Glu Mobile Inc (GLUU)

INFORMATION TECHNOLOGY: SOFTWARE
SIC: SERVICES-COMPUTER PROGRAMMING SERVICES

875 HOWARD STREET, SUITE 100 SAN FRANCISCO, CA 94103

Glu Mobile, Inc. operates as a publisher of mobile games worldwide. The company offers casual and traditional games in various genres, including action, board game, card/casino, puzzle, sports, strategy/role playing games, and TV/movie. Its portfolio of principal games includes original titles Super K.O. Boxing! and Stranded and Brain Genius, as well as titles based on primary brands from partners, including Atari, Activision, Konami, Harrah's, Hasbro, Warner Bros., Microsoft, PlayFirst, PopCap Games, SEGA, and Sony. Glu Mobile sells its products through wireless carriers and other distributors.

Data as of 2021-05-01 09:59:28 -0400
Market Cap0 Shares Outstanding176.31 Million Avg 30-day Volume0
P/E Ratio0.0 Dividend Yield0.0 EPS0.118
Price/Sales4.07 Debt to Equity1.57 EBITDA23.773 Million
Price to Book Value5.27 Forward PE24.79 Enterprise Value1.835 Billion
Total Cash364.396 Million Current Debt180.702 Million Gross Profit352.227 Million
BETA0.0 52-week High/Low0.0 / 0.0 Next Earnings Date Price to Cash FLow (P/CF) 89.8894
Data provided by IEX Cloud
View SEC Filings from GLUU instead.
Q4 2020 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 2 2 0.0% 2 (0.12%) 2 (0.12%) 0.0%
Funds Holding: 267 231 15.58% 79 (4.74%) 75 (4.67%) 5.33%
13F shares: 126.746 Million 126.537 Million 0.17% 43.072 Million 49.883 Million -13.65%
% Ownership 73.6905 73.5688 0.17% 25.0424 29.0021 -13.65%
New Positions: 63 40 57.5% 19 13 46.15%
Increased Positions 105 109 -3.67% 31 31 0.0%
Closed Positions 25 49 -48.98% 14 26 -46.15%
Reduced Positions 71 61 16.39% 24 27 -11.11%
Total Calls 3.028 Million 3.458 Million -12.44% 1.493 Million 2.028 Million -26.38%
Total Puts 1.112 Million 749.944 Thousand 48.31% 308.4 Thousand 185 Thousand 66.7%
PUT/CALL Ratio 0.37 0.22 68.18% 0.21 0.09 133.33%
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding GLUU (via 13F filings)

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Mutual Funds Holding GLUU BETA

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

NADA HANY

  • Director
0 2021-04-29 3

DE MASI NICCOLO

  • Director
0 2021-04-29 5

LUDWIG ERIC R EVP, COO AND CFO

  • Officer
0 2021-04-29 6

LEICHTNER SCOTT VP AND GENERAL COUNSEL

  • Officer
0 2021-04-29 7

SMITH BENJAMIN T. IV

  • Director
0 2021-04-29 3

AKHAVAN CHRIS SVP BUS.DEV., CORP.DEV.&ADVER.

  • Officer
0 2021-04-29 7

BALL ERIC R.

  • Director
0 2021-04-29 4

TENCENT HOLDINGS LTD

RED RIVER INVESTMENT LTD

  • Director
  • 10% Owner
0 2021-04-29 1

BRANDEAU GREG

  • Director
0 2021-04-29 7

EARL NICHOLAS PRESIDENT & CEO.

