Hsbc Holdings Preferred Z (HUSI+Z)

FINANCE: FINANCE
SIC: NATIONAL COMMERCIAL BANKS
*** This stock is shown as delisted in our database. *** If you think this isn't correct then please let us know

452 FIFTH AVE NEW YORK, NY 10018

HSBC USA, Inc. (formerly Republic New York Corp.), $2.8575 Cumulative Preferred Stock, liquidation preference $50 per share, redeemable at the issuer's option on or after 10/01/2007 at $50 per share plus accrued and unpaid dividends, with no stated maturity, and with distributions of $2.8575 (5.175%) per annum paid quarterly on 1/1, 4/1, 7/1 & 10/1 to holders of record on 12/15, 3/15, 6/15 & 9/15 respectively. In regards to payment of dividends and upon liquidation, the preferred shares rank equally with other preferreds and senior to the common shares of the company.

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Funds Holding HUSI+Z (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding HUSI+Z BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

ALDEROTY STUART A SR EX V.P. AND GENERAL COUNSEL

  • Officer
No longer subject to file 2016-10-07 0

KROEGER BARRY

  • Director
0 2016-05-16 0

DALTON WILLIAM R

  • Director
No longer subject to file 2016-04-28 0

GILLAN-MYER MAUREEN A EVP, HD OF HUMAN RESOURCES USA

  • Officer
0 2016-04-28 0

O'CONNOR PATRICIA M HEAD OF FCC & BSA COMP OFFICER

  • Officer
0 2016-04-28 0

NESBITT STEPHEN R HEAD OF REGULATORY REMEDIATION

  • Officer
0 2015-10-28 0

EKERT STEVEN G CHIEF RISK OFFICER-GBM

  • Officer
No longer subject to file 2015-07-06 0

AMEEN PHILLIP D

  • Director
0 2015-06-26 0

SHERBURNE JANE CECILE

  • Director
0 2015-06-05 0

NEWMAN KEVIN SEE REMARKS

  • Officer
No longer subject to file 2015-06-01 0

SANCHEZ PABLO SEE REMARKS

  • Officer
0 2015-06-01 0

LERONI IAN SEE REMARKS

  • Officer
No longer subject to file 2015-05-11 0

TABAKA WILLIAM SEE REMARKS

  • Officer
0 2015-05-11 0

HERDMAN ROBERT

  • Director
No longer subject to file 2015-04-29 0

NOLAN PATRICK M SEE REMARKS

  • Officer
No longer subject to file 2015-04-03 0

ROLAND THIERRY SEE REMARKS

  • Officer
0 2015-04-03 0

BOTTOMLEY STEVE A SR EX VP, HEAD OF COMM BNKG

  • Officer
No longer subject to file 2015-02-01 0

CROWELL WYATT E SEVP, HEAD OF COMMERCIAL BNKG

  • Officer
0 2015-02-01 0

PISARCZYK KAREN EVP AND CORPORATE SECRETARY

  • Officer
0 2015-01-01 0

SCHWARTZ PATRICK D EVP AND CORPORATE SECRETARY

  • Officer
No longer subject to file 2014-12-31 0

DISNEY ANTHEA

  • Director
No longer subject to file 2014-12-15 0

MATTIA GERARD SR EXEC VICE PRES & CFO

  • Officer
No longer subject to file 2014-11-19 0

ZAESKE MARK ALAN SEVP AND CFO

  • Officer
0 2014-11-19 0

DORNER IRENE M

  • Director
No longer subject to file 2014-11-01 0

WHITFORD THOMAS K

  • Director
0 2014-07-25 0

BURKE PATRICK PRESIDENT & CEO-DESIGNATE

  • Officer
0 2014-06-30 0

COX RHYDIAN H SEVP, HEAD OF REG REMEDIATION

  • Officer
0 2014-06-30 0

BOOKER NIALL S

  • Director
No longer subject to file 2011-11-01 0

