JMP Group LLC (JMP)

FINANCE: CONSUMER FINANCE
SIC: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

600 MONTGOMERY STREET SAN FRANCISCO, CA 94111

JMP Group Inc. is a full-service investment banking and asset management company. The Company provides investment banking, sales and trading, and equity research services to institutional and corporate clients, and alternative asset management products and services to institutional investors, high net-worth individuals and for its own account. JMP Group Inc. focuses on small and middle-market companies in six industries: business services, consumer, financial services, healthcare, real estate and technology. The Company serves clients nationwide from its headquarters in San Francisco and from additional offices in New York, Boston and Chicago. JMP Group Inc. operates its principal business lines through two subsidiaries: JMP Securities LLC, a broker-dealer, and JMP Asset Management LLC, an investment adviser.

Data as of 2021-04-17 09:51:54 -0400
Market Cap134.204 Million Shares Outstanding19.823 Million Avg 30-day Volume60.584 Thousand
P/E Ratio-28.5723 Dividend Yield0.0 EPS-0.24
Price/Sales1.09 Debt to Equity3.83 EBITDA-6.575 Million
Price to Book Value2.12 Forward PE15.27 Enterprise Value133.213 Million
Total Cash Current Debt145.307 Million Gross Profit122.476 Million
BETA0.0 52-week High/Low8.99 / 2.21 Next Earnings Date Price to Cash FLow (P/CF) -9999999.0
Data provided by IEX Cloud
View SEC Filings from JMP instead.
Q4 2020 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 0 0 0 (0.0%) 0 (0.0%)
Funds Holding: 22 21 4.76% 7 (0.42%) 7 (0.44%) 0.0%
13F shares: 1.354 Million 1.294 Million 4.6% 207.298 Thousand 132.074 Thousand 56.96%
% Ownership 6.8833 6.5804 4.6% 1.0541 0.6716 56.95%
New Positions: 3 1
Increased Positions 2 1 100.0% 1
Closed Positions 1 3 -66.67% 1
Reduced Positions 3 3 0.0% 1 3 -66.67%
Total Calls
Total Puts
PUT/CALL Ratio
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding JMP (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding JMP BETA

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

118 Thousand total shares from 48 transactions

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

16.8 Thousand total shares from 6 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

WEDBUSH SECURITIES INC

WEDBUSH CAPITAL, INC.

  • 10% Owner
  • POSSIBLE MEMBER OF 10% GROUPPOSSIBLE MEMBER OF 10% GROUP
4,196,000 2021-04-20 16

KARMIN KENNETH M

271,323 2021-04-01 5

TONGUE GLENN H

271,631 2021-04-01 5

LUNENBURG HARRY MARK

218,070 2021-04-01 5

DIPIETRO DAVID M

138,214 2021-04-01 6

ORSZAG JONATHAN M

185,782 2021-04-01 5

SLAUGHTER STACI

11,305 2021-04-01 7

JOHNSON CRAIG R

0 2021-02-04 5

JOLSON JOSEPH A CEO

0 2021-02-04 9

WEDBUSH SECURITIES INC

  • 10% Owner
2,018,781 2021-02-03 22

WRIGHT THOMAS ROWE DIRECTOR OF EQUITIES

429,058 2020-12-01 10

MACK CARTER D PRESIDENT

1,368,631 2018-10-30 0

JACKSON RAYMOND CFO

99,887 2017-12-01 0

LEHMANN MARK L PRESIDENT, JMP SECURITIES

737,238 2016-12-01 0

LEDBETTER KENT

  • EXECUTIVE COMMITTEE MEMBER
0 2016-02-03 0

BARTON HARRIS

84,869 2011-03-07 0

SEBASTIAN EDWARD J

220,405 2010-05-10 0

KILIAN THOMAS B CFO

79,086 2010-02-16 0

PAUL PETER T

  • Director
316,097 2008-05-20 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

2021-04-22 18:08:46 -0400 2021-04-21 P 100 $6.84 a 2,098,000 direct

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

2021-04-22 18:08:46 -0400 2021-04-21 P 100 $6.84 a 2,098,000 indirect

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

2021-04-22 18:08:46 -0400 2021-04-20 P 298 $6.90 a 2,097,900 indirect

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

2021-04-22 18:08:46 -0400 2021-04-20 P 298 $6.90 a 2,097,900 direct

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

2021-04-16 16:31:20 -0400 2021-04-14 P 102 $6.74 a 2,097,602 indirect 0.1449 0.1449 2 0.0 1