  • Officer
  • Director
0 2021-04-29 6

TOLEDANO GABRIELLE B

  • Director
0 2021-04-29 3

ANDERSON DARLA

  • Director
0 2021-04-29 6

KEDIA PUNEET VICE PRESIDENT OF ACCOUNTING

  • Officer
0 2021-04-29 6

HUGHES BECKY ANN SENIOR VICE PRESIDENT, GROWTH

  • Officer
0 2021-04-29 8

MATHER ANN

76,866 2020-07-01 4

LEE GORDON S VICE PRESIDENT OF ACCOUNTING

  • Officer
23,106 2019-02-15 0

WILSON TIM CHIEF TECHNOLOGY OFFICER

  • Officer
64,890 2017-08-15 0

CANNON GREGORY J. VICE PRESIDENT, FINANCE AND IR

  • Officer
No longer subject to file 2017-05-15 0

FEDER BEN

  • Director
0 2017-01-26 0

MILLER WILLIAM J

  • Director
100,000 2016-06-02 0

ABONY LORNE

  • Director
299,050 2015-06-04 0

MA XIAOYI

  • Director
0 2015-04-30 0

RICCHETTI MATTHEW PRESIDENT OF STUDIOS

  • Officer
0 2014-04-23 0

SEAWELL A BROOKE

  • Director
0 2013-06-06 0

IYER KAL CHIEF TECHNOLOGY OFFICER

  • Officer
0 2013-05-14 0

DRAPKIN MATTHEW A

  • Director
721,940 2013-03-26 0

FLANDERS ADAM SVP, SALES AND MARKETING

  • Officer
55,095 2012-02-13 0

NEW ENTERPRISE ASSOCIATES 10 L P

NEA PARTNERS 10 L P

BARRIS PETER J

BARRETT M JAMES

KRAMLICH C RICHARD

NEWHALL CHARLES W III

PERRY MARK W

SANDELL SCOTT D

  • 10% Owner
5,919,443 2011-08-08 0

GRANITE GLOBAL VENTURES II LP

GGV II ENTREPRENEURS FUND L P

GRANITE GLOBAL VENTURES II L.L.C.

ROTHROCK RAY A.

SUN ANTHONY

BONHAM SCOTT

KELLMAN JOEL D

FOO JIXUN

SOLOMON GLENN

LEE JENNY

  • FORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNER
No longer subject to file 2011-06-02 0

NG THOMAS

  • FORMER 10% OWNER
No longer subject to file 2011-06-02 0

SIMINOFF ELLEN F

  • Director
0 2011-05-26 0

BECKER DRAPKIN MANAGEMENT, L.P.

BECKER DRAPKIN PARTNERS (QP), L.P.

BECKER DRAPKIN PARTNERS, L.P.

BC ADVISORS LLC

BECKER STEVEN R

DRAPKIN MATTHEW A

  • Director
  • 10% Owner
3,362,000 2011-02-28 0

MORI GIANCARLO CHIEF CREATIVE OFFICER

  • Officer
0 2010-11-02 0

BECKER DRAPKIN MANAGEMENT, L.P.

BECKER DRAPKIN PARTNERS (QP), L.P.

BECKER DRAPKIN PARTNERS, L.P.

BC ADVISORS LLC

BECKER STEVEN R

  • 10% Owner
5,838,198 2010-08-27 0

SKAFF DANIEL L

  • Director
0 2010-06-03 0

MORAN RICHARD A

  • Director
0 2010-06-03 0

CHOU KEVIN S. VP, GENERAL COUNSEL, SECRETARY

  • Officer
3,333 2010-03-02 0

GALVAGNI ALESSANDRO SR. VP - PROD DEV, CTO

  • Officer
0 2009-12-16 0

PERRAULT THOMAS MASON VP, GLOBAL HUMAN RESOURCES

  • Officer
0 2009-12-16 0

BALLARD GREGORY L PRESIDENT AND CEO

  • Officer
  • Director
438,940 2009-10-22 0

BRAFF JILL S SR. VP OF GLOBAL PUBLISHING

  • Officer
0 2009-08-07 0

STEPHENS INVESTMENT MANAGEMENT, LLC

STEPHENS PAUL HARBOUR

STEPHENS PAUL BARTLETT

STEPHENS WILLIAM BRADFORD

  • 10% Owner
  • SEE FOOTNOTES 1 AND 2SEE FOOTNOTES 1 AND 2SEE FOOTNOTES 1 AND 2
No longer subject to file 2009-03-18 0

NEW ENTERPRISE ASSOCIATES 10 L P

NEA PARTNERS 10 L P

BARRIS PETER J

BARRETT M JAMES

KRAMLICH C RICHARD

NEWHALL CHARLES W III

PERRY MARK W

SANDELL SCOTT D

TRAINOR III EUGENE A

  • 10% Owner
4,794,443 2008-03-03 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

EARL NICHOLAS - Director - Officer PRESIDENT & CEO

2021-05-05 17:10:16 -0400 2021-04-29 D 650,000 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO.

2021-05-03 21:45:56 -0400 2021-04-29 D 369,099 d 0 direct

LEICHTNER SCOTT - Officer VP AND GENERAL COUNSEL

2021-05-03 21:31:34 -0400 2021-04-29 D 350,000 d 0 direct

LUDWIG ERIC R - Officer EVP, COO AND CFO trust

2021-05-05 17:13:11 -0400 2021-04-29 D 328,251 d 0 indirect

LEICHTNER SCOTT - Officer VP AND GENERAL COUNSEL

2021-05-05 17:08:20 -0400 2021-04-29 D 90,000 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO.

