JPMorgan Chase & Co. (Chemical Bank) (JPM)

FINANCE: BANKS
SIC: NATIONAL COMMERCIAL BANKS

383 MADISON AVENUE NEW YORK, NY 10017

JPMorgan Chase & Co. is a leading global financial services firm with assets of $3.4 trillion and operations worldwide. The Firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of customers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands.

Data as of 2021-03-06 09:38:37 -0500
Market Cap460.503 Billion Shares Outstanding3.052 Billion Avg 30-day Volume13.243 Million
P/E Ratio16.80054 Dividend Yield2.356 EPS8.88
Price/Sales3.47 Debt to Equity12.12 EBITDA44.021 Billion
Price to Book Value1.8 Forward PE Enterprise Value449.09 Billion
Total Cash Current Debt3.107 Trillion Gross Profit112.023 Billion
BETA1.29006 52-week High/Low154.98 / 74.16 Next Earnings Date Price to Cash FLow (P/CF) -9999999.0
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Q4 2020 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 509 271 87.82% 91 (5.47%) 59 (3.67%) 54.24%
Funds Holding: 2992 2760 8.41% 482 (28.97%) 487 (30.32%) -1.03%
13F shares: 2.167 Billion 2.112 Billion 2.58% 419.003 Million 421.188 Million -0.52%
% Ownership 71.0914 69.3027 2.58% 13.7459 13.8176 -0.52%
New Positions: 376 108 248.15% 46 29 58.62%
Increased Positions 1,267 1,271 -0.31% 192 195 -1.54%
Closed Positions 91 107 -14.95% 46 43 6.98%
Reduced Positions 1,133 1,126 0.62% 196 210 -6.67%
Total Calls 46.73 Million 43.892 Million 6.47% 16.194 Million 11.321 Million 43.04%
Total Puts 57.804 Million 58.153 Million -0.6% 18.786 Million 17.73 Million 5.96%
PUT/CALL Ratio 1.24 1.32 -6.06% 1.16 1.57 -26.11%
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding JPM (via 13F filings)

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

126 Thousand total shares from 8 transactions

Exercise Derivative Conversion (M)

359 Thousand total shares from 26 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

GILES NICOLE CORPORATE CONTROLLER

  • Officer
0 2021-03-01 4

KORABLINA ELENA A CORPORATE CONTROLLER

  • Officer
15,425 2021-03-01 1

FRIEDMAN STACEY GENERAL COUNSEL

  • Officer
54,245 2021-02-05 5

PETNO DOUGLAS B CEO COMMERCIAL BANKING

  • Officer
362,018 2021-01-29 5

CROWN JAMES S

  • Director
12,478,041 2021-01-19 1

BURKE STEPHEN B

  • Director
230,424 2021-01-19 6

ERDOES MARY E. CEO ASSET & WEALTH MANAGEMENT

  • Officer
481,983 2021-01-19 5

SMITH GORDON CO-PRESIDENT & COO, CEO CCB

  • Officer
505,185 2021-01-19 4

FLYNN TIMOTHY PATRICK

  • Director
56,994 2021-01-19 6

PINTO DANIEL E CO-PRESIDENT & COO, CEO CIB

  • Officer
0 2021-01-19 5

LAKE MARIANNE EXECUTIVE VICE PRESIDENT

  • Officer
145,085 2021-01-19 5

BACON ASHLEY CHIEF RISK OFFICER

  • Officer
145,644 2021-01-19 5

BAMMANN LINDA

  • Director
91,901 2021-01-19 1

NEAL MICHAEL A

  • Director
45,380 2021-01-19 5

COMBS TODD A.

