Nuveen Mortgage and Income Fund (JLS)

Sector:
FINANCE
Industry:
GENERAL FINANCE
CEO:
William C. Adams IV
Employees:
333 WEST WACKER DRIVE, CHICAGO, IL 60606
312-917-8146

Nuveen Mortgage Opportunity Term Fund is a closed-ended fixed income mutual fund launched by Nuveen Investments, Inc. The fund is co-managed by Nuveen Fund Advisors LLC, Nuveen Asset Management, LLC, and Wellington Management Company LLP.

View SEC Filings from JLS instead.

View recent insider trading info

Funds Holding JLS (via 13F filings)

Refresh Download CSV Download Excel (.xlsx) Download TSV
Filter by:
to
to
to
Refresh
*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding JLS BETA

Active Schedule 13D and 13G filings

Please sign in first

Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

790 total shares from 2 transactions

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

BLACK BRETT CHIEF COMPLIANCE OFFICER

  • Officer
0 2022-06-01 1

PAREKH AASHH

  • PORTFOLIO MANAGER
2,220 2022-05-13 6

VIRGILIO STEPHEN

  • PORTFOLIO MANAGER
500 2022-05-13 1

MCCANN JOHN M. VICE PRESIDENT

  • Officer
0 2022-04-14 1

ZIMMERMAN GIFFORD R CCO AND VICE PRESIDENT

  • Officer
1,000 2022-02-11 1

MEDERO JOANNE

  • TRUSTEE
0 2021-06-02 0

LANCELLOTTA AMY B.R.

  • TRUSTEE
0 2021-06-02 0

THORNTON MATTHEW III

  • TRUSTEE
0 2020-11-16 0

MORGAN DEANN VICE PRESIDENT

  • Officer
0 2020-02-27 0

TRAVAGLINO NICHOLAS

  • PORTFOLIO MANAGER
0 2019-10-14 0

MEISSNER JON SCOTT VICE PRESIDENT

  • Officer
0 2019-10-07 0

LONGERSTAEY JACQUES M VICE PRESIDENT

  • Officer
0 2019-08-08 0

LOCKHART BRIAN J VICE PRESIDENT

  • Officer
0 2019-08-08 0

WICKERHAM E. SCOTT VICE PRESIDENT

  • Officer
0 2019-04-12 0

VALONE JAMES W OFFICER OF INVESTMENT ADVISER

  • Officer
0 2018-10-18 0

KRAMER AMY B OFFICER OF INVESTMENT ADVISER

  • Officer
0 2018-10-18 0

WINGET DEMARK L VICE PRESIDENT

  • Officer
0 2018-02-28 0

MEYERS WILLIAM T. VICE PRESIDENT

  • Officer
0 2018-02-28 0

YU SI PING OFFICER OF INVESTMENT ADVISER

  • Officer
0 2018-01-01 0

ENDERLEIN CARL DIRK OFFICER OF INVESTMENT ADVISER

  • Officer
0 2018-01-01 0

KILBRIDE DONALD J. OFFICER OF INVESTMENT ADVISER

  • Officer
No longer subject to file 2017-12-31 0

BUTLER JOHN E. OFFICER OF INVESTMENT ADVISER

  • Officer
No longer subject to file 2017-12-31 0

PERRY MICHAEL A VICE PRESIDENT

  • Officer
0 2017-08-09 0

SIFFERMANN WILLIAM A VICE PRESIDENT

  • Officer
50 2017-08-02 0

ROBERT YOUNG L

  • TRUSTEE
0 2017-07-01 0

PERELMUTER PHILLIP H

  • OFFICER OF INVESTMENT ADVISER
No longer subject to file 2017-06-30 0

NUVEEN FUND ADVISORS, LLC

  • INVESTMENT ADVISER
0 2017-05-11 0

SHANNON MARY K. OFFICER OF INVESTMENT ADVISER

  • Officer
0 2017-01-01 0

MATTIKO GREGORY A OFFICER OF INVESTMENT ADVISER

  • Officer
0 2017-01-01 0

DUCKWORTH CHERYL M OFFICER OF INVESTMENT ADVISER

  • Officer
No longer subject to file 2016-12-31 0

LINK IAN R OFFICER OF INVESTMENT ADVISER

  • Officer
No longer subject to file 2016-12-31 0

ROHRBACHER CHRISTOPHER M. VICE PRESIDENT

  • Officer
0 2016-10-01 0

MOSCHNER ALBIN F

  • TRUSTEE
0 2016-07-01 0

JONES NATHANIEL T. VICE PRESIDENT AND TREASURER

  • Officer
0 2016-06-15 0

WOLFF MARGARET L.