2021-05-03 21:45:56 -0400 2021-04-29 D 292,970 d 0 direct

LEICHTNER SCOTT - Officer VP AND GENERAL COUNSEL

2021-05-03 21:31:34 -0400 2021-04-29 D 52,608 d 0 direct

AKHAVAN CHRIS - Officer SVP BUS.DEV., CORP.DEV.&ADVER.

2021-05-05 17:05:19 -0400 2021-04-29 D 52,666 d 0 direct

LEICHTNER SCOTT - Officer VP AND GENERAL COUNSEL

2021-05-05 17:08:20 -0400 2021-04-29 D 249,846 d 0 direct

SMITH BENJAMIN T. IV - Director

2021-05-03 21:45:09 -0400 2021-04-29 D 24,488 d 0 direct

ANDERSON DARLA - Director

2021-05-03 21:30:45 -0400 2021-04-29 D 28,780 d 0 direct

AKHAVAN CHRIS - Officer SVP BUS.DEV., CORP.DEV.&ADVER.

2021-05-05 17:05:19 -0400 2021-04-29 D 104,979 d 0 direct

AKHAVAN CHRIS - Officer SVP BUS.DEV., CORP.DEV.&ADVER.

2021-05-03 22:00:05 -0400 2021-04-29 D 160,643 d 0 direct

ANDERSON DARLA - Director

2021-05-03 21:30:45 -0400 2021-04-29 D 26,178 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO

2021-05-05 17:10:16 -0400 2021-04-29 D 439,455 d 0 direct

AKHAVAN CHRIS - Officer SVP BUS.DEV., CORP.DEV.&ADVER.

2021-05-05 17:05:19 -0400 2021-04-29 D 70,000 d 0 direct

AKHAVAN CHRIS - Officer SVP BUS.DEV., CORP.DEV.&ADVER.

2021-05-03 22:00:05 -0400 2021-04-29 D 56,145 d 0 direct

SMITH BENJAMIN T. IV - Director

2021-05-03 21:45:09 -0400 2021-04-29 D 50,000 d 0 direct

BALL ERIC R. - Director

2021-05-03 21:25:21 -0400 2021-04-29 D 50,000 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO

2021-05-05 17:10:16 -0400 2021-04-29 D 359,000 d 0 direct

AKHAVAN CHRIS - Officer SVP BUS.DEV., CORP.DEV.&ADVER.

2021-05-05 17:05:19 -0400 2021-04-29 D 90,000 d 0 direct

AKHAVAN CHRIS - Officer SVP BUS.DEV., CORP.DEV.&ADVER.

2021-05-03 22:00:05 -0400 2021-04-29 D 159,157 d 0 direct

SMITH BENJAMIN T. IV - Director

2021-05-03 21:45:09 -0400 2021-04-29 D 12,591 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO

2021-05-05 17:10:16 -0400 2021-04-29 D 261,446 d 0 direct

AKHAVAN CHRIS - Officer SVP BUS.DEV., CORP.DEV.&ADVER.

2021-05-05 17:05:19 -0400 2021-04-29 D 91,182 d 0 direct

AKHAVAN CHRIS - Officer SVP BUS.DEV., CORP.DEV.&ADVER.

