Legg Mason Inc. (LM)

FINANCE: CORPORATE FINANCE
SIC: INVESTMENT ADVICE
*** This stock is shown as delisted in our database. *** If you think this isn't correct then please let us know

100 INTERNATIONAL DRIVE BALTIMORE, MD 21202

Legg Mason is a holding company. Through its subsidiaries, Co. is engaged as an asset management company that provides investment management and related services to institutional and individual clients, company-sponsored mutual funds and other pooled investment vehicles. Co. operates its business in two divisions: Americas, which consists of its U.S.-domiciled fund families, the separate account businesses of its U.S.-based investment affiliates, and the domestic distribution organization; and International, which consists of its fund complexes, distribution teams and investment affiliates located outside the U.S. As at Mar 31 2010, Co. had total assets under management of $684.55 billion.

Data as of 2019-12-02 10:29:21 -0500
Market Cap3.392 Billion Shares Outstanding86.803 Million Avg 30-day Volume
P/E Ratio Dividend Yield3.787 EPS-0.734
Price/Sales Debt to Equity EBITDA
Price to Book Value0.0 Forward PE Enterprise Value
Total Cash Current Debt Gross Profit
BETA 52-week High/Low40.27 / 23.25 Next Earnings Date Price to Cash FLow (P/CF)
Data provided by IEX Cloud
View SEC Filings from LM instead.
Q1 2021 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 0 0 0 (0.0%) 0 (0.0%)
Funds Holding: 1 1 0.0% (0.0%) (0.0%)
13F shares: 0 0
% Ownership
New Positions:
Increased Positions
Closed Positions
Reduced Positions
Total Calls
Total Puts
PUT/CALL Ratio
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding LM (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding LM BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

ANGELICA ROBERT E

  • Director
No longer subject to file 2020-07-31 0

NACHTWEY PETER SR. EXECUTIVE VP & CFO

  • Officer
No longer subject to file 2020-07-31 0

SULLIVAN JOSEPH A CHAIRMAN, PRESIDENT & CEO

  • Officer
  • Director
No longer subject to file 2020-07-31 0

JOHNSON TERENCE EXECUTIVE VICE PRESIDENT

  • Officer
No longer subject to file 2020-07-31 0

MERCHANT THOMAS C EXEC VP & GENERAL COUNSEL

  • Officer
No longer subject to file 2020-07-31 0

MURPHY JOHN V

  • Director
No longer subject to file 2020-07-31 0

DAVIDSON CAROL ANTHONY

  • Director
No longer subject to file 2020-07-31 0

LATTIN PATRICIA EXECUTIVE VICE PRESIDENT

  • Officer
No longer subject to file 2020-07-31 0

GOLDBERG MICHELLE J

  • Director
No longer subject to file 2020-07-31 0

QUIRK ALISON A.

  • Director
No longer subject to file 2020-07-31 0

HOOLEY STEPHEN C

  • Director
No longer subject to file 2020-07-31 0

PELTZ NELSON

TRIAN FUND MANAGEMENT, L.P.

  • Director
0 2020-05-20 0

GARDEN EDWARD P

TRIAN FUND MANAGEMENT, L.P.

  • Director
0 2020-05-20 0

CASHMAN FRANCES

  • FORMER EVP
No longer subject to file 2020-03-31 0

KENNEY JOHN EXECUTIVE VICE PRESIDENT

  • Officer
62,210 2019-11-01 0

SCHMOKE KURT L

  • Director
No longer subject to file 2019-07-26 0

RICHARDSON MARGARET MILNER

  • Director
No longer subject to file 2019-07-26 0

SCHLIESSLER URSULA EVP & CAO

  • Officer
23,887 2019-05-16 0

HOOPS THOMAS K EXECUTIVE VICE PRESIDENT

  • Officer
110,677 2019-05-15 0

REED W ALLEN

  • Director
54,280 2018-07-31 0

HUFF BARRY W.

  • Director
29,534 2018-07-31 0

CHEN TIAN QIAO

SHANDA MEDIA LTD

SHANDA INVESTMENT GROUP LTD

SHANDA TECHNOLOGY OVERSEAS CAPITAL CO.

SHANDA ASSET MANAGEMENT INVESTMENT LTD

  • Director
5,574,077 2017-07-25 0

CHIU ROBERT

  • Director
6,424 2017-07-25 0

CHEN TIAN QIAO

SHANDA MEDIA LTD

SHANDA INVESTMENT GROUP LTD

SHANDA TECHNOLOGY OVERSEAS CAPITAL CO.