  • Director
25,033 2021-01-19 1

BEER LORI A CHIEF INFORMATION OFFICER

  • Officer
0 2021-01-19 3

SCHER PETER EXECUTIVE VICE PRESIDENT

  • Officer
0 2021-01-19 2

LEOPOLD ROBIN HEAD OF HUMAN RESOURCES

  • Officer
0 2021-01-19 3

HOBSON MELLODY L

  • Director
138,229 2021-01-19 5

PIEPSZAK JENNIFER CHIEF FINANCIAL OFFICER

  • Officer
6,212 2021-01-19 3

ROMETTY VIRGINIA M

  • Director
2,750 2021-01-19 5

NOVAKOVIC PHEBE N

  • Director
2,295 2021-01-19 2

RAYMOND LEE R

  • Director
265,309 2020-12-31 4

DIMON JAMES CHAIRMAN & CEO

  • Officer
  • Director
8,151,205 2020-10-14 4

JACKSON LABAN

  • Director
0 2020-05-18 2

BELL JAMES A

  • Director
0 2020-05-18 1

WELDON WILLIAM C

  • Director
0 2019-05-20 0

BOWLES CRANDALL CLOSE

  • Director
No longer subject to file 2018-05-14 0

DONNELLY JOHN L DIRECTOR HUMAN RESOURCES

  • Officer
No longer subject to file 2017-12-31 0

ZAMES MATTHEW E CHIEF OPERATING OFFICER

  • Officer
No longer subject to file 2017-06-08 0

O'DONOVAN MARK CORPORATE CONTROLLER

  • Officer
No longer subject to file 2017-01-13 0

CUTLER STEPHEN M GENERAL COUNSEL

  • Officer
No longer subject to file 2015-12-31 0

CAVANAGH MICHAEL J EXECUTIVE VICE PRESIDENT

  • Officer
No longer subject to file 2014-03-24 0

HOGAN JOHN JAMES CHAIRMAN OF RISK

  • Officer
No longer subject to file 2013-10-04 0

COTE DAVID M

  • Director
No longer subject to file 2013-07-18 0

FUTTER ELLEN V

  • Director
No longer subject to file 2013-07-18 0

BISIGNANO FRANK CO-CHIEF OPERATING OFFICER

  • Officer
No longer subject to file 2013-04-28 0

BRAUNSTEIN DOUGLAS L CHIEF FINANCIAL OFFICER

  • Officer
No longer subject to file 2012-12-17 0

MACLIN SAMUEL TODD EXECUTIVE VICE PRESIDENT

  • Officer
No longer subject to file 2012-12-11 0

STALEY JAMES E MANAGING DIRECTOR

  • Officer
No longer subject to file 2012-12-11 0

WARREN SHANNON S CORPORATE CONTROLLER

  • Officer
No longer subject to file 2012-11-29 0

ZUBROW BARRY L EXECUTIVE VICE PRESIDENT

  • Officer
No longer subject to file 2012-10-16 0

GRAY III WILLIAM H

  • Director
No longer subject to file 2012-05-14 0

NOVAK DAVID C

  • Director
No longer subject to file 2012-05-14 0

DREW INA R CHIEF INVESTMENT OFFICER

  • Officer
No longer subject to file 2012-05-14 0

MANDELBAUM JAY EXECUTIVE VICE PRESIDENT

  • Officer
No longer subject to file 2012-01-12 0

MILLER HEIDI EXECUTIVE VICE PRESIDENT

  • Officer
No longer subject to file 2011-12-13 0

RAUCHENBERGER LOUIS CORPORATE CONTROLLER

  • Officer
No longer subject to file 2011-09-20 0

SCHARF CHARLES W

  • EXECUTIVE VICE PESIDENT
No longer subject to file 2011-06-14 0

DALEY WILLIAM M VICE CHAIRMAN

  • Officer
No longer subject to file 2011-01-06 0

BLACK STEVEN D VICE CHAIRMAN

  • Officer
No longer subject to file 2010-11-09 0

WINTERS WILLIAM T MANAGING DIRECTOR

  • Officer
No longer subject to file 2009-09-30 0

BRADLEY JOHN F DIRECTOR OF HUMAN RESOURCES

  • Officer
No longer subject to file 2008-12-30 0

LIPP ROBERT I SENIOR ADVISOR

  • Officer
  • Director
No longer subject to file 2008-09-30 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

FRIEDMAN STACEY - Officer GENERAL COUNSEL

2021-02-08 16:30:42 -0500 2021-02-05 M 10,000 d 0 direct

FRIEDMAN STACEY - Officer GENERAL COUNSEL

2021-02-08 16:30:42 -0500 2021-02-05 M 10,000 $37.15 a 69,885 direct

FRIEDMAN STACEY - Officer GENERAL COUNSEL

2021-02-08 16:30:42 -0500 2021-02-05 M 13,139 d 0 direct

FRIEDMAN STACEY - Officer GENERAL COUNSEL

2021-02-08 16:30:42 -0500 2021-02-05 M 13,139 $46.58 a 59,885 direct

FRIEDMAN STACEY - Officer GENERAL COUNSEL

2021-02-08 16:30:42 -0500 2021-02-05 F 15,640 $138.44 d 54,245 direct

PETNO DOUGLAS B - Officer CEO COMMERCIAL BANKING

2021-01-29 17:23:59 -0500 2021-01-29 S 22,011 $129.84 d 362,018 direct yes

SMITH GORDON - Officer CO-PRESIDENT & COO, CEO CCB

2021-01-21 16:32:14 -0500 2021-01-19 A 46,855 a 46,855 direct

GILES NICOLE - Officer CORPORATE CONTROLLER

2021-01-21 16:32:19 -0500 2021-01-19 S 3,154 $138.75 d 9,687 direct yes -1.2482 -5.4942 0.0 1 -6.0891 4