2021-05-03 22:00:05 -0400 2021-04-29 D 37,430 d 0 direct

NADA HANY - Director

2021-05-03 21:45:07 -0400 2021-04-29 D 28,780 d 0 direct

BALL ERIC R. - Director

2021-05-03 21:25:21 -0400 2021-04-29 D 50,000 d 0 direct

LUDWIG ERIC R - Officer EVP, COO AND CFO

2021-05-05 17:13:11 -0400 2021-04-29 D 265,000 d 0 direct

HUGHES BECKY ANN - Officer SENIOR VICE PRESIDENT, GROWTH

2021-05-05 17:09:50 -0400 2021-04-29 D 83,272 d 0 direct

KEDIA PUNEET - Officer VICE PRESIDENT OF ACCOUNTING

2021-05-05 17:03:02 -0400 2021-04-29 D 13,504 d 0 direct

KEDIA PUNEET - Officer VICE PRESIDENT OF ACCOUNTING

2021-05-03 21:59:23 -0400 2021-04-29 D 16,110 d 0 direct

NADA HANY - Director

2021-05-03 21:45:07 -0400 2021-04-29 D 50,000 d 0 direct

BRANDEAU GREG - Director

2021-05-03 21:24:56 -0400 2021-04-29 D 24,488 d 0 direct

LUDWIG ERIC R - Officer EVP, COO AND CFO

2021-05-05 17:13:11 -0400 2021-04-29 D 210,110 d 0 direct

HUGHES BECKY ANN - Officer SENIOR VICE PRESIDENT, GROWTH

2021-05-05 17:09:50 -0400 2021-04-29 D 22,917 d 0 direct

KEDIA PUNEET - Officer VICE PRESIDENT OF ACCOUNTING

2021-05-05 17:03:02 -0400 2021-04-29 D 28,695 d 0 direct

KEDIA PUNEET - Officer VICE PRESIDENT OF ACCOUNTING

2021-05-03 21:59:23 -0400 2021-04-29 D 32,230 d 0 direct

NADA HANY - Director

2021-05-03 21:45:07 -0400 2021-04-29 D 228,045 d 0 direct

BRANDEAU GREG - Director

2021-05-03 21:24:56 -0400 2021-04-29 D 30,000 d 0 direct

LUDWIG ERIC R - Officer EVP, COO AND CFO

2021-05-05 17:13:11 -0400 2021-04-29 D 566,976 d 0 direct

HUGHES BECKY ANN - Officer SENIOR VICE PRESIDENT, GROWTH

2021-05-05 17:09:50 -0400 2021-04-29 D 167,637 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO

2021-05-05 17:10:16 -0400 2021-04-29 D 650,000 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO.

2021-05-03 21:45:56 -0400 2021-04-29 D 269,668 d 0 direct

DE MASI NICCOLO - Director

2021-05-03 21:32:31 -0400 2021-04-29 D 12,591 d 0 direct

BRANDEAU GREG - Director

2021-05-03 21:24:56 -0400 2021-04-29 D 12,591 d 0 direct

LEICHTNER SCOTT - Officer VP AND GENERAL COUNSEL

2021-05-05 17:08:20 -0400 2021-04-29 D 24,757 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO

2021-05-05 17:10:16 -0400 2021-04-29 D 269,668 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO.

2021-05-03 21:45:56 -0400 2021-04-29 D 120,963 d 0 direct

LEICHTNER SCOTT - Officer VP AND GENERAL COUNSEL

2021-05-03 21:31:34 -0400 2021-04-29 D 34,185 d 0 direct

TOLEDANO GABRIELLE B - Director

2021-05-03 21:45:00 -0400 2021-04-29 D 28,780 d 0 direct

LUDWIG ERIC R - Officer EVP, COO AND CFO

2021-05-05 17:13:11 -0400 2021-04-29 D 207,056 d 0 direct

LEICHTNER SCOTT - Officer VP AND GENERAL COUNSEL

2021-05-05 17:08:20 -0400 2021-04-29 D 188,990 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO

2021-05-05 17:10:16 -0400 2021-04-29 D 120,963 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO.

2021-05-03 21:45:56 -0400 2021-04-29 D 439,455 d 0 direct

LEICHTNER SCOTT - Officer VP AND GENERAL COUNSEL

2021-05-03 21:31:34 -0400 2021-04-29 D 58,000 d 0 direct

TOLEDANO GABRIELLE B - Director

2021-05-03 21:45:00 -0400 2021-04-29 D 12,591 d 0 direct

LUDWIG ERIC R - Officer EVP, COO AND CFO

2021-05-05 17:13:11 -0400 2021-04-29 D 139,450 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO.

2021-05-03 21:45:56 -0400 2021-04-29 D 359,000 d 0 direct

LEICHTNER SCOTT - Officer VP AND GENERAL COUNSEL

2021-05-03 21:31:34 -0400 2021-04-29 D 90,000 d 0 direct

LUDWIG ERIC R - Officer EVP, COO AND CFO

2021-05-05 17:13:11 -0400 2021-04-29 D 57,000 d 0 direct

LEICHTNER SCOTT - Officer VP AND GENERAL COUNSEL

2021-05-05 17:08:20 -0400 2021-04-29 D 68,360 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO.

2021-05-03 21:45:56 -0400 2021-04-29 D 261,446 d 0 direct

LEICHTNER SCOTT - Officer VP AND GENERAL COUNSEL

2021-05-03 21:31:34 -0400 2021-04-29 D 249,846 d 0 direct

AKHAVAN CHRIS - Officer SVP BUS.DEV., CORP.DEV.&ADVER.

2021-05-05 17:05:19 -0400 2021-04-29 D 160,643 d 0 direct

AKHAVAN CHRIS - Officer SVP BUS.DEV., CORP.DEV.&ADVER.

