IVZ 13F Hedge Fund and Asset Management Owners

Data as of 2021-06-13 08:36:52 -0400
Market Cap	13.521 Billion	Shares Outstanding	461.451 Million	Avg 30-day Volume	4.884 Million
P/E Ratio	19.01352	Dividend Yield	2.145	EPS	1.53
Price/Sales	2.18	Debt to Equity	2.4	EBITDA	1.411 Billion
Price to Book Value	0.9284	Forward PE	10.43	Enterprise Value	19.049 Billion
Total Cash	1.158 Billion	Current Debt	10.583 Billion	Gross Profit	6.206 Billion
BETA	1.39558	52-week High/Low	29.71 / 9.37	Next Earnings Date	2021-07-28	Price to Cash FLow (P/CF)	35.0198
				Data provided by IEX Cloud

Q1 2021	All 13F Filers	Prior	Change	Hedge Funds ¹	Prior	Change
In top 10:	10	6	66.67%	5 (0.29%)	3 (0.17%)	66.67%
Funds Holding:	511	496	3.02%	94 (5.52%)	104 (6.04%)	-9.62%
13F shares:	283.7 Million	310.683 Million	-8.69%	84.456 Million	96.512 Million	-12.49%
% Ownership	61.7986	67.6376	-8.63%	18.397	21.0112	-12.44%
New Positions:	90	111	-18.92%	15	30	-50.0%
Increased Positions	159	142	11.97%	35	32	9.38%
Closed Positions	67	52	28.85%	24	13	84.62%
Reduced Positions	189	179	5.59%	35	33	6.06%
Total Calls	2.81 Million	8.518 Million	-67.01%	771.1 Thousand	1.383 Million	-44.26%
Total Puts	1.472 Million	5.497 Million	-73.22%	705.7 Thousand	3.918 Million	-81.99%
PUT/CALL Ratio	0.52	0.65	-20.0%	0.92	2.83	-67.49%
¹ hedge funds and active managers as identified by whalewisdom.com through public filings.

Funds Holding IVZ (via 13F filings)

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Market Value:

Ranking:

% of portfolio

*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding IVZ BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

479.3 Thousand total shares from 3 transactions

Exercise Derivative Conversion (M)