SHANDA ASSET MANAGEMENT HOLDINGS LTD

  • 10% Owner
0 2016-08-19 0

CHEN TIAN QIAO

SHANDA MEDIA LTD

SHANDA INVESTMENT GROUP LTD

SHANDA TECHNOLOGY OVERSEAS CAPITAL CO.

SHANDA ASSET MANAGEMENT HOLDINGS LTD

SHANDA ASSET MANAGEMENT INVESTMENT LTD

  • 10% Owner
10,510,153 2016-08-02 0

KRONGARD CHERYL GORDON

  • Director
33,782 2016-07-26 0

KASS DENNIS M.

  • Director
26,651 2016-07-26 0

MYERS JOHN H

  • Director
18,995 2016-07-26 0

TRIAN FUND MANAGEMENT, L.P.

TRIAN PARTNERS, L.P.

TRIAN PARTNERS MASTER FUND (ERISA), L.P.

TRIAN PARTNERS PARALLEL FUND I, L.P.

TRIAN PARTNERS STRATEGIC INVESTMENT FUND, L.P.

TRIAN PARTNERS STRATEGIC INVESTMENT FUND-A, L.P.

TRIAN PARTNERS MASTER FUND, L.P.

  • FORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNER
No longer subject to file 2016-04-11 0

TRIAN FUND MANAGEMENT, L.P.

TRIAN FUND MANAGEMENT GP, LLC

TRIAN PARTNERS GENERAL PARTNER, LLC

TRIAN PARTNERS (ERISA) GENERAL PARTNER, LLC

TRIAN PARTNERS PARALLEL FUND I GENERAL PARTNER, LLC

TRIAN PARTNERS STRATEGIC INVESTMENT FUND GENERAL PARTNER, LLC

TRIAN PARTNERS STRATEGIC INVESTMENT FUND-A GENERAL PARTNER, LLC

  • FORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNER
No longer subject to file 2016-04-11 0

TRIAN FUND MANAGEMENT, L.P.

TRIAN FUND MANAGEMENT GP, LLC

TRIAN PARTNERS GENERAL PARTNER, LLC

TRIAN PARTNERS (ERISA) GENERAL PARTNER, LLC

TRIAN PARTNERS PARALLEL FUND I GENERAL PARTNER, LLC

TRIAN PARTNERS STRATEGIC INVESTMENT FUND GENERAL PARTNER, LLC

TRIAN PARTNERS STRATEGIC CO-INVESTMENT FUND-A GP, L.P.

  • 10% Owner
11,039,896 2015-08-05 0

MURPHY JENNIFER EXEC VP & CAO

  • Officer
18,581 2015-01-16 0

KOERNER JOHN E III

  • Director
21,491 2014-07-18 0

ADAMS HAROLD L

  • Director
57,046 2013-11-07 0

CAHILL JOHN T

  • Director
46,005 2013-07-23 0

BERESFORD DENNIS R

  • Director
2,250 2013-07-12 0

ST GEORGE NICHOLAS J

  • Director
40,882 2013-07-12 0

NATTANS JEFFREY A EXECUTIVE VICE PRESIDENT

  • Officer
89,851 2013-01-04 0

LEMKE THOMAS P EXECUTIVE VP & GENERAL COUNSEL

  • Officer
84,697 2013-01-04 0

DEWHURST RONALD R SR. EXECUTIVE VP/MANAGING DIR.

  • Officer
227,598 2012-09-10 0

FETTING MARK R CHAIRMAN, PRESIDENT & CEO

  • Officer
  • Director
234,045 2012-07-13 0

NUTTALL SCOTT C

  • Director
18,112 2011-07-26 0

SCHIPKE ROGER W

  • Director
27,736 2010-07-16 0

MURPHY TERRENCE CHIEF FINANCIAL OFFICER

  • Officer
7,838 2010-07-07 0

DALEY CHARLES J JR EXECUTIVE VP, CFO & TREASURER

  • Officer
75,485 2010-06-29 0

ODENATH DAVID R SR. EXECUTIVE VICE PRESIDENT

  • Officer
209,229 2010-05-17 0

UKROP JAMES E

  • Director
No longer subject to file 2009-07-24 0

BAIN PETER L SR. EXECUTIVE VICE PRESIDENT

  • Officer
30,013 2009-03-27 0

MASON RAYMOND A

  • Director
2,491,923 2008-10-24 0

BILSON F BARRY SENIOR VICE PRESIDENT

  • Officer
168,959 2008-07-21 0

ABBAEI MIKE EXECUTIVE VICE PRESIDENT

  • Officer
103,157 2008-07-11 0

OBRIEN EDWARD I

  • Director
46,924 2008-07-01 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

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