2021-05-03 22:00:05 -0400 2021-04-29 D 52,668 d 0 direct

ANDERSON DARLA - Director

2021-05-03 21:30:45 -0400 2021-04-29 D 12,591 d 0 direct

AKHAVAN CHRIS - Officer SVP BUS.DEV., CORP.DEV.&ADVER.

2021-05-05 17:05:19 -0400 2021-04-29 D 56,145 d 0 direct

AKHAVAN CHRIS - Officer SVP BUS.DEV., CORP.DEV.&ADVER.

2021-05-03 22:00:05 -0400 2021-04-29 D 124,867 d 0 direct

SMITH BENJAMIN T. IV - Director

2021-05-03 21:45:09 -0400 2021-04-29 D 28,780 d 0 direct

BALL ERIC R. - Director

2021-05-03 21:25:21 -0400 2021-04-29 D 24,488 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO

2021-05-05 17:10:16 -0400 2021-04-29 D 123,700 d 0 direct

AKHAVAN CHRIS - Officer SVP BUS.DEV., CORP.DEV.&ADVER.

2021-05-05 17:05:19 -0400 2021-04-29 D 159,157 d 0 direct

AKHAVAN CHRIS - Officer SVP BUS.DEV., CORP.DEV.&ADVER.

2021-05-03 22:00:05 -0400 2021-04-29 D 81,202 d 0 direct

SMITH BENJAMIN T. IV - Director

2021-05-03 21:45:09 -0400 2021-04-29 D 50,000 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO

2021-05-05 17:10:16 -0400 2021-04-29 D 566,277 d 0 direct

AKHAVAN CHRIS - Officer SVP BUS.DEV., CORP.DEV.&ADVER.

2021-05-05 17:05:19 -0400 2021-04-29 D 37,430 d 0 direct

AKHAVAN CHRIS - Officer SVP BUS.DEV., CORP.DEV.&ADVER.

2021-05-03 22:00:05 -0400 2021-04-29 D 84,375 d 0 direct

SMITH BENJAMIN T. IV - Director

2021-05-03 21:45:09 -0400 2021-04-29 D 47,845 d 0 direct

BALL ERIC R. - Director

2021-05-03 21:25:21 -0400 2021-04-29 D 50,000 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO

2021-05-05 17:10:16 -0400 2021-04-29 D 828,677 d 0 direct

HUGHES BECKY ANN - Officer SENIOR VICE PRESIDENT, GROWTH

2021-05-05 17:09:50 -0400 2021-04-29 D 129,932 d 0 direct

TENCENT HOLDINGS LTD - Director - > 10% Owner see footnote

RED RIVER INVESTMENT LTD - > 10% Owner see footnote

2021-05-07 12:26:18 -0400 2021-04-29 D 21,000,000 d 0 indirect

AKHAVAN CHRIS - Officer SVP BUS.DEV., CORP.DEV.&ADVER.

