Nuveen Floating Rate Income Opportunity Fund (JRO)

FINANCE: GENERAL FINANCE
SIC:

333 WEST WACKER DRIVE CHICAGO, IL 60606

Nuveen Floating Rate Income Opportunity Fund's investment objective is to achieve a high level of current income. The Fund invests at least 80% of its managed assets in adjustable rate loans, primarily senior loans, though the loans may include unsecured senior loans and secured and unsecured subordinated loans. At least 65% of the Fund's managed assets must include adjustable rate senior loans that are secured by specific collateral. The Fund uses leverage.

Data as of 2021-06-19 11:13:09 -0400
Market Cap387.169 Million Shares Outstanding40.541 Million Avg 30-day Volume285.378 Thousand
P/E Ratio Dividend Yield6.124 EPS
Price/Sales Debt to Equity EBITDA
Price to Book Value0.0 Forward PE Enterprise Value
Total Cash Current Debt Gross Profit
BETA0.22464 52-week High/Low9.66 / 7.2 Next Earnings Date Price to Cash FLow (P/CF) -9999999.0
Data provided by IEX Cloud
View SEC Filings from JRO instead.
Q1 2021 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 2 2 0.0% 1 (0.06%) 1 (0.06%) 0.0%
Funds Holding: 85 92 -7.61% 21 (1.23%) 27 (1.57%) -22.22%
13F shares: 17.985 Million 17.725 Million 1.46% 8.846 Million 8.356 Million 5.86%
% Ownership 44.3616 43.7221 1.46% 21.8197 20.6109 5.86%
New Positions: 12 23 -47.83% 4 11 -63.64%
Increased Positions 27 22 22.73% 7 6 16.67%
Closed Positions 19 14 35.71% 10 4 150.0%
Reduced Positions 23 27 -14.81% 6 6 0.0%
Total Calls
Total Puts
PUT/CALL Ratio
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding JRO (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding JRO BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

184.3 Thousand total shares from 9 transactions

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

SABA CAPITAL MANAGEMENT, L.P.

WEINSTEIN BOAZ

  • 10% Owner
4,072,815 2021-05-10 14

CARAHER SCOTT C.

  • PORTFOLIO MANAGER
41,636 2021-04-07 1

THORNTON MATTHEW III

  • TRUSTEE
0 2020-11-16 1

TORONTO DOMINION BANK

75,000 2020-11-05 1

KNIGHTS OF COLUMBUS

  • 10% Owner
0 2020-10-28 1

MORGAN DEANN VICE PRESIDENT

  • Officer
0 2020-02-27 0

MEISSNER JON SCOTT VICE PRESIDENT

  • Officer
0 2019-10-07 0

LONGERSTAEY JACQUES M VICE PRESIDENT

  • Officer
0 2019-08-08 0

LOCKHART BRIAN J VICE PRESIDENT

  • Officer
0 2019-08-08 0

RHEE JENNY Y

  • PORTFOLIO MANAGER
0 2019-05-23 0

WICKERHAM E. SCOTT VICE PRESIDENT

  • Officer
0 2019-04-12 0

WINGET DEMARK L VICE PRESIDENT

  • Officer
0 2018-02-28 0

MEYERS WILLIAM T. VICE PRESIDENT

  • Officer
1,500 2018-02-28 0

SCHNEIDER WILLIAM J

  • OTHER
8,800 2017-12-15 0

PERRY MICHAEL A VICE PRESIDENT

  • Officer
0 2017-08-02 0

SIFFERMANN WILLIAM A VICE PRESIDENT

  • Officer
0 2017-08-02 0

ROBERT YOUNG L

  • TRUSTEE
0 2017-07-01 0

EVANS JACK

  • OTHER
4,225 2017-04-06 0

NUVEEN FUND ADVISORS, LLC

  • OTHER
0 2017-04-06 0

MOSCHNER ALBIN F

  • TRUSTEE
3,000 2017-03-09 0

CITIGROUP INC

  • 10% Owner
No longer subject to file 2016-12-28 0

ZIMMERMAN GIFFORD R CHIEF ADMINISTRATIVE OFFICER

  • Officer
0 2016-10-04 0

ROHRBACHER CHRISTOPHER M. VICE PRESIDENT

  • Officer
0 2016-10-01 0

JONES NATHANIEL T. VICE PRESIDENT AND TREASURER

  • Officer
0 2016-06-15 0

WOLFF MARGARET L.

