Japan Smaller Capitalization Fund Inc. (JOF)

Sector:
FINANCE
Industry:
GENERAL FINANCE
SIC:
CEO:
N/A
Employees:
WORLDWIDE PLAZA, 309 WEST 49TH STREET, NEW YORK, NY 10019
8008330018

Japan Smaller Capitalization Fund, Inc. is a closed-ended equity mutual fund launched by Nomura Asset Management U.S. Inc. It invests in stocks traded on the Tokyo, Osaka and Nagoya Stock Exchanges, JASDAQ, Mothers, Hercules, Centrex and other indices. The fund benchmarks the performance of its portfolio against the The Russell/Nomura Small Cap Index.

View SEC Filings from JOF instead.

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Funds Holding JOF (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding JOF

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Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

MASUDA SHINICHI VICE PRESIDENT

0 2022-09-01 1

MALC MELANIE DANA ASSISTANT TREASURER

0 2021-12-01 1

OUIMET PAIGE

0 2021-11-22 1

MORRONNGIELLO MICHAEL VICE PRESIDENT

0 2021-08-26 0

KOIKE HIROYASU

  • CEO TO THE ADVISER OF JOF
0 2021-04-01 0

NOMOTO YUICHI PRESIDENT

0 2019-04-01 0

NAKAGAWA JUNKO

  • CEO TO THE ADVISER OF JOF
0 2019-04-01 0

LIU ZHENG VICE PRESIDENT

0 2018-11-20 0

TOYOSHIMA TAKESHI VICE PRESIDENT

0 2016-08-25 0

LEE KELLY SO YOUNG ASSISTANT TREASURER

  • Officer
0 2015-08-20 0

MACHARG MARCIA L

  • Director
945 2015-07-27 0

WATANABE KUNIO

  • CEO OF ADVISER OF JOF
0 2014-04-01 0

MAROSE AMY J. TREASURER

  • Officer
0 2013-10-21 0

PREMOLE MARIA R. VICE PRESIDENT

  • Officer
0 2013-10-21 0

ALUSICK JAMIE ASSISTANT TREASURER

  • Officer
0 2013-10-21 0

ITABASHI YUTAKA

  • Director
0 2013-10-02 0

MAKOTO ITO

  • CO-PORTFOLIO MANAGER
0 2013-07-01 0

DAIMON HIROMITSU

  • LEAD PORTFOLIO MANAGER
0 2013-07-01 0

KIM E. HAN

  • Director
5,000 2013-05-31 0

CHEMIDLIN DAVID B

  • Director
130 2013-01-09 0

TERACHI MASASHI

  • Director
0 2012-04-01 0

TAN CHOR WENG

  • Director
3,105 2011-08-04 0

BUCK RODNEY A

  • Director
6,210 2011-08-04 0

IWASAKI TOSHIHIRO

  • CEO OF ADVISOR OF JOF
0 2011-06-01 0

TAKAHASHI EIJI

  • ASSISTANT PORTFOLIO MANAGER
0 2008-09-01 0

TANAKA SHINICHI

  • ASSISTANT PORTFOLIO MANAGER
0 2008-09-01 0

NAKANO HIROYUKI VICE PRESIDENT

  • Officer
0 2008-05-13 0

YOSHIKAWA ATSUSHI

  • SEE REMARKS
0 2008-04-01 0

ARIMA JUN VICE PRESIDENT

  • Officer
0 2007-08-16 0

SHINOHARA SHIGERU

  • Director
0 2007-05-31 0

GROLLMAN WILLIAM G

  • Director
0 2006-01-17 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
JAPAN SMALLER CAPITALIZATION JOF 2022-10-05 22:15:03 UTC -14.8143 17.8843 200000
JAPAN SMALLER CAPITALIZATION JOF 2022-10-05 21:45:03 UTC -14.8143 17.8843 200000
JAPAN SMALLER CAPITALIZATION JOF 2022-10-05 21:15:04 UTC -14.8143 17.8843 200000
JAPAN SMALLER CAPITALIZATION JOF 2022-10-05 20:45:03 UTC -14.8143 17.8843 200000
JAPAN SMALLER CAPITALIZATION JOF 2022-10-05 20:15:04 UTC -14.8143 17.8843 200000
JAPAN SMALLER CAPITALIZATION JOF 2022-10-05 19:45:04 UTC -14.8143 17.8843 200000
JAPAN SMALLER CAPITALIZATION JOF 2022-10-05 19:15:04 UTC -14.8143 17.8843 200000
JAPAN SMALLER CAPITALIZATION JOF 2022-10-05 18:45:03 UTC -14.8143 17.8843 200000
JAPAN SMALLER CAPITALIZATION JOF 2022-10-05 18:15:03 UTC -14.8143 17.8843 200000
JAPAN SMALLER CAPITALIZATION JOF 2022-10-05 17:45:03 UTC -14.8143 17.8843 200000
JAPAN SMALLER CAPITALIZATION JOF 2022-10-05 17:15:03 UTC -14.8143 17.8843 200000
JAPAN SMALLER CAPITALIZATION JOF 2022-10-05 16:45:04 UTC -14.8143 17.8843 200000
JAPAN SMALLER CAPITALIZATION JOF 2022-10-05 16:15:03 UTC -14.8143 17.8843 200000
JAPAN SMALLER CAPITALIZATION JOF 2022-10-05 15:45:03 UTC -14.8143 17.8843 200000
JAPAN SMALLER CAPITALIZATION JOF 2022-10-05 15:15:03 UTC -14.8143 17.8843 200000
JAPAN SMALLER CAPITALIZATION JOF 2022-10-05 14:45:03 UTC -14.8143 17.8843 200000
JAPAN SMALLER CAPITALIZATION JOF 2022-10-05 14:15:03 UTC -14.8143 17.8843 200000
JAPAN SMALLER CAPITALIZATION JOF 2022-10-05 13:45:03 UTC -14.8544 17.9244 200000
JAPAN SMALLER CAPITALIZATION JOF 2022-10-05 13:15:03 UTC -14.8544 17.9244 200000
JAPAN SMALLER CAPITALIZATION JOF 2022-10-05 12:45:03 UTC -14.8544 17.9244 200000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

No recent transactions

*** To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***

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