CROWN JAMES S - Director

2021-01-21 17:26:08 -0500 2021-01-19 A 1,795 $139.26 a 327,320 direct -1.2482 -5.4942 0.0 1 -6.0891 4

COMBS TODD A. - Director

2021-01-21 16:54:47 -0500 2021-01-19 A 1,795 $139.26 a 25,033 direct -1.2482 -5.4942 0.0 1 -6.0891 4

NEAL MICHAEL A - Director

2021-01-21 16:55:05 -0500 2021-01-19 A 1,795 $139.26 a 45,380 direct -1.2482 -5.4942 0.0 1 -6.0891 4

BACON ASHLEY - Officer CHIEF RISK OFFICER

2021-01-21 16:31:30 -0500 2021-01-19 A 25,313 a 25,313 direct

ERDOES MARY E. - Officer CEO ASSET & WEALTH MANAGEMENT

2021-01-21 16:31:40 -0500 2021-01-19 A 43,624 a 43,624 direct

FRIEDMAN STACEY - Officer GENERAL COUNSEL

2021-01-21 16:31:45 -0500 2021-01-19 S 16,652 $138.77 d 46,746 direct yes -1.2482 -5.4942 0.0 1 -6.0891 4

LEOPOLD ROBIN - Officer HEAD OF HUMAN RESOURCES

2021-01-21 16:31:54 -0500 2021-01-19 A 11,310 a 11,310 direct

PIEPSZAK JENNIFER - Officer CHIEF FINANCIAL OFFICER

2021-01-21 16:32:03 -0500 2021-01-19 S 12,881 $138.76 d 6,212 direct yes -1.2482 -5.4942 0.0 1 -6.0891 4

SMITH GORDON - Officer CO-PRESIDENT & COO, CEO CCB

2021-01-21 16:32:14 -0500 2021-01-19 S 40,184 $138.77 d 467,609 direct yes -1.2482 -5.4942 0.0 1 -6.0891 4

PINTO DANIEL E - Officer CO-PRESIDENT & COO, CEO CIB

2021-01-21 16:32:24 -0500 2021-01-19 A 69,291 a 69,291 direct

BAMMANN LINDA - Director

2021-01-21 16:54:36 -0500 2021-01-19 A 1,795 $139.26 a 91,901 direct -1.2482 -5.4942 0.0 1 -6.0891 4

FLYNN TIMOTHY PATRICK - Director

2021-01-21 16:54:54 -0500 2021-01-19 A 1,795 $139.26 a 46,994 direct -1.2482 -5.4942 0.0 1 -6.0891 4

NOVAKOVIC PHEBE N - Director

2021-01-21 16:55:08 -0500 2021-01-19 A 1,795 $139.26 a 2,295 direct -1.2482 -5.4942 0.0 1 -6.0891 4

BACON ASHLEY - Officer CHIEF RISK OFFICER

2021-01-21 16:31:30 -0500 2021-01-19 S 8,400 $138.76 d 145,644 direct yes -1.2482 -5.4942 0.0 1 -6.0891 4

ERDOES MARY E. - Officer CEO ASSET & WEALTH MANAGEMENT

2021-01-21 16:31:40 -0500 2021-01-19 S 13,270 $138.77 d 481,983 direct yes -1.2482 -5.4942 0.0 1 -6.0891 4

LAKE MARIANNE - Officer EXECUTIVE VICE PRESIDENT

2021-01-21 16:31:51 -0500 2021-01-19 A 32,206 a 32,206 direct

PETNO DOUGLAS B - Officer CEO COMMERCIAL BANKING

2021-01-21 16:31:59 -0500 2021-01-19 A 26,498 a 26,498 direct

SCHER PETER - Officer EXECUTIVE VICE PRESIDENT

2021-01-21 16:32:09 -0500 2021-01-19 A 11,957 a 11,957 direct

GILES NICOLE - Officer CORPORATE CONTROLLER

2021-01-21 16:32:19 -0500 2021-01-19 A 14,362 a 14,362 direct

BURKE STEPHEN B - Director

2021-01-21 16:54:41 -0500 2021-01-19 A 1,795 $139.26 a 155,424 direct -1.2482 -5.4942 0.0 1 -6.0891 4

