Western Asset Variable Rate Strategic Fund (GFY)

Sector:
FINANCE
Industry:
GENERAL FINANCE
SIC:
CEO:
N/A
Employees:
3,600
620 EIGHTH AVENUE, 49TH FLOOR, NEW YORK, NY 10018
888-777-0102

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Western Asset Variable Rate Strategic Fund Inc. is a closed ended fixed income mutual fund launched and managed by Legg Mason Partners Fund Advisor, LLC.

View SEC Filings from GFY instead.

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Funds Holding GFY (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding GFY

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Active Schedule 13D and 13G filings

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Recent Filings

Financial Reporting

Events (8k)

  • 8-K: filed on 2020-04-02:
    Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2019-11-05:
    Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2019-01-02:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2017-08-17:
    Item 4.01: Changes in Registrant's Certifying Accountant
    Item 9.01: Financial Statements and Exhibits
  • Proposed Sales (Form 144)

    Proxy

    Prospectus

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    none

    Open Market Sells (S)

    none

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    FERGERSON LAURA F

    • MANAGER/INVESTMENT MANAGER
    0 2020-09-30 0

    EAKES BRIAN

    • MANAGER/INVESTMENT MANAGER
    0 2020-09-30 0

    HOYT GEORGE P. SECRETARY AND CH LGL OFFICER

    • Officer
    0 2020-08-13 0

    JOHNSON JENNIFER M

    • DIRECTOR OF SUB-ADVISER
    0 2020-07-31 0

    PLAFKER JED A.

    • DIRECTOR OF SUB-ADVISER
    0 2020-07-31 0

    NICHOLLS MATTHEW

    • DIRECTOR OF SUB-ADVISER
    0 2020-07-31 0

    JENSEN FRED STEVEN CHIEF COMPLIANCE OFFICER

    • Officer
    0 2020-04-17 0

    RELATIVE VALUE PARTNERS GROUP, LLC

    • QUALIFIED INSTITUTION MANAGER
    0 2020-03-23 0

    CRONIN DANIEL P

    • Director
    5,434 2020-03-02 0

    BERARDUCCI CHRISTOPHER TREAS/PRINCIPAL FINAN OFFICER

    • Officer
    0 2019-09-27 0

    KUMAR NISHA

    • Director
    0 2019-01-01 0

    BERG JENNIFER S TREASURER

    • Officer
    0 2018-01-01 0

    KUEHL TODD F CHIEF COMPLIANCE OFFICER

    • Officer
    0 2017-05-11 0

    FULLER KENNETH CEO, PRES. & CHAIRMAN

    • Officer
    • Director
    • CEO & PRES. OF MANAGER
    1,000 2015-07-01 0

    MERCHANT THOMAS C

    • DIRECTOR OF SUBADVISER
    0 2015-06-30 0

    MURPHY JENNIFER

    • DIRECTOR OF SUBADVISER
    0 2015-06-30 0

    KENNEY JOHN

    • DIRECTOR OF SUBADVISER
    0 2015-06-30 0

    TRUST JANE

    • SVP OF THE MANAGER
    0 2015-04-15 0

    AGDERN ROBERT D

    • Director
    0 2015-01-01 0

    BILSON F BARRY

    • DIRECTOR OF SUBADVISER
    0 2013-09-03 0

    KAMERICK EILEEN A

    • Director
    0 2013-02-01 0

    WALSH STEPHEN A

    • CIO OF SUBADVISER
    3,410 2012-10-09 0

    SENNETT RICHARD PRINCIPAL FINANCIAL OFFICER

    • Officer
    0 2011-12-01 0

    OLMERT AMY

    • MANAGER OF INVESTMENT MANAGER
    0 2011-03-24 0

    NACHTWEY PETER

    • MANAGER OF INVESTMENT MANAGER
    0 2011-03-24 0

    LEECH STEPHEN K

    • CIO OF SUBADVISER
    6,967 2010-06-01 0

    RENAHAN WILLIAM J ASSISTANT SECRETARY OF FUND

    • Officer
    0 2007-09-20 0

    DALEY CHARLES J JR DIRECTOR OF ADVISER (LMPFA)

    • Officer
    0 2007-08-24 0

    NATTANS JEFFREY ALLEN

    • DIRECTOR OF THE SUBADVISOR
    0 2007-07-10 0

    OZSOLAK KAPREL TREASURER OF THE FUND

    • Officer
    0 2007-06-04 0

    RUYS DE PEREZ CHARLES ANTONY

    • GENERAL COUNSEL OF SUB-ADVISER
    0 2007-05-23 0

    WESTERN ASSET MANAGEMENT CO

    • SUBADVISER OF THE FUND
    0 2006-08-01 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed
    Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
    No current insider transactions

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin

    No recent transactions

    *** To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***

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