  • TRUSTEE
0 2016-02-15 0

HLAVACEK SHERRI A VICE PRESIDENT AND TREASURER

  • Officer
0 2015-08-06 0

LAMB DAVID J VICE PRESIDENT

  • Officer
4,707 2015-02-24 0

SCHREIER THOMAS S JR

  • TRUSTEE
0 2013-09-01 0

NELSON JOHN KEVIN

  • TRUSTEE
0 2013-09-01 0

SLAGER JOEL T. VICE PRESIDENT

  • Officer
0 2013-07-17 0

TOTH TERENCE J

  • Director
0 2011-08-22 0

STRINGER VIRGINIA

  • TRUSTEE
0 2011-01-03 0

PRUDHOMME KATHLEEN L VICE PRESIDENT

  • Officer
0 2011-01-03 0

MCCARTHY MICHELLE ANN VICE PRESIDENT

  • Officer
0 2010-07-27 0

GRACE SCOTT S VICE PRESIDENT & TREASURER

  • Officer
0 2009-11-18 0

ARRIAGA NIZIDA VICE PRESIDENT

  • Officer
0 2009-03-27 0

COOK MARGO L. VICE PRESIDENT

  • Officer
0 2009-03-27 0

MINO GREGORY T. VICE PRESIDENT

  • Officer
0 2009-03-27 0

RUANE JAMES VICE PRESIDENT

  • Officer
0 2009-03-27 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2021-05-13 10:41:19 -0400 2021-05-12 S 46,502 $9.53 d 4,072,815 indirect 0.2114 0.4228 0.4228 6 0.0 1

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2021-05-13 10:41:19 -0400 2021-05-11 S 5,892 $9.56 d 4,119,317 indirect 0.2114 0.4228 0.4228 6 0.0 1

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2021-05-13 10:41:19 -0400 2021-05-10 S 4,834 $9.61 d 4,125,209 indirect 0.2114 0.4228 0.4228 6 0.0 1

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2021-05-10 10:16:16 -0400 2021-05-07 S 1,007 $9.61 d 4,130,043 indirect -0.4175 -0.3361 0.0 1 -0.6511 4

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2021-05-10 10:16:16 -0400 2021-05-06 S 22,490 $9.60 d 4,129,036 indirect -0.4175 -0.3361 0.0 1 -0.6511 4

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2021-05-03 11:39:01 -0400 2021-04-29 S 2,151 $9.40 d 4,153,540 indirect 0.2099 0.5247 2.3789 2.3789 31 -0.2124 8

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2021-04-29 11:13:26 -0400 2021-04-28 S 47,817 $9.41 d 4,155,691 indirect 0.9585 2.2364 2.6465 2.6465 24 0.0 1

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2021-04-29 11:13:26 -0400 2021-04-27 S 36,563 $9.41 d 4,203,508 indirect 0.9585 2.2364 2.6465 2.6465 24 0.0 1

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2021-04-27 14:09:02 -0400 2021-04-23 S 17,021 $9.46 d 4,240,071 indirect 0.3191 1.5957 2.5367 2.5367 26 -0.107 3

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
NUVEEN FLT RATE INC OPP FD JRO 2021-06-21 22:15:03 UTC -4.6817 4.7617 400000
NUVEEN FLT RATE INC OPP FD JRO 2021-06-21 21:45:03 UTC -4.6817 4.7617 400000
NUVEEN FLT RATE INC OPP FD JRO 2021-06-21 21:15:03 UTC -4.6817 4.7617 400000
NUVEEN FLT RATE INC OPP FD JRO 2021-06-21 20:45:03 UTC -4.6817 4.7617 400000
NUVEEN FLT RATE INC OPP FD JRO 2021-06-21 20:15:03 UTC -4.6817 4.7617 400000
NUVEEN FLT RATE INC OPP FD JRO 2021-06-21 19:45:03 UTC -4.6817 4.7617 400000
NUVEEN FLT RATE INC OPP FD JRO 2021-06-21 19:15:03 UTC -4.6817 4.7617 400000
NUVEEN FLT RATE INC OPP FD JRO 2021-06-21 18:45:03 UTC -4.6817 4.7617 400000
NUVEEN FLT RATE INC OPP FD JRO 2021-06-21 18:15:03 UTC -4.6817 4.7617 400000
NUVEEN FLT RATE INC OPP FD JRO 2021-06-21 17:45:03 UTC -4.6817 4.7617 400000
NUVEEN FLT RATE INC OPP FD JRO 2021-06-21 17:15:03 UTC -4.6817 4.7617 400000
NUVEEN FLT RATE INC OPP FD JRO 2021-06-21 16:45:02 UTC -4.7726 4.8526 400000
NUVEEN FLT RATE INC OPP FD JRO 2021-06-21 16:15:03 UTC -4.7726 4.8526 400000
NUVEEN FLT RATE INC OPP FD JRO 2021-06-21 15:45:03 UTC -4.7726 4.8526 400000
NUVEEN FLT RATE INC OPP FD JRO 2021-06-21 15:15:03 UTC -4.7726 4.8526 400000
NUVEEN FLT RATE INC OPP FD JRO 2021-06-21 14:45:03 UTC -5.5495 5.6295 400000
NUVEEN FLT RATE INC OPP FD JRO 2021-06-21 14:15:02 UTC -5.5495 5.6295 400000
NUVEEN FLT RATE INC OPP FD JRO 2021-06-21 13:45:03 UTC -5.5495 5.6295 400000
NUVEEN FLT RATE INC OPP FD JRO 2021-06-21 13:15:03 UTC -5.5495 5.6295 400000
NUVEEN FLT RATE INC OPP FD JRO 2021-06-21 12:45:03 UTC -5.5495 5.6295 400000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

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