Western Asset High Income Opportunity Fund Inc (HIO)

Sector:
FINANCE
Industry:
GENERAL FINANCE
SIC:
CEO:
Jane E. Trust
Employees:
620 EIGHTH AVENUE, 49TH FLOOR, NEW YORK, NY 100018
888-777-0102

Western Asset High Income Opportunity Fund Inc. was formed on November 16, 1993 and is domiciled in the United States. The fund seeks to maintain an average duration of around four years with an average credit quality of B.

View SEC Filings from HIO instead.

View recent insider trading info

Funds Holding HIO (via 13F filings)

Refresh Download CSV Download Excel (.xlsx) Download TSV
Filter by:
to
to
to
Refresh
*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding HIO

Download CSV

Active Schedule 13D and 13G filings

Please sign in first

Recent Filings

Financial Reporting

Events (8k)

  • 8-K: filed on 2020-08-18:
    Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2019-11-04:
    Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2017-08-17:
    Item 4.01: Changes in Registrant's Certifying Accountant
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2019-01-02:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2020-04-03:
    Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
    Item 9.01: Financial Statements and Exhibits
  • Proposed Sales (Form 144)

    Prospectus

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    none

    Open Market Sells (S)

    none

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    DE OLIVEIRA MARC SECRETARY/CHIEF LEGAL OFFICER

    • Officer
    0 2023-09-07 1

    HOFFMANN COURTNEY A.

    • SECRETARY/GC SUBADVISER
    0 2022-07-15 0

    COLMAN CAROL L

    • Director
    19,186 2022-01-05 0

    CRONIN DANIEL P

    • Director
    0 2022-01-05 0

    BOWDEN ANDREW J.

    • COO/SUBADVISER
    0 2021-08-02 0

    HUTCHINSON WILLIAM R

    • Director
    0 2020-12-16 0

    SABA CAPITAL MANAGEMENT, L.P.

    WEINSTEIN BOAZ

    • 10% Owner
    5,793,994 2020-11-20 0

    FERGERSON LAURA F

    • MANAGER/INVESTMENT MANAGER
    0 2020-09-30 0

    EAKES BRIAN

    • MANAGER/INVESTMENT MANAGER
    0 2020-09-30 0

    HOYT GEORGE P. SECRETARY AND CH LGL OFFICER

    • Officer
    0 2020-08-13 0

    JOHNSON JENNIFER M

    • DIRECTOR OF SUB-ADVISER
    0 2020-07-31 0

    PLAFKER JED A.

    • DIRECTOR OF SUB-ADVISER
    0 2020-07-31 0

    NICHOLLS MATTHEW

    • DIRECTOR OF SUB-ADVISER
    0 2020-07-31 0

    JENSEN FRED STEVEN CHIEF COMPLIANCE OFFICER

    • Officer
    0 2020-04-17 0

    BERARDUCCI CHRISTOPHER TREAS/PRINCIPAL FINAN OFFICER

    • Officer
    0 2019-09-27 0

    KUMAR NISHA

    • Director
    0 2019-01-01 0

    BERG JENNIFER S TREASURER

    • Officer
    0 2018-01-01 0

    KUEHL TODD F CHIEF COMPLIANCE OFFICER

    • Officer
    0 2017-05-11 0

    MERCHANT THOMAS C

    • DIRECTOR OF SUBADVISER
    0 2015-06-30 0

    MURPHY JENNIFER

    • DIRECTOR OF SUBADVISER
    0 2015-06-30 0

    KENNEY JOHN

    • DIRECTOR OF SUBADVISER
    0 2015-06-30 0

    TRUST JANE

    • SVP OF THE MANAGER
    0 2015-04-15 0

    AGDERN ROBERT D

    • Director
    0 2015-01-01 0

    BILSON F BARRY

    • DIRECTOR OF SUBADVISER
    0 2013-09-03 0

    WALSH STEPHEN A

    • CIO OF SUBADVISER
    68,155 2013-07-10 0

    FULLER KENNETH CEO, PRES. & CHAIRMAN

    • Officer
    • Director
    • CEO & PRES. OF MANAGER
    0 2013-06-01 0

    KAMERICK EILEEN A

    • Director
    0 2013-02-01 0

    SENNETT RICHARD PRINCIPAL FINANCIAL OFFICER

    • Officer
    0 2011-12-01 0

    OLMERT AMY

    • MANAGER OF INVESTMENT MANAGER
    0 2011-03-24 0

    NACHTWEY PETER

    • MANAGER OF INVESTMENT MANAGER
    0 2011-03-24 0

    RENAHAN WILLIAM J ASSISTANT SECRETARY

    • Officer
    0 2009-10-09 0

    GERKEN R JAY PRESIDENT AND CEO

    • Officer
    • Director
    4,658 2008-11-21 0

    DALEY CHARLES J JR DIRECTOR OF ADVISER (LMPFA)