HOBSON MELLODY L - Director

2021-01-21 16:55:00 -0500 2021-01-19 A 1,795 $139.26 a 14,074 direct -1.2482 -5.4942 0.0 1 -6.0891 4

ROMETTY VIRGINIA M - Director

2021-01-21 16:55:13 -0500 2021-01-19 A 1,795 $139.26 a 2,750 direct -1.2482 -5.4942 0.0 1 -6.0891 4

BEER LORI A - Officer CHIEF INFORMATION OFFICER

2021-01-21 16:31:35 -0500 2021-01-19 A 14,542 a 14,542 direct

FRIEDMAN STACEY - Officer GENERAL COUNSEL

2021-01-21 16:31:45 -0500 2021-01-19 A 24,236 a 24,236 direct

LAKE MARIANNE - Officer EXECUTIVE VICE PRESIDENT

2021-01-21 16:31:51 -0500 2021-01-19 S 9,481 $138.75 d 81,665 direct yes -1.2482 -5.4942 0.0 1 -6.0891 4

PIEPSZAK JENNIFER - Officer CHIEF FINANCIAL OFFICER

2021-01-21 16:32:03 -0500 2021-01-19 A 24,236 a 24,236 direct

LEOPOLD ROBIN - Officer HEAD OF HUMAN RESOURCES

2021-01-15 16:19:39 -0500 2021-01-13 F 2,759 $139.45 d 4,354 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

GILES NICOLE - Officer CORPORATE CONTROLLER

2021-01-15 16:20:07 -0500 2021-01-13 M 5,272 a 12,990 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

PETNO DOUGLAS B - Officer CEO COMMERCIAL BANKING

2021-01-15 16:19:44 -0500 2021-01-13 M 17,904 d 17,905 direct

BACON ASHLEY - Officer CHIEF RISK OFFICER

2021-01-15 16:19:13 -0500 2021-01-13 M 14,561 d 0 direct

PETNO DOUGLAS B - Officer CEO COMMERCIAL BANKING

2021-01-15 16:19:44 -0500 2021-01-13 M 15,034 a 400,523 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

BACON ASHLEY - Officer CHIEF RISK OFFICER

2021-01-15 16:19:13 -0500 2021-01-13 M 16,887 a 154,130 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

PIEPSZAK JENNIFER - Officer CHIEF FINANCIAL OFFICER

2021-01-15 16:19:48 -0500 2021-01-13 M 8,909 d 0 direct

BEER LORI A - Officer CHIEF INFORMATION OFFICER

2021-01-15 16:19:17 -0500 2021-01-13 F 6,594 $139.45 d 37,112 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

PIEPSZAK JENNIFER - Officer CHIEF FINANCIAL OFFICER

2021-01-15 16:19:48 -0500 2021-01-13 M 16,412 a 22,624 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

ERDOES MARY E. - Officer CEO ASSET & WEALTH MANAGEMENT

2021-01-15 16:19:23 -0500 2021-01-13 M 29,467 d 29,468 direct

PINTO DANIEL E - Officer CO-PRESIDENT & COO, CEO CIB

2021-01-15 16:19:52 -0500 2021-01-13 F 11,954 $139.45 d 504,877 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

ERDOES MARY E. - Officer CEO ASSET & WEALTH MANAGEMENT

2021-01-15 16:19:23 -0500 2021-01-13 M 25,056 a 523,235 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

SCHER PETER - Officer EXECUTIVE VICE PRESIDENT

2021-01-15 16:19:56 -0500 2021-01-13 M 7,833 d 7,834 direct

FRIEDMAN STACEY - Officer GENERAL COUNSEL

2021-01-15 16:19:28 -0500 2021-01-13 M 12,361 d 0 direct

SCHER PETER - Officer EXECUTIVE VICE PRESIDENT

2021-01-15 16:19:56 -0500 2021-01-13 M 5,568 a 15,585 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

FRIEDMAN STACEY - Officer GENERAL COUNSEL

2021-01-15 16:19:28 -0500 2021-01-13 M 14,920 a 64,520 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