4.6 Thousand total shares from 1 transactions

Current/Former Insiders

Insider Name	Type	Last Reported Shares Held	Last Reported Date	Filings in past year
WOOD PHOEBE A	Director	53,566	2021-05-15	7
KESSLER DENIS	Director	81,940	2021-05-15	6
HENRIKSON C ROBERT	Director	70,334	2021-05-15	5
WAGONER G RICHARD JR	Director	66,325	2021-05-15	5
SHEINWALD NIGEL	Director	45,423	2021-05-15	5
BESHAR SARAH	Director	58,602	2021-05-15	6
GLAVIN WILLIAM FRANCIS JR	Director	24,539	2021-05-15	5
PELTZ NELSON TRIAN FUND MANAGEMENT, L.P.	Director	36,747,559	2021-05-15	3
GARDEN EDWARD P TRIAN FUND MANAGEMENT, L.P.	Director	36,747,559	2021-05-15	3
FINKE THOMAS M	Director	7,693	2021-05-15	4
TOLLIVER PAULA	Director	9,522	2021-05-15	2
DUKES LAURA ALLISON CHIEF FINANCIAL OFFICER	Officer	231,099	2021-05-14	3
FLANAGAN MARTIN L PRESIDENT & CEO	Officer Director	4,547,461	2021-05-13	5
LO ANDREW TAK SHING SENIOR MANAGING DIRECTOR	Officer	375,605	2021-05-11	2
MEADOWS COLIN SENIOR MANAGING DIRECTOR	Officer	183,147	2021-05-07	2
SCHLOSSBERG ANDREW SENIOR MANAGING DIRECTOR	Officer	226,036	2021-03-15	3
LEGE ANNETTE CHIEF ACCOUNTING OFFICER	Officer	105,883	2021-03-15	2
MCGREEVEY GREGORY SENIOR MANAGING DIRECTOR	Officer	381,941	2021-03-12	2
SHARP DOUGLAS J SENIOR MANAGING DIRECTOR	Officer	17,468	2021-03-04	2
CAROME KEVIN M SMD AND GENERAL COUNSEL	Officer	591,595	2021-02-28	1
GIULIANO MARK F CHIEF ADMINISTRATION OFFICER	Officer	84,431	2021-02-28	1
CANION ROD	Director	122,931	2020-10-28	2
STARR LOREN M SMD & CFO	Officer	654,755	2020-07-09	1
JOHNSON BEN F. III	Director	55,442	2019-07-26	0
MASSACHUSETTS MUTUAL LIFE INSURANCE CO MASSMUTUAL HOLDING LLC MM ASSET MANAGEMENT HOLDING LLC	10% Owner	79,573,489	2019-05-24	0
TAYLOR PHILIP SENIOR MANAGING DIRECTOR	Officer	270,899	2019-03-19	0
LAWRENCE EDWARD P	Director	No longer subject to file	2017-07-28	0
ELLIS RODERICK G.H. CHIEF ACCOUNTING OFFICER	Officer	No longer subject to file	2017-02-28	0
KELLEY KAREN DUNN SENIOR MANAGING DIRECTOR	Officer	712,344	2016-12-31	0
PRESBY J THOMAS	Director	18,815	2015-05-04	0
ARMOUR GREGORY MARK SMD	Officer	383,018	2015-03-03	0
ADAMS REX D	Director	67,974	2014-05-02	0
BANHAM JOHN MICHAEL MIDDLECOTT	Director	20,112	2014-05-02	0
ROBERTSON JAMES SMD	Officer Director	886,679	2012-02-28	0
HARTLEY DAVID CHIEF ACCOUNTING OFFICER	Officer	148,645	2011-02-28	0
KENNEY JEROME P	Director	2,718	2008-10-30	0
MARKWALTER JOHN S JR SENIOR MANAGING DIRECTOR	Officer	51,732	2007-12-13	0

