Great Elm Capital Corp (GECC)

Sector:
FINANCE
Industry:
GENERAL FINANCE
SIC:
CEO:
Matt D. Kaplan
Employees:
200 CLARENDON STREET, 51ST FLOOR, BOSTON, MA 02116
617-375-3000

Great Elm Capital Corp. specializes in loan and mezzanine, middle market investments. The fund prefers to invest in media, commercial services and supplies, healthcare, telecommunication services, communications equipment.

Data derived from most recent annual or quarterly report
Market Cap 60.588 Million Shares Outstanding7.602 Million Avg 30-day Volume 32.273 Thousand
P/E Ratio0.0 Dividend Yield23.5223 EPS1.12
Price to Revenue0.0 Debt to Equity0.0 EBITDA-128.321 Million
Price to Book Value0.0 Operating Margin0.0 Enterprise Value51.824 Million
Current Ratio0 EPS Growth0.012 Quick Ratio0
1 Yr BETA 0.2121 52-week High/Low 12.81 / 7.32 Profit Margin0.0
Operating Cash Flow Growth28.6105 Altman Z-Score3048077.4756 Free Cash Flow to Firm 119.071 Billion
Earnings Report2023-08-03
View SEC Filings from GECC instead.

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Great Elm Capital Corp YCharts
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SEC Web Site SEC DEF 14A Filings

Funds Holding GECC (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding GECC

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Recent Filings

Financial Reporting

Ownership

  • 4: filed on 2023-05-23 by Great Elm Group, Inc.
  • 4: filed on 2023-05-16 by KUPERSCHMID MARK
  • 4: filed on 2023-03-31 by DAVIS KERI
  • 4: filed on 2023-03-14 by KAPLAN MATTHEW D
  • 4: filed on 2023-01-24 by Great Elm Group, Inc.
  • 4: filed on 2023-01-03 by Great Elm Group, Inc.
  • 3: filed on 2022-06-27 by NORTHERN RIGHT CAPITAL MANAGEMENT, L.P.
  • 4: filed on 2022-06-17 by DRAPKIN MATTHEW A
  • 4: filed on 2022-06-17 by KAPLAN MATTHEW D
  • 4: filed on 2022-06-17 by Great Elm Group, Inc.

    • Events (8k)

  • 8-K: filed on 2023-06-01:
    Item 5.07: Submission of Matters to a Vote of Security Holders
  • 8-K: filed on 2023-05-04:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-04-11:
    Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-03-02:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-11-14:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-11-03:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-08-04:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-08-01:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 5.07: Submission of Matters to a Vote of Security Holders
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-06-13:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-05-24:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits

    • Proposed Sales (Form 144)

    Proxy

    Prospectus

    All

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    5 Thousand total shares from 3 transactions

    Open Market Sells (S)

    none

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    GREAT ELM GROUP, INC.

    • 10% Owner
    		 1,532,519 2023-05-19 4

    KUPERSCHMID MARK

    • Director
    		 16,972 2023-05-12 2

    KAPLAN MATTHEW D CEO AND PRESIDENT

    • Officer
    		 12,000 2023-03-10 3

    DAVIS KERI CFO

    • Officer
    		 9,034 2022-09-20 1

    NORTHERN RIGHT CAPITAL MANAGEMENT, L.P.

    NRC PARTNERS I, LP

    NORTHERN RIGHT CAPITAL (QP), L.P.

    BC ADVISORS LLC

    • 10% Owner
    • MEMBER OF 13D 10% GROUP
    		798,471 2022-06-15 1

    DRAPKIN MATTHEW A

    • Director
    		 860,088 2022-06-15 1

    KLEINMAN ADAM M CCO AND SECRETARY

    • Officer
    		 20,558 2022-06-15 1

    PERRY CHAD

    • Director
    		 0 2022-03-15 0

    COHEN RICHARD M

    • Director
    		 0 2022-03-04 0

    REED PETER A PRESIDENT AND CEO

    • Officer
    • Director
    		 351,636 2021-09-24 0

    LENDERS FUNDING LLC /CALIFORNIA

    ZADEK ROBERT A

    • 10% Owner
    		 3,397,436 2021-09-20 0

    FALK ERIK A

    • Director
    		 0 2021-03-16 0

    STUART JOHN EDWARD

    • Director
    		 25,745 2021-01-21 0

    SPELLER MICHAEL C

    • Director
    		 36,559 2021-01-21 0

    HORSEY RANDALL REVELL

    • Director
    		 25,279 2021-01-21 0

    FOREST INVESTMENTS, INC.