SMITH GORDON - Officer CO-PRESIDENT & COO, CEO CCB

2021-01-15 16:20:02 -0500 2021-01-13 M 25,724 d 0 direct

LAKE MARIANNE - Officer EXECUTIVE VICE PRESIDENT

2021-01-15 16:19:34 -0500 2021-01-13 F 19,335 $139.45 d 91,146 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

SMITH GORDON - Officer CO-PRESIDENT & COO, CEO CCB

2021-01-15 16:20:02 -0500 2021-01-13 M 31,705 a 510,408 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

LEOPOLD ROBIN - Officer HEAD OF HUMAN RESOURCES

2021-01-15 16:19:39 -0500 2021-01-13 M 4,663 d 4,663 direct

GILES NICOLE - Officer CORPORATE CONTROLLER

2021-01-15 16:20:07 -0500 2021-01-13 F 3,178 $139.45 d 12,841 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

LEOPOLD ROBIN - Officer HEAD OF HUMAN RESOURCES

2021-01-15 16:19:39 -0500 2021-01-13 M 2,450 a 7,113 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

PETNO DOUGLAS B - Officer CEO COMMERCIAL BANKING

2021-01-15 16:19:44 -0500 2021-01-13 M 15,034 d 0 direct

BACON ASHLEY - Officer CHIEF RISK OFFICER

2021-01-15 16:19:13 -0500 2021-01-13 F 14,647 $139.45 d 154,044 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

PETNO DOUGLAS B - Officer CEO COMMERCIAL BANKING

2021-01-15 16:19:44 -0500 2021-01-13 M 17,904 a 385,489 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

BEER LORI A - Officer CHIEF INFORMATION OFFICER

2021-01-15 16:19:17 -0500 2021-01-13 M 9,325 d 9,326 direct

PIEPSZAK JENNIFER - Officer CHIEF FINANCIAL OFFICER

2021-01-15 16:19:48 -0500 2021-01-13 F 12,440 $139.45 d 19,093 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

BEER LORI A - Officer CHIEF INFORMATION OFFICER

2021-01-15 16:19:17 -0500 2021-01-13 M 5,012 a 43,706 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

PINTO DANIEL E - Officer CO-PRESIDENT & COO, CEO CIB

2021-01-15 16:19:52 -0500 2021-01-13 M 12,736 d 50,944 direct

ERDOES MARY E. - Officer CEO ASSET & WEALTH MANAGEMENT

2021-01-15 16:19:23 -0500 2021-01-13 M 25,056 d 0 direct

PINTO DANIEL E - Officer CO-PRESIDENT & COO, CEO CIB

2021-01-15 16:19:52 -0500 2021-01-13 M 12,696 a 516,831 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

ERDOES MARY E. - Officer CEO ASSET & WEALTH MANAGEMENT

2021-01-15 16:19:23 -0500 2021-01-13 M 29,467 a 498,179 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

SCHER PETER - Officer EXECUTIVE VICE PRESIDENT

2021-01-15 16:19:56 -0500 2021-01-13 M 5,568 d 0 direct

FRIEDMAN STACEY - Officer GENERAL COUNSEL

2021-01-15 16:19:28 -0500 2021-01-13 F 13,483 $139.45 d 63,398 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

SCHER PETER - Officer EXECUTIVE VICE PRESIDENT

2021-01-15 16:19:56 -0500 2021-01-13 M 7,833 a 10,017 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

LAKE MARIANNE - Officer EXECUTIVE VICE PRESIDENT

2021-01-15 16:19:34 -0500 2021-01-13 M 21,261 d 21,262 direct

SMITH GORDON - Officer CO-PRESIDENT & COO, CEO CCB

2021-01-15 16:20:02 -0500 2021-01-13 F 28,339 $139.45 d 507,793 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

LAKE MARIANNE - Officer EXECUTIVE VICE PRESIDENT

2021-01-15 16:19:34 -0500 2021-01-13 M 17,038 a 110,481 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

GILES NICOLE - Officer CORPORATE CONTROLLER

2021-01-15 16:20:07 -0500 2021-01-13 M 5,272 d 5,272 direct

LEOPOLD ROBIN - Officer HEAD OF HUMAN RESOURCES

2021-01-15 16:19:39 -0500 2021-01-13 M 2,450 d 0 direct

GILES NICOLE - Officer CORPORATE CONTROLLER

2021-01-15 16:20:07 -0500 2021-01-13 M 3,029 a 16,019 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

