY SHAREHOLDER OF GAMCOMAJORITY OWNED SUBSIDIARYLIMITED PARTNERSHIPLIMITED LIABILITY COMPANY
664,418 2010-05-05 0

GABELLI MARIO J

GAMCO INVESTORS, INC. ET AL

GGCP, INC.

  • Director
  • OWNER OF ADVISERMAJORITY SHAREHOLDER OF GAMCO
1,232,730 2009-04-01 0

RELATIVE VALUE PARTNERS, LLC

  • 10% Owner
335,693 2009-02-11 0

TOKAR EDWARD T

  • Director
0 2009-01-29 0

ZIZZA SALVATORE J

  • TRUSTEE
0 2007-01-25 0

MCKEE JAMES E SECRETARY

  • Officer
0 2007-01-25 0

D URSO MARIO

  • TRUSTEE
0 2007-01-25 0

DAVIS CLARENCE A

  • TRUSTEE
0 2007-01-25 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

GABELLI MARIO J - Director - > 10% Owner CONTROL PERSON OF ADVISER

2022-10-26 15:39:52 -0400 2022-10-24 P 221 $7.99 a 241,078 direct 0.8794 -0.7538 0.8794 2 -0.7538 5

GABELLI MARIO J - Director - > 10% Owner CONTROL PERSON OF ADVISER e3m 2018, llc

2022-10-19 16:24:19 -0400 2022-10-17 S 200,000 $10.00 d 0 indirect 0.6313 0.5051 1.0101 4 -0.2525 3

GABELLI MARIO J - Director - > 10% Owner CONTROL PERSON OF ADVISER

2022-10-19 16:24:19 -0400 2022-10-17 P 200,000 $10.00 a 500,000 direct 0.6313 0.5051 1.0101 4 -0.2525 3

GABELLI MARIO J - Director - > 10% Owner CONTROL PERSON OF ADVISER gpj retirement partners

2022-10-11 17:07:48 -0400 2022-10-07 P 1,200 $7.89 a 48,000 indirect 1.023 1.023 1.2788 2.6854 13 -0.5115 21

GABELLI MARIO J - Director - > 10% Owner CONTROL PERSON OF ADVISER e3m investors, llc

2022-10-05 20:04:47 -0400 2022-10-04 P 2,736 $8.00 a 2,510,000 indirect -1.0178 0.5089 -0.5089 2.1628 17 -1.0178 2

GABELLI MARIO J - Director - > 10% Owner CONTROL PERSON OF ADVISER gpj retirement partners

2022-10-05 20:04:47 -0400 2022-10-03 P 170 $8.00 a 46,800 indirect -1.0178 0.5089 -0.5089 2.1628 17 -1.0178 2

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
GDL FUND-THE GDL 2022-11-25 22:15:03 UTC -1.2184 5.0384 25000
GDL FUND-THE GDL 2022-11-25 21:45:04 UTC -1.2184 5.0384 25000
GDL FUND-THE GDL 2022-11-25 21:15:03 UTC -1.2184 5.0384 25000
GDL FUND-THE GDL 2022-11-25 20:45:03 UTC -1.2184 5.0384 25000
GDL FUND-THE GDL 2022-11-25 20:15:03 UTC -1.2184 5.0384 25000
GDL FUND-THE GDL 2022-11-25 19:45:04 UTC -1.2184 5.0384 25000
GDL FUND-THE GDL 2022-11-25 19:15:03 UTC -1.2184 5.0384 25000
GDL FUND-THE GDL 2022-11-25 18:45:03 UTC -1.2184 5.0384 25000
GDL FUND-THE GDL 2022-11-25 18:15:03 UTC -1.2184 5.0384 25000
GDL FUND-THE GDL 2022-11-25 17:45:04 UTC -1.2184 5.0384 25000
GDL FUND-THE GDL 2022-11-25 17:15:03 UTC -1.2184 5.0384 25000
GDL FUND-THE GDL 2022-11-25 16:45:04 UTC -1.2917 5.1117 25000
GDL FUND-THE GDL 2022-11-25 16:15:03 UTC -1.2917 5.1117 25000
GDL FUND-THE GDL 2022-11-25 15:45:03 UTC -1.2917 5.1117 25000
GDL FUND-THE GDL 2022-11-25 15:15:03 UTC -1.2917 5.1117 25000
GDL FUND-THE GDL 2022-11-25 14:45:04 UTC -1.2917 5.1117 25000
GDL FUND-THE GDL 2022-11-25 14:15:04 UTC -1.2917 5.1117 25000
GDL FUND-THE GDL 2022-11-25 13:45:03 UTC -1.4541 5.2741 25000
GDL FUND-THE GDL 2022-11-25 13:15:03 UTC -1.4541 5.2741 25000
GDL FUND-THE GDL 2022-11-25 12:45:03 UTC -1.4541 5.2741 25000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

No recent transactions

*** To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***

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