2021-05-03 22:00:05 -0400 2021-04-29 D 57,518 d 0 direct

NADA HANY - Director

2021-05-03 21:45:07 -0400 2021-04-29 D 50,000 d 0 direct

BALL ERIC R. - Director

2021-05-03 21:25:21 -0400 2021-04-29 D 12,591 d 0 direct

LUDWIG ERIC R - Officer EVP, COO AND CFO

2021-05-05 17:13:11 -0400 2021-04-29 D 143,668 d 0 direct

HUGHES BECKY ANN - Officer SENIOR VICE PRESIDENT, GROWTH

2021-05-05 17:09:50 -0400 2021-04-29 D 69,334 d 0 direct

KEDIA PUNEET - Officer VICE PRESIDENT OF ACCOUNTING

2021-05-05 17:03:02 -0400 2021-04-29 D 105,361 d 0 direct

KEDIA PUNEET - Officer VICE PRESIDENT OF ACCOUNTING

2021-05-03 21:59:23 -0400 2021-04-29 D 13,504 d 0 direct

NADA HANY - Director

2021-05-03 21:45:07 -0400 2021-04-29 D 50,000 d 0 direct

BRANDEAU GREG - Director

2021-05-03 21:24:56 -0400 2021-04-29 D 28,780 d 0 direct

LUDWIG ERIC R - Officer EVP, COO AND CFO

2021-05-05 17:13:11 -0400 2021-04-29 D 163,317 d 0 direct

HUGHES BECKY ANN - Officer SENIOR VICE PRESIDENT, GROWTH

2021-05-05 17:09:50 -0400 2021-04-29 D 64,130 d 0 direct

KEDIA PUNEET - Officer VICE PRESIDENT OF ACCOUNTING

2021-05-05 17:03:02 -0400 2021-04-29 D 16,453 d 0 direct

KEDIA PUNEET - Officer VICE PRESIDENT OF ACCOUNTING

2021-05-03 21:59:23 -0400 2021-04-29 D 28,695 d 0 direct

DE MASI NICCOLO - Director

2021-05-03 21:32:31 -0400 2021-04-29 D 14,285 d 0 direct

BRANDEAU GREG - Director

2021-05-03 21:24:56 -0400 2021-04-29 D 30,000 d 0 direct

LUDWIG ERIC R - Officer EVP, COO AND CFO

2021-05-05 17:13:11 -0400 2021-04-29 D 209,175 d 0 direct

LEICHTNER SCOTT - Officer VP AND GENERAL COUNSEL

2021-05-05 17:08:20 -0400 2021-04-29 D 201,592 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO

2021-05-05 17:10:16 -0400 2021-04-29 D 850,000 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO.

2021-05-03 21:45:56 -0400 2021-04-29 D 155,621 d 0 direct

DE MASI NICCOLO - Director

2021-05-03 21:32:31 -0400 2021-04-29 D 497,744 d 0 direct

BRANDEAU GREG - Director

2021-05-03 21:24:56 -0400 2021-04-29 D 17,000 d 0 direct

LEICHTNER SCOTT - Officer VP AND GENERAL COUNSEL

2021-05-05 17:08:20 -0400 2021-04-29 D 20,000 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO

2021-05-05 17:10:16 -0400 2021-04-29 D 155,621 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO.

2021-05-03 21:45:56 -0400 2021-04-29 D 155,620 d 0 direct

LEICHTNER SCOTT - Officer VP AND GENERAL COUNSEL

2021-05-03 21:31:34 -0400 2021-04-29 D 24,757 d 0 direct

TOLEDANO GABRIELLE B - Director

2021-05-03 21:45:00 -0400 2021-04-29 D 50,000 d 0 direct

LUDWIG ERIC R - Officer EVP, COO AND CFO

2021-05-05 17:13:11 -0400 2021-04-29 D 191,000 d 0 direct

LEICHTNER SCOTT - Officer VP AND GENERAL COUNSEL

2021-05-05 17:08:20 -0400 2021-04-29 D 350,000 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO

2021-05-05 17:10:16 -0400 2021-04-29 D 155,620 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO.

2021-05-03 21:45:56 -0400 2021-04-29 D 123,700 d 0 direct

LEICHTNER SCOTT - Officer VP AND GENERAL COUNSEL

2021-05-03 21:31:34 -0400 2021-04-29 D 188,990 d 0 direct

TOLEDANO GABRIELLE B - Director

2021-05-03 21:45:00 -0400 2021-04-29 D 37,845 d 0 direct

LUDWIG ERIC R - Officer EVP, COO AND CFO

2021-05-05 17:13:11 -0400 2021-04-29 D 146,665 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO.

2021-05-03 21:45:56 -0400 2021-04-29 D 566,277 d 0 direct

LEICHTNER SCOTT - Officer VP AND GENERAL COUNSEL

2021-05-03 21:31:34 -0400 2021-04-29 D 68,360 d 0 direct

AKHAVAN CHRIS - Officer SVP BUS.DEV., CORP.DEV.&ADVER.

2021-05-05 17:05:19 -0400 2021-04-29 D 52,668 d 0 direct

LEICHTNER SCOTT - Officer VP AND GENERAL COUNSEL

2021-05-05 17:08:20 -0400 2021-04-29 D 52,608 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO.

2021-05-03 21:45:56 -0400 2021-04-29 D 828,677 d 0 direct

ANDERSON DARLA - Director

2021-05-03 21:30:45 -0400 2021-04-29 D 24,488 d 0 direct

AKHAVAN CHRIS - Officer SVP BUS.DEV., CORP.DEV.&ADVER.

2021-05-05 17:05:19 -0400 2021-04-29 D 124,867 d 0 direct

AKHAVAN CHRIS - Officer SVP BUS.DEV., CORP.DEV.&ADVER.

2021-05-03 22:00:05 -0400 2021-04-29 D 52,666 d 0 direct

ANDERSON DARLA - Director

2021-05-03 21:30:45 -0400 2021-04-29 D 6,667 d 0 direct

AKHAVAN CHRIS - Officer SVP BUS.DEV., CORP.DEV.&ADVER.