EMERSON MICHAEL W EX V.P. AND GENERAL COUNSEL

  • Officer
No longer subject to file 2011-06-16 0

COUTURE JON N SR EX VP, HUMAN RESOURCES

  • Officer
0 2011-06-01 0

BRIENZA SUZANNE EX VICE PRES, HUMAN RESOURCES

  • Officer
No longer subject to file 2011-06-01 0

WATKINSON MARK SR EX VP, HEAD OF COMM BANKING

  • Officer
0 2011-04-15 0

DAVIES CHRISTOPHER P SR EX VP, HEAD OF COMM BANKING

  • Officer
No longer subject to file 2011-03-22 0

ARMISHAW ANDREW C SEVP & CHIEF TECH & SERV OFF

  • Officer
No longer subject to file 2011-03-01 0

SINYAK ELI SEVP & CHIEF TECH & SERV OFF

  • Officer
0 2011-03-01 0

LARSON ERIC LEWIS SEVP AND CHIEF COMPLIANCE OFF

  • Officer
0 2011-01-10 0

MIDZAIN LESLEY M EXECUTIVE VICE PRESIDENT

  • Officer
No longer subject to file 2010-10-01 0

MCDONAGH BRENDAN DIRECTOR, CHAIRMAN OF THE BD

  • Officer
No longer subject to file 2010-07-31 0

COZZA PATRICK A SR EVP & REG HEAD OF INSURANCE

  • Officer
0 2010-07-21 0

BOTTORFF JON R EVP & CFO GLBL BNKG MKTS, USA

  • Officer
0 2010-07-07 0

FERREN ERIC K EX VP AND CHIEF ACCTG OFFICER

  • Officer
0 2010-07-07 0

MURPHY ANTHONY J SR EX VP,HEAD OF GLBL BNKG&MKT

  • Officer
No longer subject to file 2010-05-18 0

ALFIERO SALVATORE

  • Director
No longer subject to file 2010-05-13 0

BURAK JANET L SR. EX. VP & GENERAL COUNSEL

  • Officer
No longer subject to file 2010-04-05 0

MARTINELLI MARK EXEC VP, CHIEF AUDITOR

  • Officer
0 2010-02-18 0

LAWRENCE PAUL J PRESIDENT AND CEO

  • Officer
  • Director
No longer subject to file 2010-01-04 0

SMITH MATTHEW SR EX VP HEAD OF STRATEGY&PLNG

  • Officer
0 2009-09-01 0

SIMPSON JOSEPH R EXEC VICE PRESIDENT,CONTROLLER

  • Officer
No longer subject to file 2009-08-31 0

MCGINNIS JOHN T EX V.P AND CHIEF ACCTG OFFICER

  • Officer
0 2009-08-01 0

GEOGHEGAN MICHAEL F

  • Director
No longer subject to file 2009-05-07 0

GUNTON MARK C SR EX V.P., CHIEF RISK OFFICER

  • Officer
0 2009-01-19 0

DEW DAVID SR E.V.P.& CHIEF OPERATING OFF

  • Officer
No longer subject to file 2008-11-12 0

MARTIN KEVIN ROSS EX V.P., PRSNL FINANCIAL SERV

  • Officer
0 2008-11-05 0

GULLIVER STUART T

  • Director
No longer subject to file 2008-06-12 0

BOSWELL DONALD

  • Director
No longer subject to file 2008-05-01 0

FERGUSSON FRANCES D

  • Director
No longer subject to file 2008-05-01 0

KIMMELMAN PETER

  • Director
No longer subject to file 2008-05-01 0

MEYER CHARLES JR

  • Director
No longer subject to file 2008-05-01 0

MORICE JAMES L

  • Director
No longer subject to file 2008-05-01 0

CLEAVE JAMES H

  • Director
No longer subject to file 2008-05-01 0

HERNANDEZ LOUIS JR

  • Director
0 2008-05-01 0

EBERSOLE JEANNE G EXECUTIVE VICE PRESIDENT

  • Officer
No longer subject to file 2008-05-01 0

WIND CAROLYN M FORMER EXECUTIVE VICE PRESIDEN

  • Officer
No longer subject to file 2008-04-01 0

WENDLER GEORGE T SENIOR EXEC VICE PRESIDENT

  • Officer
No longer subject to file 2007-12-31 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

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