  • TRUSTEE
0 2016-02-15 0

ANGELI STEVEN C OFFICER OF INVESTMENT ADVISER

  • Officer
0 2016-01-01 0

HAVLICEK DESMOND A OFFICER OF INVESTMENT ADVISER

  • Officer
0 2016-01-01 0

AVERILL JOHN F OFFICER OF INVESTMENT ADVISER

  • Officer
No longer subject to file 2015-12-31 0

CHOUMENKOVITCH NICOLAS M OFFICER OF INVESTMENT ADVISER

  • Officer
No longer subject to file 2015-12-31 0

GARRETT MICHAEL F OFFICER OF INVESTMENT ADVISER

  • Officer
10,359 2015-08-25 0

HLAVACEK SHERRI A VICE PRESIDENT AND TREASURER

  • Officer
0 2015-08-06 0

LAMB DAVID J VICE PRESIDENT

  • Officer
0 2015-02-24 0

HELFER RAY E. OFFICER OF INVESTMENT ADVISER

  • Officer
No longer subject to file 2014-12-31 0

CHABRIER LOUIS OFFICER OF INVESTMENT ADVISER

  • Officer
No longer subject to file 2014-12-31 0

HYNES JEAN M. OFFICER OF INVESTMENT ADVISER

  • Officer
0 2014-07-01 0

TRAQUINA PERRY M OFFICER OF INVESTMENT ADVISER

  • Officer
No longer subject to file 2014-06-30 0

PANNELL SAUL J OFFICER OF INVESTMENT ADVISER

  • Officer
No longer subject to file 2013-12-31 0

CROMWELL WENDY M. OFFICER OF INVESTMENT ADVISER

  • Officer
No longer subject to file 2013-12-31 0

SCHREIER THOMAS S JR

  • TRUSTEE
0 2013-09-01 0

NELSON JOHN KEVIN

  • TRUSTEE
0 2013-09-01 0

SLAGER JOEL T. VICE PRESIDENT

  • Officer
0 2013-07-17 0

TROJAN VERA M OFFICER OF INVESTMENT ADVISER

  • Officer
No longer subject to file 2013-01-01 0

ARGYLE CHARLES S OFFICER OF INVESTMENT ADVISER

  • Officer
No longer subject to file 2013-01-01 0

NORDIN DIANE C OFFICER OF INVESTMENT ADVISER

  • Officer
No longer subject to file 2012-01-01 0

BOUSA EDWARD PETER OFFICER OF INVESTMENT ADVISER

  • Officer
No longer subject to file 2012-01-01 0

KLAR STEPHEN OFFICER OF INVESTMENT ADVISER

  • Officer
0 2012-01-01 0

SCHNEIDER WILLIAM J

  • TRUSTEE
0 2011-12-15 0

STRINGER VIRGINIA

  • TRUSTEE
0 2011-01-03 0

PRUDHOMME KATHLEEN L VICE PRESIDENT

  • Officer
0 2011-01-03 0

HILL LUCIUS T III OFFICER OF INVESTMENT ADVISER

  • Officer
No longer subject to file 2011-01-01 0

MCCARTHY MICHELLE ANN VICE PRESIDENT

  • Officer
0 2010-07-27 0

BANDTEL KARL E. OFFICER OF INVESTMENT ADVISOR

  • Officer
No longer subject to file 2010-01-01 0

MARTIN LARRY W VICE PRESIDENT & ASST. SECR.

  • Officer
0 2009-11-24 0

AMBOIAN JOHN P CEO OF INVESTMENT ADVISER

  • Officer
0 2009-11-24 0

ADAMS WILLIAM IV VICE PRESIDENT

  • Officer
0 2009-11-24 0

BREMNER ROBERT P

  • TRUSTEE
0 2009-11-24 0

STOCKDALE JUDITH M

  • TRUSTEE
0 2009-11-24 0

EVANS JACK

  • TRUSTEE
0 2009-11-24 0

ATKINSON MICHAEL T VICE PRESIDENT & ASST. SECR.