2021-05-05 17:05:19 -0400 2021-04-29 D 81,202 d 0 direct

AKHAVAN CHRIS - Officer SVP BUS.DEV., CORP.DEV.&ADVER.

2021-05-03 22:00:05 -0400 2021-04-29 D 104,979 d 0 direct

SMITH BENJAMIN T. IV - Director

2021-05-03 21:45:09 -0400 2021-04-29 D 50,000 d 0 direct

BALL ERIC R. - Director

2021-05-03 21:25:21 -0400 2021-04-29 D 28,780 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO

2021-05-05 17:10:16 -0400 2021-04-29 D 369,099 d 0 direct

AKHAVAN CHRIS - Officer SVP BUS.DEV., CORP.DEV.&ADVER.

2021-05-05 17:05:19 -0400 2021-04-29 D 84,375 d 0 direct

AKHAVAN CHRIS - Officer SVP BUS.DEV., CORP.DEV.&ADVER.

2021-05-03 22:00:05 -0400 2021-04-29 D 70,000 d 0 direct

SMITH BENJAMIN T. IV - Director

2021-05-03 21:45:09 -0400 2021-04-29 D 50,000 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO

2021-05-05 17:10:16 -0400 2021-04-29 D 292,970 d 0 direct

AKHAVAN CHRIS - Officer SVP BUS.DEV., CORP.DEV.&ADVER.

2021-05-05 17:05:19 -0400 2021-04-29 D 57,518 d 0 direct

AKHAVAN CHRIS - Officer SVP BUS.DEV., CORP.DEV.&ADVER.

2021-05-03 22:00:05 -0400 2021-04-29 D 90,000 d 0 direct

NADA HANY - Director

2021-05-03 21:45:07 -0400 2021-04-29 D 24,488 d 0 direct

BALL ERIC R. - Director

2021-05-03 21:25:21 -0400 2021-04-29 D 50,000 d 0 direct

LUDWIG ERIC R - Officer EVP, COO AND CFO

2021-05-05 17:13:11 -0400 2021-04-29 D 420,019 d 0 direct

HUGHES BECKY ANN - Officer SENIOR VICE PRESIDENT, GROWTH

2021-05-05 17:09:50 -0400 2021-04-29 D 96,195 d 0 direct

KEDIA PUNEET - Officer VICE PRESIDENT OF ACCOUNTING

2021-05-05 17:03:02 -0400 2021-04-29 D 16,110 d 0 direct

AKHAVAN CHRIS - Officer SVP BUS.DEV., CORP.DEV.&ADVER.

2021-05-03 22:00:05 -0400 2021-04-29 D 91,182 d 0 direct

NADA HANY - Director

2021-05-03 21:45:07 -0400 2021-04-29 D 50,000 d 0 direct

BALL ERIC R. - Director

2021-05-03 21:25:21 -0400 2021-04-29 D 203,532 d 0 direct

LUDWIG ERIC R - Officer EVP, COO AND CFO

2021-05-05 17:13:11 -0400 2021-04-29 D 143,666 d 0 direct

HUGHES BECKY ANN - Officer SENIOR VICE PRESIDENT, GROWTH

2021-05-05 17:09:50 -0400 2021-04-29 D 132,290 d 0 direct

KEDIA PUNEET - Officer VICE PRESIDENT OF ACCOUNTING

2021-05-05 17:03:02 -0400 2021-04-29 D 32,230 d 0 direct

KEDIA PUNEET - Officer VICE PRESIDENT OF ACCOUNTING

2021-05-03 21:59:23 -0400 2021-04-29 D 105,361 d 0 direct

NADA HANY - Director

2021-05-03 21:45:07 -0400 2021-04-29 D 12,591 d 0 direct

BRANDEAU GREG - Director

2021-05-03 21:24:56 -0400 2021-04-29 D 30,000 d 0 direct

LUDWIG ERIC R - Officer EVP, COO AND CFO

2021-05-05 17:13:11 -0400 2021-04-29 D 210,109 d 0 direct

HUGHES BECKY ANN - Officer SENIOR VICE PRESIDENT, GROWTH

2021-05-05 17:09:50 -0400 2021-04-29 D 58,984 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO

2021-05-05 17:10:16 -0400 2021-04-29 D 850,000 d 0 direct

KEDIA PUNEET - Officer VICE PRESIDENT OF ACCOUNTING

2021-05-03 21:59:23 -0400 2021-04-29 D 16,453 d 0 direct

DE MASI NICCOLO - Director

2021-05-03 21:32:31 -0400 2021-04-29 D 24,488 d 0 direct

BRANDEAU GREG - Director

2021-05-03 21:24:56 -0400 2021-04-29 D 36,000 d 0 direct

LEICHTNER SCOTT - Officer VP AND GENERAL COUNSEL

2021-05-05 17:08:20 -0400 2021-04-29 D 34,185 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO

2021-05-05 17:10:16 -0400 2021-04-29 D 300,000 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO.