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

2021-04-16 16:31:20 -0400 2021-04-14 P 102 $6.74 a 2,097,602 direct 0.1449 0.1449 2 0.0 1

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

2021-04-12 17:17:59 -0400 2021-04-08 P 500 $6.29 a 2,097,500 direct -3.4335 -1.1445 0.0 1 -6.1516 3

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

2021-04-12 17:17:59 -0400 2021-04-08 P 500 $6.29 a 2,097,500 indirect -3.4335 -1.1445 0.0 1 -6.1516 3

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

2021-04-08 17:40:08 -0400 2021-04-07 P 136 $6.50 a 2,097,000 direct -0.4464 0.744 4.0179 3 -2.381 5

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

2021-04-08 17:40:08 -0400 2021-04-07 P 136 $6.50 a 2,097,000 indirect -0.4464 0.744 4.0179 3 -2.381 5

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

2021-04-08 17:40:08 -0400 2021-04-06 P 292 $6.20 a 2,096,864 direct -0.4464 0.744 4.0179 3 -2.381 5

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

2021-04-08 17:40:08 -0400 2021-04-06 P 292 $6.20 a 2,096,864 indirect -0.4464 0.744 4.0179 3 -2.381 5

LUNENBURG HARRY MARK

2021-04-05 19:21:09 -0400 2021-04-01 M 2,864 a 209,478 direct 3.6508 10.9524 10.9524 6 0.0 1

SLAUGHTER STACI

2021-04-05 19:14:32 -0400 2021-04-01 M 2,045 d 6,138 direct

KARMIN KENNETH M by trust

2021-04-05 19:14:37 -0400 2021-04-01 M 3,682 a 258,276 indirect 3.6508 10.9524 10.9524 6 0.0 1

TONGUE GLENN H

2021-04-05 19:14:49 -0400 2021-04-01 M 3,273 d 9,820 direct

DIPIETRO DAVID M

2021-04-05 19:14:17 -0400 2021-04-01 M 2,454 d 7,365 direct

SLAUGHTER STACI

2021-04-05 19:14:32 -0400 2021-04-01 M 2,045 a 5,167 direct 3.6508 10.9524 10.9524 6 0.0 1

ORSZAG JONATHAN M

2021-04-05 19:14:39 -0400 2021-04-01 M 2,454 d 7,365 direct

TONGUE GLENN H

2021-04-05 19:14:49 -0400 2021-04-01 M 3,273 a 226,925 direct 3.6508 10.9524 10.9524 6 0.0 1

LUNENBURG HARRY MARK

2021-04-05 19:21:09 -0400 2021-04-01 M 2,864 d 8,592 direct

DIPIETRO DAVID M

2021-04-05 19:14:17 -0400 2021-04-01 M 2,454 a 130,849 direct 3.6508 10.9524 10.9524 6 0.0 1

KARMIN KENNETH M

2021-04-05 19:14:37 -0400 2021-04-01 M 3,682 d 11,047 direct

ORSZAG JONATHAN M

2021-04-05 19:14:39 -0400 2021-04-01 M 2,454 a 99,605 direct 3.6508 10.9524 10.9524 6 0.0 1

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

2021-04-01 17:27:27 -0400 2021-03-31 P 572 $5.98 a 2,096,572 direct -1.5625 4.5313 5.0 5 -1.5625 2

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

2021-04-01 17:27:27 -0400 2021-03-31 P 572 $5.98 a 2,096,572 indirect -1.5625 4.5313 5.0 5 -1.5625 2

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

2021-03-30 18:19:59 -0400 2021-03-26 P 1,465 $5.84 a 2,096,000 indirect 1.6722 6.689 9.1973 5 0.0 1

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

2021-03-30 18:19:59 -0400 2021-03-26 P 1,465 $5.84 a 2,096,000 direct 1.6722 6.689 9.1973 5 0.0 1