  • Officer
0 2009-11-24 0

FERJUSON LORNA C VICE PRESIDENT

  • Officer
0 2009-11-24 0

FOY STEPHEN D VICE PRESIDENT & CONTROLLER

  • Officer
0 2009-11-24 0

LAZAR TINA M VICE PRESIDENT

  • Officer
0 2009-11-24 0

MILLER JOHN V VICE PRESIDENT & PORT. MANAGER

  • Officer
0 2009-11-24 0

KUNDERT DAVID J

  • TRUSTEE
0 2009-11-24 0

HUNTER WILLIAM CURT

  • TRUSTEE
0 2009-11-24 0

TOTH TERENCE J

  • TRUSTEE
0 2009-11-24 0

KELLY WALTER M CHIEF COMPLIANCE OFFICER

  • Officer
0 2009-11-24 0

STONE CAROLE E

  • TRUSTEE
0 2009-11-24 0

MCCARTHY KEVIN J VICE PRESIDENT & SECRETARY

  • Officer
0 2009-11-24 0

ANTOSIEWICZ CEDRIC H VICE PRESIDENT

  • Officer
0 2009-11-24 0

ANSON MARK PRESIDENT - NUVEEN INVESTMENTS

  • Officer
0 2009-11-24 0

GRACE SCOTT S VICE PRESIDENT & TREASURER

  • Officer
0 2009-11-24 0

RUANE JAMES VICE PRESIDENT

  • Officer
0 2009-11-24 0

ARRIAGA NIZIDA VICE PRESIDENT

  • Officer
0 2009-11-24 0

MINO GREGORY T. VICE PRESIDENT

  • Officer
0 2009-11-24 0

HUFFMAN WILLIAM T. JR. VICE PRESIDENT

  • Officer
0 2009-11-24 0

COOK MARGO L. VICE PRESIDENT

  • Officer
0 2009-11-24 0

SWORDS BRENDAN J OFFICER OF INVESTMENT ADVISOR

  • Officer
0 2009-11-23 0

STEINBORN EDWARD J OFFICER OF INVESTMENT ADVISOR

  • Officer
0 2009-11-23 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

VIRGILIO STEPHEN PORTFOLIO MANAGER

2022-05-13 12:47:57 -0400 2022-05-13 P 500 $17.33 a 500 direct -0.7996 -1.437 0.0116 3 -1.437 6

PAREKH AASHH PORTFOLIO MANAGER

2022-05-13 16:26:30 -0400 2022-05-13 P 290 $17.30 a 2,220 direct 0.8178 -0.2336 0.8178 2 -0.6425 5

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
NUVEEN MORTGAGE & INCOME JLS 2022-06-24 22:15:03 UTC -8.5331 10.1031 30000
NUVEEN MORTGAGE & INCOME JLS 2022-06-24 21:45:03 UTC -8.5331 10.1031 30000
NUVEEN MORTGAGE & INCOME JLS 2022-06-24 21:15:04 UTC -8.5331 10.1031 30000
NUVEEN MORTGAGE & INCOME JLS 2022-06-24 20:45:03 UTC -8.5331 10.1031 30000
NUVEEN MORTGAGE & INCOME JLS 2022-06-24 20:15:03 UTC -8.5331 10.1031 30000
NUVEEN MORTGAGE & INCOME JLS 2022-06-24 19:45:03 UTC -8.5331 10.1031 30000
NUVEEN MORTGAGE & INCOME JLS 2022-06-24 19:15:03 UTC -8.5331 10.1031 30000
NUVEEN MORTGAGE & INCOME JLS 2022-06-24 18:45:03 UTC -8.336 9.906 30000
NUVEEN MORTGAGE & INCOME JLS 2022-06-24 18:15:04 UTC -8.336 9.906 30000
NUVEEN MORTGAGE & INCOME JLS 2022-06-24 17:45:03 UTC -8.336 9.906 30000
NUVEEN MORTGAGE & INCOME JLS 2022-06-24 17:15:03 UTC -8.336 9.906 30000
NUVEEN MORTGAGE & INCOME JLS 2022-06-24 16:45:03 UTC -8.336 9.906 30000
NUVEEN MORTGAGE & INCOME JLS 2022-06-24 16:15:03 UTC -8.336 9.906 30000
NUVEEN MORTGAGE & INCOME JLS 2022-06-24 15:45:03 UTC -8.336 9.906 30000
NUVEEN MORTGAGE & INCOME JLS 2022-06-24 15:15:03 UTC -8.336 9.906 30000
NUVEEN MORTGAGE & INCOME JLS 2022-06-24 14:45:03 UTC -9.0506 10.6206 25000
NUVEEN MORTGAGE & INCOME JLS 2022-06-24 14:15:03 UTC -9.0506 10.6206 25000
NUVEEN MORTGAGE & INCOME JLS 2022-06-24 13:45:03 UTC -9.0506 10.6206 30000
NUVEEN MORTGAGE & INCOME JLS 2022-06-24 13:15:03 UTC -9.0506 10.6206 30000
NUVEEN MORTGAGE & INCOME JLS 2022-06-24 12:45:03 UTC -9.0506 10.6206 30000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

Elevate your investments