LEOPOLD ROBIN - Officer HEAD OF HUMAN RESOURCES

2021-01-15 16:19:39 -0500 2021-01-13 M 4,663 a 4,663 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

BACON ASHLEY - Officer CHIEF RISK OFFICER

2021-01-15 16:19:13 -0500 2021-01-13 M 16,887 d 16,888 direct

PETNO DOUGLAS B - Officer CEO COMMERCIAL BANKING

2021-01-15 16:19:44 -0500 2021-01-13 F 16,494 $139.45 d 384,029 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

BACON ASHLEY - Officer CHIEF RISK OFFICER

2021-01-15 16:19:13 -0500 2021-01-13 M 14,561 a 168,691 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

PIEPSZAK JENNIFER - Officer CHIEF FINANCIAL OFFICER

2021-01-15 16:19:48 -0500 2021-01-13 M 16,412 d 16,413 direct

BEER LORI A - Officer CHIEF INFORMATION OFFICER

2021-01-15 16:19:17 -0500 2021-01-13 M 5,012 d 0 direct

PIEPSZAK JENNIFER - Officer CHIEF FINANCIAL OFFICER

2021-01-15 16:19:48 -0500 2021-01-13 M 8,909 a 31,533 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

BEER LORI A - Officer CHIEF INFORMATION OFFICER

2021-01-15 16:19:17 -0500 2021-01-13 M 9,325 a 38,694 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

PINTO DANIEL E - Officer CO-PRESIDENT & COO, CEO CIB

2021-01-15 16:19:52 -0500 2021-01-13 M 12,696 d 38,091 direct

ERDOES MARY E. - Officer CEO ASSET & WEALTH MANAGEMENT

2021-01-15 16:19:23 -0500 2021-01-13 F 27,982 $139.45 d 495,253 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

PINTO DANIEL E - Officer CO-PRESIDENT & COO, CEO CIB

2021-01-15 16:19:52 -0500 2021-01-13 M 12,736 a 504,135 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

FRIEDMAN STACEY - Officer GENERAL COUNSEL

2021-01-15 16:19:28 -0500 2021-01-13 M 14,920 d 14,921 direct

SCHER PETER - Officer EXECUTIVE VICE PRESIDENT

2021-01-15 16:19:56 -0500 2021-01-13 F 5,330 $139.45 d 10,255 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

FRIEDMAN STACEY - Officer GENERAL COUNSEL

2021-01-15 16:19:28 -0500 2021-01-13 M 12,361 a 76,881 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

SMITH GORDON - Officer CO-PRESIDENT & COO, CEO CCB

2021-01-15 16:20:02 -0500 2021-01-13 M 31,705 d 31,706 direct

LAKE MARIANNE - Officer EXECUTIVE VICE PRESIDENT

2021-01-15 16:19:34 -0500 2021-01-13 M 17,038 d 0 direct

SMITH GORDON - Officer CO-PRESIDENT & COO, CEO CCB

2021-01-15 16:20:02 -0500 2021-01-13 M 25,724 a 536,132 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

LAKE MARIANNE - Officer EXECUTIVE VICE PRESIDENT

2021-01-15 16:19:34 -0500 2021-01-13 M 21,261 a 93,443 direct -1.4996 -4.6798 8.8518 9.101 26 -8.9805 7

