Hercules Capital, Inc. specializes in providing venture debt, debt, senior secured loans, and growth capital to privately held venture capital-backed companies at all stages of development. The firm invests primarily in technology, energy technology, sustainable and renewable technology, and life sciences.
Please sign in first
none
none
none
Insider Name | Type | Last Reported Shares Held | Last Reported Date | Filings in past year |
---|---|---|---|---|
|
28,724 | 2022-08-01 | 5 | |
|
2,694 | 2022-08-01 | 3 | |
|
73,404 | 2022-08-01 | 7 | |
|
32,959 | 2022-08-01 | 5 | |
|
6,684 | 2022-08-01 | 5 | |
BLUESTEIN SCOTT CHIEF EXECUTIVE OFFICER |
|
1,065,782 | 2022-07-17 | 19 |
MEYER SETH H CHIEF FINANCIAL OFFICER |
|
207,867 | 2022-07-12 | 9 |
FOLLMANN CHRISTIAN CHIEF OPERATING OFFICER |
|
48,037 | 2022-07-12 | 6 |
|
0 | 2022-06-23 | 2 | |
BOTELHO KIERSTEN ZAZA GENERAL COUNSEL & CCO |
|
5,875 | 2022-01-10 | 2 |
GRACE MELANIE GENERAL COUNSEL & CCO |
|
0 | 2021-09-24 | 2 |
|
27,201 | 2021-08-02 | 0 | |
|
16,997 | 2021-05-19 | 0 | |
|
107,452 | 2021-05-04 | 0 | |
|
42,862 | 2021-05-04 | 0 | |
|
8,647 | 2020-05-21 | 0 | |
|
1,310,898 | 2019-05-20 | 0 | |
WALDT GERARD R JR. INTERIM CHIEF ACCOUNTING OFF |
|
8,243 | 2018-08-20 | 0 |
|
262,309 | 2018-05-21 | 0 | |
LUND DAVID MICHAEL INTERIM CHIEF FINANCIAL OFF |
|
0 | 2017-10-31 | 0 |
HARRIS MARK R CHIEF FINANCIAL OFFICER |
|
52,568 | 2017-10-10 | 0 |
OLSON ANDREW VP FINANCE & SR CONTROLLER |
|
7,446 | 2017-07-10 | 0 |
|
11,575 | 2016-09-15 | 0 | |
|
7,855 | 2015-12-31 | 0 | |
BARON JESSICA T CFO |
|
98,269 | 2015-06-09 | 0 |
LAKE ROBERT C CHIEF CREDIT OFFICER |
|
0 | 2015-05-29 | 0 |
SHAH PARAG SENIOR MANAGING DIRECTOR |
|
249,562 | 2014-12-04 | 0 |
BUTLER MICHAEL L GENERAL COUNSEL & CCO |
|
0 | 2014-10-07 | 0 |
FEUERSTEIN HARRY CHIEF OPERATING OFFICER |
|
0 | 2014-07-08 | 0 |
JAQUEZ-FISSORI TODD SENIOR MANAGING DIRECTOR |
|
94,483 | 2014-04-17 | 0 |
PENNEY MICHAEL GENERAL COUNSEL |
|
4,000 | 2014-04-10 | 0 |
|
121,871 | 2013-08-07 | 0 | |
HARVEY H SCOTT CHIEF LEGAL OFFICER & SEC |
|
73,177 | 2012-08-16 | 0 |
BHAUMIK SAM SENIOR MANAGING DIRECTOR |
|
196,274 | 2011-09-16 | 0 |
DENOMME MARK SENIOR MANAGING DIRECTOR |
|
38,345 | 2010-12-22 | 0 |
GABLE SCOTT CHIEF OPERATING OFFICER |
|
10,090 | 2010-11-16 | 0 |
STETTENBENZ SHANE CHIEF TECHNOLOGY OFFICER |
|
3,344 | 2007-08-16 | 0 |
CRUMPTON JAMES C CHIEF CREDIT OFFICER |
|
75,000 | 2007-06-04 | 0 |
FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP TINICUM PARTNERS LP FARALLON |
|
1,755,293 | 2006-04-13 | 0 |
FARALLON CAPITAL INSTITUTIONAL PARTNERS L P DING CHUN R |
|
1,755,293 | 2006-04-13 | 0 |
FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP TINICUM PARTNERS LP FARALLON |
|
1,318,441 | 2006-03-17 | 0 |
FARALLON CAPITAL INSTITUTIONAL PARTNERS L P DING CHUN R ELLWEIN CHARLES E |
|
1,318,441 | 2006-03-17 | 0 |
Reporting Owners | Filing Date | Trans Date | Trans Code | Shares | Share Price | Acquired Disposed |