2021-05-03 21:45:56 -0400 2021-04-29 D 269,666 d 0 direct

LEICHTNER SCOTT - Officer VP AND GENERAL COUNSEL

2021-05-03 21:31:34 -0400 2021-04-29 D 201,592 d 0 direct

TOLEDANO GABRIELLE B - Director

2021-05-03 21:45:00 -0400 2021-04-29 D 24,488 d 0 direct

LUDWIG ERIC R - Officer EVP, COO AND CFO

2021-05-05 17:13:11 -0400 2021-04-29 D 97,660 d 0 direct

LEICHTNER SCOTT - Officer VP AND GENERAL COUNSEL

2021-05-05 17:08:20 -0400 2021-04-29 D 58,000 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO

2021-05-05 17:10:16 -0400 2021-04-29 D 269,666 d 0 direct

EARL NICHOLAS - Director - Officer PRESIDENT & CEO.

2021-05-03 21:45:56 -0400 2021-04-29 D 650,000 d 0 direct

LEICHTNER SCOTT - Officer VP AND GENERAL COUNSEL

2021-05-03 21:31:34 -0400 2021-04-29 D 20,000 d 0 direct

TOLEDANO GABRIELLE B - Director

2021-05-03 21:45:00 -0400 2021-04-29 D 60,000 d 0 direct

LUDWIG ERIC R - Officer EVP, COO AND CFO

2021-05-05 17:13:11 -0400 2021-04-29 D 280,146 d 0 direct

BRANDEAU GREG

2021-03-17 20:45:29 -0400 2021-03-16 G 8,000 d 17,000 direct 0.161 0.3221 0.3221 6 0.0 1

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
GLU MOBILE INC GLUU 2021-04-29 19:15:03 UTC -0.4427 0.4927 7800000
GLU MOBILE INC GLUU 2021-04-29 18:45:03 UTC -0.4427 0.4927 7800000
GLU MOBILE INC GLUU 2021-04-29 18:15:03 UTC -0.4427 0.4927 7800000
GLU MOBILE INC GLUU 2021-04-29 17:45:03 UTC -0.4427 0.4927 7800000
GLU MOBILE INC GLUU 2021-04-29 17:15:03 UTC -0.4427 0.4927 7800000
GLU MOBILE INC GLUU 2021-04-29 16:45:03 UTC -0.4435 0.5035 7800000
GLU MOBILE INC GLUU 2021-04-29 16:15:05 UTC -0.4435 0.5035 7800000
GLU MOBILE INC GLUU 2021-04-29 15:45:03 UTC -0.4435 0.5035 7800000
GLU MOBILE INC GLUU 2021-04-29 15:15:03 UTC -0.4435 0.5035 7800000
GLU MOBILE INC GLUU 2021-04-29 14:45:02 UTC -0.4996 0.5596 7800000
GLU MOBILE INC GLUU 2021-04-29 14:15:03 UTC -0.4996 0.5596 7800000
GLU MOBILE INC GLUU 2021-04-29 13:45:02 UTC -0.4996 0.5596 7800000
GLU MOBILE INC GLUU 2021-04-29 13:15:02 UTC -0.4996 0.5596 7800000
GLU MOBILE INC GLUU 2021-04-29 12:45:02 UTC -0.4996 0.5596 7800000
GLU MOBILE INC GLUU 2021-04-28 22:15:03 UTC -0.4996 0.5596 7300000
GLU MOBILE INC GLUU 2021-04-28 21:45:03 UTC -0.4996 0.5596 7300000
GLU MOBILE INC GLUU 2021-04-28 21:15:02 UTC -0.4996 0.5596 7300000
GLU MOBILE INC GLUU 2021-04-28 20:45:03 UTC -0.5054 0.5654 7400000
GLU MOBILE INC GLUU 2021-04-28 20:15:04 UTC -0.5054 0.5654 7400000
GLU MOBILE INC GLUU 2021-04-28 19:45:03 UTC -0.5054 0.5654 7400000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
FundVantage Trust- Gotham Defensive Long Fund GLUU -143.0 shares, $-899.47 2020-03-31 N-PORT

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