    • Officer
    0 2007-08-24 0

    NATTANS JEFFREY ALLEN

    • DIRECTOR OF THE SUBADVISOR
    0 2007-07-10 0

    RUYS DE PEREZ CHARLES ANTONY

    • GENERAL COUNSEL TO SUB-ADVISER
    0 2007-05-23 0

    ROETT RIORDAN

    • Director
    0 2007-02-27 0

    CUCCHI PAOLO M

    • Director
    0 2006-12-15 0

    GELB LESLIE H

    • Director
    0 2006-12-15 0

    WESTERN ASSET MANAGEMENT CO

    • SUBADVISER OF THE FUND
    0 2006-08-01 0

    FETTING MARK R

    • DIRECTOR OF THE ADVISER
    0 2006-03-30 0

    BAIN PETER L

    • DIRECTOR OF THE ADVISER
    0 2006-03-30 0

    SCHEVE TIMOTHY C

    • DIRECTOR OF THE ADVISER
    0 2006-03-30 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed
    Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
    No current insider transactions

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    WESTERN ASSET HI INC OPPORT HIO 2023-09-25 13:45:04 UTC -0.7751 6.0951 500000
    WESTERN ASSET HI INC OPPORT HIO 2023-09-25 13:15:04 UTC -0.7751 6.0951 500000
    WESTERN ASSET HI INC OPPORT HIO 2023-09-25 12:45:06 UTC -0.7751 6.0951 450000
    WESTERN ASSET HI INC OPPORT HIO 2023-09-22 22:15:03 UTC -0.7751 6.0951 55000
    WESTERN ASSET HI INC OPPORT HIO 2023-09-22 21:45:04 UTC -0.7751 6.0951 55000
    WESTERN ASSET HI INC OPPORT HIO 2023-09-22 21:15:04 UTC -0.7751 6.0951 55000
    WESTERN ASSET HI INC OPPORT HIO 2023-09-22 20:45:04 UTC -0.7751 6.0951 55000
    WESTERN ASSET HI INC OPPORT HIO 2023-09-22 20:15:04 UTC -0.7751 6.0951 55000
    WESTERN ASSET HI INC OPPORT HIO 2023-09-22 19:45:03 UTC -0.7751 6.0951 55000
    WESTERN ASSET HI INC OPPORT HIO 2023-09-22 19:15:04 UTC -0.7751 6.0951 55000
    WESTERN ASSET HI INC OPPORT HIO 2023-09-22 18:45:03 UTC -0.7751 6.0951 55000
    WESTERN ASSET HI INC OPPORT HIO 2023-09-22 18:15:04 UTC -0.7751 6.0951 55000
    WESTERN ASSET HI INC OPPORT HIO 2023-09-22 17:45:04 UTC 0.0 0.0 55000
    WESTERN ASSET HI INC OPPORT HIO 2023-09-22 17:15:04 UTC 0.0 0.0 55000
    WESTERN ASSET HI INC OPPORT HIO 2023-09-22 16:45:03 UTC -0.7751 6.0951 55000
    WESTERN ASSET HI INC OPPORT HIO 2023-09-22 16:15:04 UTC -0.7751 6.0951 55000
    WESTERN ASSET HI INC OPPORT HIO 2023-09-22 15:45:04 UTC -0.7751 6.0951 55000
    WESTERN ASSET HI INC OPPORT HIO 2023-09-22 15:15:04 UTC -0.7751 6.0951 55000
    WESTERN ASSET HI INC OPPORT HIO 2023-09-22 14:45:03 UTC -0.7751 6.0951 55000
    WESTERN ASSET HI INC OPPORT HIO 2023-09-22 14:15:04 UTC -0.7751 6.0951 55000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin

    No recent transactions

    *** To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***

    WhaleWisdom Logo

    Elevate your investments