Shares Owned after | D/I | 10b5 | Perf 1d* | Perf 5d* | Perf 1m* | Max Gain | Max Gain Days | Max Loss | Max Loss Days |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
2022-08-01 16:42:26 -0400 | 2022-08-01 | A | 4,339 | $16.13 | a | 28,724 | direct | 0.2546 | -0.6109 | 1.9707 | 4 | -0.8277 | 3 | |||
KOENIG BRADFORD C. by trust |
2022-08-01 16:42:45 -0400 | 2022-08-01 | A | 4,339 | $16.13 | a | 25,728 | indirect | 0.2546 | -0.6109 | 1.9707 | 4 | -0.8277 | 3 | ||
KOENIG BRADFORD C. by trust |
2022-08-01 16:42:45 -0400 | 2022-08-01 | A | 120 | a | 21,389 | indirect | 0.2546 | -0.6109 | 1.9707 | 4 | -0.8277 | 3 | |||
2022-08-01 16:42:45 -0400 | 2022-08-01 | D | 120 | d | 7,231 | direct | 0.2546 | -0.6109 | 1.9707 | 4 | -0.8277 | 3 | ||||
2022-08-01 16:43:02 -0400 | 2022-08-01 | A | 2,170 | $16.13 | a | 6,684 | direct | 0.2546 | -0.6109 | 1.9707 | 4 | -0.8277 | 3 | |||
FALLON THOMAS J by trust |
2022-08-01 16:43:31 -0400 | 2022-08-01 | A | 230 | a | 61,834 | indirect | 0.2546 | -0.6109 | 1.9707 | 4 | -0.8277 | 3 | |||
2022-08-01 16:43:31 -0400 | 2022-08-01 | A | 4,339 | $16.13 | a | 11,570 | direct | 0.2546 | -0.6109 | 1.9707 | 4 | -0.8277 | 3 | |||
2022-08-01 16:43:31 -0400 | 2022-08-01 | D | 230 | d | 7,231 | direct | 0.2546 | -0.6109 | 1.9707 | 4 | -0.8277 | 3 | ||||
2022-08-01 16:43:51 -0400 | 2022-08-01 | A | 723 | $16.13 | a | 2,694 | direct | 0.2546 | -0.6109 | 1.9707 | 4 | -0.8277 | 3 | |||
2022-07-19 16:04:59 -0400 | 2022-07-17 | F | 2,844 | $13.82 | d | 1,065,782 | direct | 1.1716 | 5.3756 | 5.3756 | 6 | -0.4135 | 3 | |||
2022-07-14 19:41:50 -0400 | 2022-07-13 | F | 418 | $13.78 | d | 48,037 | direct | 0.7959 | 4.5586 | 6.2229 | 5 | 0.0 | 1 | |||
2022-07-14 19:42:07 -0400 | 2022-07-13 | F | 3,125 | $13.78 | d | 207,867 | direct | 0.7959 | 4.5586 | 6.2229 | 5 | 0.0 | 1 | |||
2022-07-14 19:41:28 -0400 | 2022-07-13 | F | 10,421 | $13.78 | d | 1,068,626 | direct | 0.7959 | 4.5586 | 6.2229 | 5 | 0.0 | 1 | |||
2022-07-14 19:41:50 -0400 | 2022-07-12 | F | 415 | $13.77 | d | 48,455 | direct | 0.7959 | 4.5586 | 6.2229 | 5 | 0.0 | 1 | |||
2022-07-14 19:42:07 -0400 | 2022-07-12 | F | 3,083 | $13.77 | d | 210,992 | direct | 0.7959 | 4.5586 | 6.2229 | 5 | 0.0 | 1 | |||
2022-07-14 19:41:28 -0400 | 2022-07-12 | F | 8,740 | $13.77 | d | 1,079,047 | direct | 0.7959 | 4.5586 | 6.2229 | 5 | 0.0 | 1 | |||
2022-06-27 20:50:59 -0400 | 2022-06-23 | D | 374 | d | 0 | direct | -0.2967 | 2.5964 | 18.7414 | 19.6601 | 24 | -0.2986 | 2 | |||
2022-06-27 20:50:37 -0400 | 2022-06-23 | A | 5,079 | $13.29 | a | 5,079 | direct | -0.2967 | 2.5964 | 18.7414 | 19.6601 | 24 | -0.2986 | 2 | ||
2022-06-27 20:50:59 -0400 | 2022-06-23 | A | 4,514 | $13.29 | a | 4,514 | direct | -0.2967 | 2.5964 | 18.7414 | 19.6601 | 24 | -0.2986 | 2 | ||
LOO WADE by trust |
2022-06-27 20:50:59 -0400 | 2022-06-23 | A | 374 | a | 1,215 | indirect | -0.2967 | 2.5964 | 18.7414 | 19.6601 | 24 | -0.2986 | 2 |
* -
Code | Definition |