Insider Transactions Last 60 Days

Reporting Owners	Filing Date	Trans Date	Trans Code	Shares	Share Price	Acquired Disposed	Shares Owned after	D/I	Perf 1d*	Perf 5d*	Perf 1m*	Max Gain	Max Gain Days	Max Loss	Max Loss Days
GARDEN EDWARD P - Director TRIAN FUND MANAGEMENT, L.P. - Director	2021-05-18 17:53:26 -0400	2021-05-15	A	5,807		a	8,216	direct	-0.597	0.8955		0.8955	6	-0.9328	5
WOOD PHOEBE A - Director	2021-05-18 17:46:33 -0400	2021-05-15	A	5,807		a	53,566	direct	-0.597	0.8955		0.8955	6	-0.9328	5
FINKE THOMAS M - Director	2021-05-18 17:21:58 -0400	2021-05-15	A	5,807		a	7,693	direct	-0.597	0.8955		0.8955	6	-0.9328	5
HENRIKSON C ROBERT - Director	2021-05-18 17:29:56 -0400	2021-05-15	A	5,807		a	70,334	direct	-0.597	0.8955		0.8955	6	-0.9328	5
PELTZ NELSON - Director TRIAN FUND MANAGEMENT, L.P. - Director	2021-05-18 17:53:48 -0400	2021-05-15	A	5,807		a	8,216	direct	-0.597	0.8955		0.8955	6	-0.9328	5
SHEINWALD NIGEL - Director	2021-05-18 17:37:34 -0400	2021-05-15	A	5,807		a	45,423	direct	-0.597	0.8955		0.8955	6	-0.9328	5
KESSLER DENIS - Director	2021-05-18 17:34:24 -0400	2021-05-15	A	5,807		a	15,000	direct
BESHAR SARAH - Director	2021-05-18 17:18:38 -0400	2021-05-15	A	5,807		a	58,602	direct	-0.597	0.8955		0.8955	6	-0.9328	5
WAGONER G RICHARD JR - Director	2021-05-18 17:42:31 -0400	2021-05-15	A	5,807		a	51,325	direct	-0.597	0.8955		0.8955	6	-0.9328	5
TOLLIVER PAULA - Director	2021-05-18 17:40:21 -0400	2021-05-15	A	5,185		a	9,522	direct	-0.597	0.8955		0.8955	6	-0.9328	5
GLAVIN WILLIAM FRANCIS JR - Director	2021-05-18 17:26:32 -0400	2021-05-15	A	5,807		a	24,539	direct	-0.597	0.8955		0.8955	6	-0.9328	5
DUKES LAURA ALLISON - Officer CHIEF FINANCIAL OFFICER	2021-05-18 16:59:41 -0400	2021-05-14	F	24,895	$27.96	d	231,099	direct	-0.597	0.8955		0.8955	6	-0.9328	5
FLANAGAN MARTIN L - Director - Officer PRESIDENT & CEO by trust	2021-06-17 16:40:55 -0400	2021-05-13	G	193,675		a	3,116,184	indirect
FLANAGAN MARTIN L - Director - Officer PRESIDENT & CEO	2021-06-17 16:40:55 -0400	2021-05-13	G	193,675		d	453,593	direct
WOOD PHOEBE A - Director	2021-05-13 16:20:56 -0400	2021-05-12	S	8,824	$26.65	d	47,759	direct	-0.7153	-3.8627		0.0	1	-4.721	5
LO ANDREW TAK SHING - Officer SENIOR MANAGING DIRECTOR	2021-05-12 16:42:08 -0400	2021-05-11	S	300,000	$27.34	d	375,605	direct	3.0593	-1.8061		3.0593	2	-1.8061	6
MEADOWS COLIN - Officer SENIOR MANAGING DIRECTOR	2021-05-10 16:20:17 -0400	2021-05-07	S	170,488	$28.28	d	183,147	direct	-3.2649	-0.0367		2.5679	4	-3.2649	2
PELTZ NELSON - Director TRIAN FUND MANAGEMENT, L.P. - Director	2021-05-03 18:10:51 -0400	2021-04-29	A	1,311		a	2,409	direct	0.581	-0.4201	4.8767	7.1416	22	-3.6712	7
WAGONER G RICHARD JR - Director	2021-05-03 17:50:08 -0400	2021-04-29	A	1,311		a	45,518	direct	0.581	-0.4201	4.8767	7.1416	22	-3.6712	7
HENRIKSON C ROBERT - Director	2021-05-03 17:35:50 -0400	2021-04-29	A	1,311		a	64,527	direct	0.581	-0.4201	4.8767	7.1416	22	-3.6712	7
BESHAR SARAH - Director	2021-05-03 17:25:21 -0400	2021-04-29	A	1,311		a	52,795	direct	0.581	-0.4201	4.8767	7.1416	22	-3.6712	7
GARDEN EDWARD P - Director TRIAN FUND MANAGEMENT, L.P. - Director	2021-05-03 18:11:19 -0400	2021-04-29	A	1,311		a	2,409	direct	0.581	-0.4201	4.8767	7.1416	22	-3.6712	7
KESSLER DENIS - Director	2021-05-03 17:40:10 -0400	2021-04-29	A	1,311		a	9,193	direct
GLAVIN WILLIAM FRANCIS JR - Director	2021-05-03 17:32:57 -0400	2021-04-29	A	1,311		a	18,732	direct	0.581	-0.4201	4.8767	7.1416	22	-3.6712	7
WOOD PHOEBE A - Director	2021-05-03 17:52:43 -0400	2021-04-29	A	1,311		a	56,583	direct	0.581	-0.4201	4.8767	7.1416	22	-3.6712	7
SHEINWALD NIGEL - Director	2021-05-03 17:43:21 -0400	2021-04-29	A	1,311		a	39,616	direct	0.581	-0.4201	4.8767	7.1416	22	-3.6712	7
FINKE THOMAS M - Director	2021-05-03 17:27:08 -0400	2021-04-29	A	1,311		a	1,886	direct	0.581	-0.4201	4.8767	7.1416	22	-3.6712	7
KESSLER DENIS - Director	2021-04-27 17:03:19 -0400	2021-04-24	M	4,647	$26.51	a	66,940	direct	1.469	1.726	6.4396	8.3607	26	-2.5751	11
KESSLER DENIS - Director	2021-04-27 17:03:19 -0400	2021-04-24	M	4,647		d	7,882	direct