TONGUE GLENN H

2021-03-29 17:21:54 -0400 2021-03-25 A 13,093 a 13,093 direct

LUNENBURG HARRY MARK

2021-03-29 17:21:24 -0400 2021-03-25 A 11,456 a 11,456 direct

SLAUGHTER STACI

2021-03-29 17:21:39 -0400 2021-03-25 A 8,183 a 8,183 direct

KARMIN KENNETH M

2021-03-29 17:21:16 -0400 2021-03-25 A 14,729 a 14,729 direct

DIPIETRO DAVID M

2021-03-29 17:21:45 -0400 2021-03-25 A 9,819 a 9,819 direct

ORSZAG JONATHAN M

2021-03-29 17:21:30 -0400 2021-03-25 A 9,819 a 9,819 direct

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

2021-03-25 17:14:43 -0400 2021-03-24 P 785 $6.10 a 2,094,535 direct 0.3419 9.4017 9.4017 6 0.0 1

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

2021-03-25 17:14:43 -0400 2021-03-24 P 785 $6.10 a 2,094,535 indirect 0.3419 9.4017 9.4017 6 0.0 1

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

2021-03-25 17:14:43 -0400 2021-03-23 P 750 $6.32 a 2,093,750 direct 0.3419 9.4017 9.4017 6 0.0 1

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

2021-03-25 17:14:43 -0400 2021-03-23 P 750 $6.32 a 2,093,750 indirect 0.3419 9.4017 9.4017 6 0.0 1

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

2021-03-18 19:34:30 -0400 2021-03-16 P 1,000 $5.72 a 2,093,000 direct 9.434 -4.0197 9.434 2 -4.0197 6

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

2021-03-18 19:34:30 -0400 2021-03-16 P 1,000 $5.72 a 2,093,000 indirect 9.434 -4.0197 9.434 2 -4.0197 6

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

2021-03-15 18:34:37 -0400 2021-03-12 P 4,000 $5.87 a 2,092,000 direct 3.7102 10.2473 17.8445 5 0.0 1

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

2021-03-15 18:34:37 -0400 2021-03-12 P 4,000 $5.87 a 2,092,000 indirect 3.7102 10.2473 17.8445 5 0.0 1

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

2021-03-15 18:34:37 -0400 2021-03-11 P 566 $6.08 a 2,088,000 direct 3.7102 10.2473 17.8445 5 0.0 1

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

2021-03-15 18:34:37 -0400 2021-03-11 P 566 $6.08 a 2,088,000 indirect 3.7102 10.2473 17.8445 5 0.0 1

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

2021-03-11 17:22:18 -0500 2021-03-09 P 1,434 $5.34 a 2,087,434 direct -2.3973 4.3664 4.3664 6 -3.0822 3

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

2021-03-11 17:22:18 -0500 2021-03-09 P 1,434 $5.34 a 2,087,434 indirect -2.3973 4.3664 4.3664 6 -3.0822 3

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

2021-03-09 18:22:53 -0500 2021-03-08 P 1,000 $5.19 a 2,086,000 direct 10.6115 5.5755 21.7626 25.7194 24 0.0 1

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

2021-03-09 18:22:53 -0500 2021-03-08 P 1,000 $5.19 a 2,086,000 indirect 10.6115 5.5755 21.7626 25.7194 24 0.0 1

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

2021-03-09 18:22:53 -0500 2021-03-05 P 3,800 $5.09 a 2,085,000 direct 10.6115 5.5755 21.7626 25.7194 24 0.0 1

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

2021-03-09 18:22:53 -0500 2021-03-05 P 3,800 $5.09 a 2,085,000 indirect 10.6115 5.5755 21.7626 25.7194 24 0.0 1

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

2021-03-05 19:09:07 -0500 2021-03-04 P 3,298 $5.34 a 2,081,200 direct 2.2945 8.9866 32.1224 33.652 26 0.0 1

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

2021-03-05 19:09:07 -0500 2021-03-04 P 3,298 $5.34 a 2,081,200 indirect 2.2945 8.9866 32.1224 33.652 26 0.0 1

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

2021-03-05 19:09:07 -0500 2021-03-03 P 152 $5.62 a 2,077,902 indirect 2.2945 8.9866 32.1224 33.652 26 0.0 1

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

2021-03-05 19:09:07 -0500 2021-03-03 P 152 $5.62 a 2,077,902 direct 2.2945 8.9866 32.1224 33.652 26 0.0 1

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

2021-03-03 17:29:14 -0500 2021-03-01 P 750 $5.66 a 2,077,750 indirect -1.4981 15.1685 26.779 30.8989 28 -2.0599 3

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

2021-03-03 17:29:14 -0500 2021-03-01 P 750 $5.66 a 2,077,750 direct -1.4981 15.1685 26.779 30.8989 28 -2.0599 3