---|---|
A | Grant, award or other acquisition pursuant to Rule 16b-3(d) |
C | Conversion of derivative security |
D | Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) |
E | Expiration of short derivative position |
F | Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 |
G | Bona fide gift |
H | Expiration (or cancellation) of long derivative position with value received |
I | Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities |
J | Other acquisition or disposition |
L | Small acquisition under Rule 16a-6 |
M | Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 |
O | Exercise of out-of-the-money derivative security |
P | Open market or private purchase of non-derivative or derivative security |
S | Open market or private sale of non-derivative or derivative security |
U | Disposition pursuant to a tender of shares in a change of control transaction |
W | Acquisition or disposition by will or the laws of descent and distribution |
X | Exercise of in-the-money or at-the-money derivative security |
Z | Deposit into or withdrawal from voting trust |
Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers
Security | Date/Time | Rebate Rate | Fee Rate | Shares Available |
---|---|---|---|---|
HERCULES CAPITAL INC HTGC | 2022-08-12 22:15:03 UTC | -3.7343 | 6.0543 | 600000 |
HERCULES CAPITAL INC HTGC | 2022-08-12 21:45:04 UTC | -3.7343 | 6.0543 | 600000 |
HERCULES CAPITAL INC HTGC | 2022-08-12 21:15:04 UTC | -3.7343 | 6.0543 | 600000 |
HERCULES CAPITAL INC HTGC | 2022-08-12 20:45:04 UTC | -3.7066 | 6.0266 | 600000 |
HERCULES CAPITAL INC HTGC | 2022-08-12 20:15:05 UTC | -3.7066 | 6.0266 | 600000 |
HERCULES CAPITAL INC HTGC | 2022-08-12 19:45:03 UTC | -3.7066 | 6.0266 | 600000 |
HERCULES CAPITAL INC HTGC | 2022-08-12 19:15:05 UTC | -3.7066 | 6.0266 | 600000 |
HERCULES CAPITAL INC HTGC | 2022-08-12 18:45:03 UTC | -3.6349 | 5.9549 | 600000 |
HERCULES CAPITAL INC HTGC | 2022-08-12 18:15:04 UTC | -3.6349 | 5.9549 | 600000 |
HERCULES CAPITAL INC HTGC | 2022-08-12 17:45:04 UTC | -3.6349 | 5.9549 | 600000 |
HERCULES CAPITAL INC HTGC | 2022-08-12 17:15:05 UTC | -3.6349 | 5.9549 | 600000 |
HERCULES CAPITAL INC HTGC | 2022-08-12 16:45:04 UTC | -3.7605 | 6.0805 | 600000 |
HERCULES CAPITAL INC HTGC | 2022-08-12 16:15:04 UTC | -3.7605 | 6.0805 | 600000 |
HERCULES CAPITAL INC HTGC | 2022-08-12 15:45:04 UTC | -3.7605 | 6.0805 | 550000 |
HERCULES CAPITAL INC HTGC | 2022-08-12 15:15:05 UTC | -3.7605 | 6.0805 | 550000 |
HERCULES CAPITAL INC HTGC | 2022-08-12 14:45:04 UTC | -3.7605 | 6.0805 | 550000 |
HERCULES CAPITAL INC HTGC | 2022-08-12 14:15:05 UTC | -3.7605 | 6.0805 | 550000 |
HERCULES CAPITAL INC HTGC | 2022-08-12 13:45:04 UTC | -3.3047 | 5.6247 | 550000 |
HERCULES CAPITAL INC HTGC | 2022-08-12 13:15:04 UTC | -3.3047 | 5.6247 | 550000 |
HERCULES CAPITAL INC HTGC | 2022-08-12 12:45:04 UTC | -3.3047 | 5.6247 | 550000 |
Holder | Issuer | Net Short Position | Position Date | Origin |
---|