* -

Transaction Code Definitions
Code	Definition
A	Grant, award or other acquisition pursuant to Rule 16b-3(d)
C	Conversion of derivative security
D	Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E	Expiration of short derivative position
F	Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G	Bona fide gift
H	Expiration (or cancellation) of long derivative position with value received
I	Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J	Other acquisition or disposition
L	Small acquisition under Rule 16a-6
M	Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O	Exercise of out-of-the-money derivative security
P	Open market or private purchase of non-derivative or derivative security
S	Open market or private sale of non-derivative or derivative security
U	Disposition pursuant to a tender of shares in a change of control transaction
W	Acquisition or disposition by will or the laws of descent and distribution
X	Exercise of in-the-money or at-the-money derivative security
Z	Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security	Date/Time	Rebate Rate	Fee Rate
INVESCO LTD IVZ	2021-06-18 22:15:03 UTC	-0.1726	0.2526
INVESCO LTD IVZ	2021-06-18 21:45:03 UTC	-0.1726	0.2526
INVESCO LTD IVZ	2021-06-18 21:15:03 UTC	-0.1726	0.2526
INVESCO LTD IVZ	2021-06-18 20:45:03 UTC	-0.171	0.251
INVESCO LTD IVZ	2021-06-18 20:15:04 UTC	-0.171	0.251
INVESCO LTD IVZ	2021-06-18 19:45:03 UTC	-0.171	0.251
INVESCO LTD IVZ	2021-06-18 19:15:03 UTC	-0.171	0.251
INVESCO LTD IVZ	2021-06-18 18:45:03 UTC	-0.171	0.251
INVESCO LTD IVZ	2021-06-18 18:15:02 UTC	-0.171	0.251
INVESCO LTD IVZ	2021-06-18 17:45:03 UTC	-0.21	0.25
INVESCO LTD IVZ	2021-06-18 17:15:03 UTC	-0.21	0.25
INVESCO LTD IVZ	2021-06-18 16:45:03 UTC	-0.21	0.25
INVESCO LTD IVZ	2021-06-18 16:15:03 UTC	-0.21	0.25
INVESCO LTD IVZ	2021-06-18 15:45:03 UTC	-0.21	0.25
INVESCO LTD IVZ	2021-06-18 15:15:03 UTC	-0.21	0.25
INVESCO LTD IVZ	2021-06-18 14:45:03 UTC	-0.21	0.25
INVESCO LTD IVZ	2021-06-18 14:15:03 UTC	-0.21	0.25
INVESCO LTD IVZ	2021-06-18 13:45:03 UTC	-0.21	0.25
INVESCO LTD IVZ	2021-06-18 13:15:03 UTC	-0.21	0.25
INVESCO LTD IVZ	2021-06-18 12:45:03 UTC	-0.21	0.25

Current Active Short Positions

Holder	Issuer	Net Short Position	Position Date	Origin
TRANSAMERICA FUNDS- Transamerica Long/Short Strategy	IVZ	-806.0 shares, $-13943.8	2020-01-31	N-PORT
Advantage Advisers Xanthus Fund, L.L.C.- Advantage Advisers Xanthus Fund, L.L.C.	IVZ	-82447.0 shares, $-2079313.34	2021-03-31	N-PORT
TIFF INVESTMENT PROGRAM- TIFF Multi-Asset Fund	IVZ	-17139.0 shares, $-432245.58	2021-03-31	N-PORT
AQR Funds- AQR Alternative Risk Premia Fund	IVZ	-2097.0 shares, $-52886.34	2021-03-31	N-PORT
AQR Funds- AQR Multi-Asset Fund	IVZ	-1347.0 shares, $-33971.34	2021-03-31	N-PORT
ACAP Strategic Fund- ACAP Strategic Fund	IVZ	-262566.0 shares, $-6621914.52	2021-03-31	N-PORT
JNL Series Trust- JNL/AQR Large Cap Relaxed Constraint Equity Fund	IVZ	-31314.0 shares, $-789739.08	2021-03-31	N-PORT

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