L&L ENERGY INC (LLEN)

ENERGY: ENERGY
SIC: BITUMINOUS COAL & LIGNITE MINING
*** This stock is shown as delisted in our database. *** If you think this isn't correct then please let us know

130 ANDOVER PARK EAST, SUTIE 101 SEATTLE, WA 98188

L&L Energy Inc acquires, invests in and operates growing energy entities and coal mines in the People's Republic of China.

View SEC Filings from LLEN instead.

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Funds Holding LLEN (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding LLEN BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

DATWANI MOHAN

  • Director
No longer subject to file 2013-11-18 0

LEE DICKSON V CHAIRMAN & CEO

  • Officer
  • Director
  • 10% Owner
7,406,597 2013-11-01 0

FONG CLAYTON EXECUTIVE VICE PRESIDENT, US

  • Officer
376,472 2013-09-24 0

PENG SYD S.

  • Director
114,373 2013-09-24 0

YANG JINGCAI

  • Director
102,834 2013-09-24 0

BORICH JOSEPH J

  • Director
48,944 2013-09-16 0

SCHAEFFER JAMES

  • Director
9,000 2013-09-16 0

ROBINSON IAN GRANT CFO

  • Officer
33,333 2013-08-21 0

MOY EDMUND C. VP OF CORPORATE INFRASTRUCTURE

  • Officer
97,075 2013-01-02 0

MINETA NORMAN

  • Director
No longer subject to file 2012-08-31 0

KIANG SHIRLEY HSUEH-WEI

  • Director
177,117 2012-08-01 0

BRACY DENNIS

  • Director
No longer subject to file 2012-08-01 0

LEE ROBERT W

  • Director
No longer subject to file 2011-12-30 0

LEITCH ANDREW M

  • Director
No longer subject to file 2011-08-01 0

OKUN ROBERT

  • Director
5,110 2011-07-01 0

WANG JUNG-MEI ACTING CFO

  • Officer
No longer subject to file 2011-01-18 0

LIN CHIN-YUAN ACTING CFO

  • Officer
0 2011-01-18 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

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