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

2021-03-01 17:56:07 -0500 2021-02-26 P 14,439 $5.27 a 2,077,000 direct -1.9097 -7.1181 17.1875 21.3542 30 -9.2014 5

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

2021-03-01 17:56:07 -0500 2021-02-26 P 14,439 $5.27 a 2,077,000 indirect -1.9097 -7.1181 17.1875 21.3542 30 -9.2014 5

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

2021-03-01 17:56:07 -0500 2021-02-25 P 1,561 $5.26 a 2,062,561 indirect -1.9097 -7.1181 17.1875 21.3542 30 -9.2014 5

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

2021-03-01 17:56:07 -0500 2021-02-25 P 1,561 $5.26 a 2,062,561 direct -1.9097 -7.1181 17.1875 21.3542 30 -9.2014 5

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

2021-02-26 07:35:17 -0500 2021-02-24 P 2,499 $5.87 a 2,061,000 indirect 7.7505 -0.5671 26.465 27.0321 30 -1.1342 7

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

2021-02-26 07:35:17 -0500 2021-02-24 P 2,499 $5.87 a 2,061,000 direct 7.7505 -0.5671 26.465 27.0321 30 -1.1342 7

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

2021-02-26 07:35:17 -0500 2021-02-23 P 5,621 $5.33 a 2,058,501 direct 7.7505 -0.5671 26.465 27.0321 30 -1.1342 7

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

2021-02-26 07:35:17 -0500 2021-02-23 P 5,621 $5.33 a 2,058,501 indirect 7.7505 -0.5671 26.465 27.0321 30 -1.1342 7

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP

2021-02-23 18:11:56 -0500 2021-02-22 P 13,880 $5.97 a 2,052,880 direct -12.2951 -7.377 4.5902 9.3443 19 -14.2623 9

WEDBUSH SECURITIES INC - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

WEDBUSH CAPITAL, INC. - > 10% Owner POSSIBLE MEMBER OF 10% GROUP wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityhold

2021-02-23 18:11:56 -0500 2021-02-22 P 13,880 $5.97 a 2,052,880 indirect -12.2951 -7.377 4.5902 9.3443 19 -14.2623 9

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
JMP GROUP LLC JMP 2021-04-23 14:15:03 UTC -0.3485 0.4085 200000
JMP GROUP LLC JMP 2021-04-23 13:45:03 UTC -0.3485 0.4085 200000
JMP GROUP LLC JMP 2021-04-23 13:15:03 UTC -0.3485 0.4085 200000
JMP GROUP LLC JMP 2021-04-23 12:45:02 UTC -0.3485 0.4085 200000
JMP GROUP LLC JMP 2021-04-22 22:15:03 UTC -0.3485 0.4085 300000
JMP GROUP LLC JMP 2021-04-22 21:45:04 UTC -0.3485 0.4085 300000
JMP GROUP LLC JMP 2021-04-22 21:15:03 UTC -0.3485 0.4085 300000
JMP GROUP LLC JMP 2021-04-22 20:45:03 UTC -0.3485 0.4085 300000
JMP GROUP LLC JMP 2021-04-22 20:15:03 UTC -0.3485 0.4085 300000
JMP GROUP LLC JMP 2021-04-22 19:45:02 UTC -0.3485 0.4085 300000
JMP GROUP LLC JMP 2021-04-22 19:15:03 UTC -0.3485 0.4085 300000
JMP GROUP LLC JMP 2021-04-22 18:45:02 UTC -0.3485 0.4085 300000
JMP GROUP LLC JMP 2021-04-22 18:15:03 UTC -0.3485 0.4085 300000
JMP GROUP LLC JMP 2021-04-22 17:45:02 UTC -0.3963 0.4563 300000
JMP GROUP LLC JMP 2021-04-22 17:15:03 UTC -0.3963 0.4563 300000
JMP GROUP LLC JMP 2021-04-22 16:45:03 UTC -0.3963 0.4563 300000
JMP GROUP LLC JMP 2021-04-22 16:15:02 UTC -0.3963 0.4563 300000
JMP GROUP LLC JMP 2021-04-22 15:45:03 UTC -0.5763 0.6363 350000
JMP GROUP LLC JMP 2021-04-22 15:15:03 UTC -0.5763 0.6363 350000
JMP GROUP LLC JMP 2021-04-22 14:45:03 UTC -0.5759 0.6359 350000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

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