LPL Financial Holdings, Inc. engages in the provision of technology, brokerage and investment advisory services. It provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at financial institutions. It operates it business through its subsidiaries under the following business segments: Independent Advisor Services and Institution Services. The Independent Advisor Services segment provides business consulting, business development, and marketing support as well as in-depth practice management programs and training. The Institution Services segment supports advisors and program managers at community and regional banks and credit unions. It also offers proprietary technology, comprehensive clearing and compliance services, practice management programs and training, and independent research The company was founded in 1989 and is headquartered in Boston, MA.
Market Cap | 15.566 Billion | Shares Outstanding | 79.969 Million | Avg 30-day Volume | 939.875 Thousand |
P/E Ratio | 32.1162 | Dividend Yield | 0.5474 | EPS | 1.31 |
Price to Revenue | 1.8628 | Debt to Equity | 2.5589 | EBITDA | 859.89 Million |
Price to Book Value | 8.5888 | Operating Margin | 0.0 | Enterprise Value | 17.594 Billion |
Current Ratio | EPS Growth | 0.027 | Quick Ratio | ||
1 Yr BETA | 1.4253 | 52-week High/Low | 220.8 / 126.42 | Profit Margin | 5.8002 |
Operating Cash Flow Growth | -32.3052 | Altman Z-Score | Free Cash Flow to Firm | -523.317 Million | |
Earnings Report | 2022-07-28 |
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15.7 Thousand total shares from 5 transactions
35.7 Thousand total shares from 3 transactions
Insider Name | Type | Last Reported Shares Held | Last Reported Date | Filings in past year |
---|---|---|---|---|
|
22,030 | 2022-05-19 | 5 | |
|
33,094 | 2022-05-19 | 1 | |
|
12,213 | 2022-05-19 | 5 | |
|
52,290 | 2022-05-19 | 5 | |
|
21,559 | 2022-05-19 | 6 | |
|
133,893 | 2022-05-19 | 5 | |
|
8,896 | 2022-05-19 | 5 | |
|
10,440 | 2022-05-19 | 5 | |
OROSCHAKOFF MICHELLE MANAGING DIRECTOR |
|
42,068 | 2022-05-16 | 5 |
LARSEN SALLIE R. MANAGING DIRECTOR |
|
24,555 | 2022-05-11 | 3 |
SETHI KABIR MANAGING DIRECTOR |
|
12,108 | 2022-05-06 | 2 |
ENYEDI MATTHEW MANAGING DIRECTOR |
|
8,265 | 2022-03-14 | 3 |
SEMERJIAN DAYTON MANAGING DIRECTOR |
|
14,373 | 2022-02-25 | 1 |
AUDETTE MATTHEW J CHIEF FINANCIAL OFFICER |
|
12,667 | 2022-02-25 | 2 |
ARNOLD DAN H. PRESIDENT & CEO |
|
179,275 | 2022-02-25 | 3 |
WHITE GEORGE BURTON MANAGING DIRECTOR |
|
49,578 | 2022-02-25 | 4 |
SIMONICH BRENT EVP, CAO AND TREASURER |
|
5,122 | 2022-02-25 | 1 |