    • 10% Owner
    		 0 2020-12-29 0

    MAST CAPITAL MANAGEMENT, LLC

    STEINBERG DAVID J.

    • 10% Owner
    		 No longer subject to file 2019-06-05 0

    WOODS JOHN J SEE REMARKS

    • Officer
    		 2,000 2018-06-04 0

    SELL MICHAEL J. SEE REMARKS

    • Officer
    		 1,700 2017-11-10 0

    DAVIS EUGENE I

    • Director
    		 0 2016-11-03 0

    BIDERMAN MARK C

    • Director
    		 5,037 2016-11-03 0

    WILSON ROBERT CHIEF COMPLIANCE OFFICER

    • Officer
    • Director
    		 0 2016-11-03 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed    		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

    GREAT ELM GROUP, INC. - > 10% Owner

    		2023-05-23 17:12:38 -0400 2023-05-19 J 37,268 d 1,532,519 direct -0.2525 0.3788 0.3788 3 -0.5682 4

    KUPERSCHMID MARK - Director

    		2023-05-16 20:39:52 -0400 2023-05-12 P 300 $8.01 a 300 direct 0.5031 -0.3774 0.5031 2 -1.1321 5

    KUPERSCHMID MARK - Director by benmark investments llc

    		2023-05-16 20:39:52 -0400 2023-05-12 P 2,000 $8.01 a 13,972 indirect 0.5031 -0.3774 0.5031 2 -1.1321 5

    KUPERSCHMID MARK - Director

    		2023-05-16 20:39:52 -0400 2023-05-12 P 2,700 $8.02 a 3,000 direct 0.5031 -0.3774 0.5031 2 -1.1321 5

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    GREAT ELM CAPITAL CORP GECC 2023-06-06 22:15:03 UTC 1.5892 3.4808 150000
    GREAT ELM CAPITAL CORP GECC 2023-06-06 21:45:05 UTC 1.5892 3.4808 150000
    GREAT ELM CAPITAL CORP GECC 2023-06-06 21:15:04 UTC 1.5892 3.4808 150000
    GREAT ELM CAPITAL CORP GECC 2023-06-06 20:45:04 UTC 1.5892 3.4808 150000
    GREAT ELM CAPITAL CORP GECC 2023-06-06 20:15:04 UTC 1.5892 3.4808 150000
    GREAT ELM CAPITAL CORP GECC 2023-06-06 19:45:04 UTC 1.5892 3.4808 150000
    GREAT ELM CAPITAL CORP GECC 2023-06-06 19:15:03 UTC 1.5892 3.4808 150000
    GREAT ELM CAPITAL CORP GECC 2023-06-06 18:45:04 UTC 1.5892 3.4808 150000
    GREAT ELM CAPITAL CORP GECC 2023-06-06 18:15:04 UTC 1.5892 3.4808 150000
    GREAT ELM CAPITAL CORP GECC 2023-06-06 17:45:04 UTC 1.5892 3.4808 150000
    GREAT ELM CAPITAL CORP GECC 2023-06-06 17:15:04 UTC 1.5892 3.4808 150000
    GREAT ELM CAPITAL CORP GECC 2023-06-06 16:45:04 UTC 1.5792 3.4808 150000
    GREAT ELM CAPITAL CORP GECC 2023-06-06 16:15:03 UTC 1.5792 3.4808 150000
    GREAT ELM CAPITAL CORP GECC 2023-06-06 15:45:04 UTC 1.5792 3.4808 150000
    GREAT ELM CAPITAL CORP GECC 2023-06-06 15:15:04 UTC 1.5792 3.4808 150000
    GREAT ELM CAPITAL CORP GECC 2023-06-06 14:45:04 UTC 1.0579 4.0021 150000
    GREAT ELM CAPITAL CORP GECC 2023-06-06 14:15:03 UTC 1.0579 4.0021 150000
    GREAT ELM CAPITAL CORP GECC 2023-06-06 13:45:03 UTC 1.0579 4.0021 150000
    GREAT ELM CAPITAL CORP GECC 2023-06-06 13:15:03 UTC 1.0579 4.0021 150000
    GREAT ELM CAPITAL CORP GECC 2023-06-06 12:45:05 UTC 1.0579 4.0021 150000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin

    No recent transactions

    *** To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***

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