Gabelli Global Small & Mid Cap Value Trust-The Gabelli Global Small and Mid Cap Value Trust (GGZ)

Sector:
FINANCE
Industry:
GENERAL FINANCE
SIC:
ONE CORPORATE CENTER RYE, NY 10580

he Gabelli Global Small and Mid Cap Value Trust is a closed-end diversified management investment company whose investment objective is long-term capital growth. Under normal market conditions, the Fund will invest at least 80% of its total assets in equity securities (such as common stock and preferred stock) of companies with small or medium sized market capitalizations. The Fund currently defines “small cap companies” as those with a market capitalization generally less than $3 billion at the time of investment and “mid cap companies” as those with a market capitalization between $3 billion and $12 billion at the time of investment. At least 40% of its total assets will be invested in the equity securities of companies located outside the United States and in at least three countries.

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Funds Holding GGZ (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding GGZ

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Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

MULLADY AGNES

  • Director
150 2022-02-17 1

GABELLI MARIO J

  • Director
  • 10% Owner
  • CONTROL PERSON OF ADVISER
1,263,500 2021-11-01 1

DREYER KEVIN V.

  • Director
5,000 2021-11-01 2

ALPERT BRUCE N PRESIDENT

  • Officer
4,170 2021-05-20 0

AVANSINO CALGARY

  • Director
0 2021-03-25 0

GOLDSTEIN PETER D. SECRETARY

  • Officer
0 2020-08-19 0

BIRCH JOHN

  • Director
2,820 2020-04-17 0

CONN JAMES P

  • Director
1,000 2019-09-06 0

COLAVITA ANTHONY S.

  • Director
0 2018-08-22 0

ZIZZA SALVATORE J

  • Director
150 2017-12-14 0

COLAVITA ANTHONY J

  • Director
201 2017-12-14 0

NAKAMURA KUNI

  • Director
3,134 2017-12-14 0

BALL JOHN CHESTER TREASURER

  • Officer
0 2017-05-17 0

FAHRENKOPF FRANK J JR

  • Director
0 2014-06-23 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
GABELLI GLOBAL SMALL & M GGZ 2022-08-11 18:45:03 UTC -2.7646 5.0846 75000
GABELLI GLOBAL SMALL & M GGZ 2022-08-11 18:15:05 UTC -2.7646 5.0846 75000
GABELLI GLOBAL SMALL & M GGZ 2022-08-11 17:45:05 UTC -2.7646 5.0846 75000
GABELLI GLOBAL SMALL & M GGZ 2022-08-11 17:15:05 UTC -2.7646 5.0846 75000
GABELLI GLOBAL SMALL & M GGZ 2022-08-11 16:45:04 UTC -2.7646 5.0846 75000
GABELLI GLOBAL SMALL & M GGZ 2022-08-11 16:15:05 UTC -2.7646 5.0846 75000
GABELLI GLOBAL SMALL & M GGZ 2022-08-11 15:45:05 UTC -2.7646 5.0846 75000
GABELLI GLOBAL SMALL & M GGZ 2022-08-11 15:15:03 UTC -2.7646 5.0846 75000
GABELLI GLOBAL SMALL & M GGZ 2022-08-11 14:45:06 UTC -2.7646 5.0846 75000
GABELLI GLOBAL SMALL & M GGZ 2022-08-11 14:15:04 UTC -2.7646 5.0846 70000
GABELLI GLOBAL SMALL & M GGZ 2022-08-11 13:45:04 UTC -2.7646 5.0846 65000
GABELLI GLOBAL SMALL & M GGZ 2022-08-11 13:15:04 UTC -2.7646 5.0846 65000
GABELLI GLOBAL SMALL & M GGZ 2022-08-11 12:45:04 UTC -2.7646 5.0846 65000
GABELLI GLOBAL SMALL & M GGZ 2022-08-10 22:15:04 UTC -2.7646 5.0846 70000
GABELLI GLOBAL SMALL & M GGZ 2022-08-10 21:45:04 UTC -2.7646 5.0846 70000
GABELLI GLOBAL SMALL & M GGZ 2022-08-10 21:15:05 UTC -2.7646 5.0846 75000
GABELLI GLOBAL SMALL & M GGZ 2022-08-10 20:45:04 UTC -2.7646 5.0846 75000
GABELLI GLOBAL SMALL & M GGZ 2022-08-10 20:15:06 UTC -2.7646 5.0846 75000
GABELLI GLOBAL SMALL & M GGZ 2022-08-10 19:45:04 UTC -2.7646 5.0846 75000
GABELLI GLOBAL SMALL & M GGZ 2022-08-10 19:15:05 UTC -2.7646 5.0846 75000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

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