GILES NICOLE - Officer CORPORATE CONTROLLER

2021-01-15 16:20:07 -0500 2021-01-13 M 3,029 d 0 direct

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
JPMORGAN CHASE & CO JPM 2021-03-08 22:15:03 UTC -0.18 0.25 0
JPMORGAN CHASE & CO JPM 2021-03-08 21:45:03 UTC -0.18 0.25 0
JPMORGAN CHASE & CO JPM 2021-03-08 21:15:03 UTC -0.18 0.25 0
JPMORGAN CHASE & CO JPM 2021-03-08 20:45:03 UTC -0.18 0.25 0
JPMORGAN CHASE & CO JPM 2021-03-08 20:15:03 UTC -0.18 0.25 0
JPMORGAN CHASE & CO JPM 2021-03-08 19:45:02 UTC -0.18 0.25 0
JPMORGAN CHASE & CO JPM 2021-03-08 19:15:02 UTC -0.18 0.25 0
JPMORGAN CHASE & CO JPM 2021-03-08 18:45:02 UTC -0.18 0.25 0
JPMORGAN CHASE & CO JPM 2021-03-08 18:15:02 UTC -0.18 0.25 0
JPMORGAN CHASE & CO JPM 2021-03-08 17:45:03 UTC -0.18 0.25 0
JPMORGAN CHASE & CO JPM 2021-03-08 17:15:03 UTC -0.18 0.25 0
JPMORGAN CHASE & CO JPM 2021-03-08 16:45:02 UTC -0.18 0.25 0
JPMORGAN CHASE & CO JPM 2021-03-08 16:15:03 UTC -0.18 0.25 0
JPMORGAN CHASE & CO JPM 2021-03-08 15:45:02 UTC -0.18 0.25 0
JPMORGAN CHASE & CO JPM 2021-03-08 15:15:03 UTC -0.18 0.25 0
JPMORGAN CHASE & CO JPM 2021-03-08 14:45:03 UTC -0.2103 0.2803 0
JPMORGAN CHASE & CO JPM 2021-03-08 14:15:03 UTC -0.2103 0.2803 0
JPMORGAN CHASE & CO JPM 2021-03-08 13:45:03 UTC -0.2103 0.2803 0
JPMORGAN CHASE & CO JPM 2021-03-08 13:15:03 UTC -0.2103 0.2803 0
JPMORGAN CHASE & CO JPM 2021-03-08 12:45:03 UTC -0.2103 0.2803 0

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
Alger Funds II- Alger Dynamic Opportunities Fund JPM -7040.0 shares, $-690201.6 2020-10-31 N-PORT
FundVantage Trust- Gotham Enhanced 500 Plus Fund JPM -104.0 shares, $-13215.28 2020-12-31 N-PORT
HARTFORD MUTUAL FUNDS II INC- Hartford Schroders Securitized Income Fund JPM -889000.0 shares, $-889000.0 2020-10-31 N-PORT
HARTFORD MUTUAL FUNDS II INC- Hartford Schroders Securitized Income Fund JPM -7937000.0 shares, $-7937000.0 2020-10-31 N-PORT
HARTFORD MUTUAL FUNDS II INC- Hartford Schroders Securitized Income Fund JPM -677000.0 shares, $-677000.0 2020-10-31 N-PORT
HARTFORD MUTUAL FUNDS II INC- Hartford Schroders Securitized Income Fund JPM -2673000.0 shares, $-2673000.0 2020-10-31 N-PORT
HARTFORD MUTUAL FUNDS II INC- Hartford Schroders Securitized Income Fund JPM -2044000.0 shares, $-2044000.0 2020-10-31 N-PORT
HARTFORD MUTUAL FUNDS II INC- Hartford Schroders Securitized Income Fund JPM -889000.0 shares, $-889000.0 2020-10-31 N-PORT
HARTFORD MUTUAL FUNDS II INC- Hartford Schroders Securitized Income Fund JPM -7937000.0 shares, $-7937000.0 2020-10-31 N-PORT
HARTFORD MUTUAL FUNDS II INC- Hartford Schroders Securitized Income Fund JPM -677000.0 shares, $-677000.0 2020-10-31 N-PORT
HARTFORD MUTUAL FUNDS II INC- Hartford Schroders Securitized Income Fund JPM -2673000.0 shares, $-2673000.0 2020-10-31 N-PORT
HARTFORD MUTUAL FUNDS II INC- Hartford Schroders Securitized Income Fund JPM -2044000.0 shares, $-2044000.0 2020-10-31 N-PORT
HARTFORD MUTUAL FUNDS II INC- Hartford Schroders Securitized Income Fund JPM -889000.0 shares, $-889000.0 2020-10-31 N-PORT
HARTFORD MUTUAL FUNDS II INC- Hartford Schroders Securitized Income Fund JPM -7937000.0 shares, $-7937000.0 2020-10-31 N-PORT
HARTFORD MUTUAL FUNDS II INC- Hartford Schroders Securitized Income Fund JPM -677000.0 shares, $-677000.0 2020-10-31 N-PORT
HARTFORD MUTUAL FUNDS II INC- Hartford Schroders Securitized Income Fund JPM -2673000.0 shares, $-2673000.0 2020-10-31 N-PORT
HARTFORD MUTUAL FUNDS II INC- Hartford Schroders Securitized Income Fund JPM -2044000.0 shares, $-2044000.0 2020-10-31 N-PORT

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