STEINMEIER RICHARD MANAGING DIRECTOR |
|
24,078 | 2022-02-25 | 2 |
FANDREY EDWARD MANAGING DIRECTOR |
|
15,289 | 2022-02-25 | 5 |
GATES GREG MANAGING DIRECTOR |
|
21,834 | 2022-02-25 | 3 |
SEESE SCOTT MANAGING DIRECTOR |
|
24,508 | 2021-06-14 | 1 |
KALBAUGH JOHN ANDREW MANAGING DIRECTOR |
|
27,523 | 2021-02-25 | 0 |
|
131,229 | 2020-03-31 | 0 | |
CALDER TRACY MANAGING DIRECTOR |
|
8,089 | 2019-11-25 | 0 |
GOOLEY THOMAS MANAGING DIRECTOR |
|
No longer subject to file | 2019-03-13 | 0 |
|
22,208 | 2018-08-23 | 0 | |
MORRISSEY WILLIAM P. JR. MANAGING DIRECTOR |
|
18,091 | 2018-03-13 | 0 |
|
492,390 | 2018-03-06 | 0 | |
|
45,883 | 2017-03-24 | 0 | |
BERGERS DAVID P. MANAGING DIRECTOR |
|
43,382 | 2017-03-13 | 0 |
FETTER VICTOR MANAGING DIRECTOR |
|
23,279 | 2017-03-06 | 0 |
|
No longer subject to file | 2017-03-02 | 0 | |
PARKER RYAN MD, INVSTMT & PLANNING SOLUTNS |
|
11,864 | 2016-03-06 | 0 |
BUCHHEISTER JEFFREY R. EVP, CHIEF ACCOUNTING OFFICER |
|
7,404 | 2016-02-25 | 0 |
|
No longer subject to file | 2015-12-10 | 0 | |
HANDELSMAN SHARYN MD, CHIEF COMPLIANCE OFFICER |
|
6,478 | 2015-06-02 | 0 |
|
59,990 | 2015-05-18 | 0 | |
THOMAS LUX ACTING CHIEF FINANCIAL OFFICER |
|
10,378 | 2015-05-18 | 0 |
HELLIKER MARK MD, CLIENT SUPPORT SERVICES |
|
7,001 | 2015-03-06 | 0 |
SCHOTT MARY FRANCES MD, CLIENT EXPERNCE & TRAINING |
|
6,446 | 2015-03-06 | 0 |
MOORE ROBERT J. PRESIDENT |
|
56,668 | 2015-02-24 | 0 |
BRUTON DEREK MD, INDEPENDENT ADVISOR SVCS |
|
9,402 | 2014-02-22 | 0 |
KHOURY JOAN D MD, CHIEF MARKETING OFFICER |
|
6,817 | 2014-02-22 | 0 |
|
12,844 | 2013-11-19 | 0 | |
HELLMAN & FRIEDMAN CAPITAL PARTNERS V, L.P. HELLMAN & FRIEDMAN CAPITAL PARTNERS V (PARALLEL), L.P. |
|
No longer subject to file | 2013-08-15 | 0 |
|
No longer subject to file | 2013-08-15 | 0 | |
HELLMAN & FRIEDMAN INVESTORS V, L.P. HELLMAN & FRIEDMAN CAPITAL V LP |
|
18,898,157 | 2013-02-22 | 0 |
|
1,582 | 2013-02-22 | 0 | |
DWYER WILLIAM E III PRESIDENT, NAT'L SALES |
|
0 | 2013-02-22 | 0 |
BROWN STEPHANIE L MD & GENERAL COUNSEL |
|
545,788 | 2013-02-22 | 0 |
MCDERMOTT JOHN J. MD, CHIEF RISK OFC. |
|
1,780 | 2013-02-22 | 0 |
|
13,014 | 2013-02-22 | 0 | |
FEENEY CHRISTOPHER MD, CHIEF INFORMATION OFFICER |
|
0 | 2012-12-06 | 0 |
HELLMAN & FRIEDMAN INVESTORS V, L.P. HELLMAN & FRIEDMAN CAPITAL V LP |
|
26,979,884 | 2012-11-08 | 0 |
|
6,280 | 2012-11-07 | 0 | |
EATON JONATHAN MD, CUSTOM CLEARING SERVICES |
|
199,109 | 2012-04-30 | 0 |
STEARNS ESTHER M PRESIDENT & COO |
|
616,926 | 2012-02-22 | 0 |
HELLMAN & FRIEDMAN INVESTORS V, L.P. |
|
34,199,359 | 2012-02-09 | 0 |
|
3,180 | 2011-12-01 | 0 | |
SHULMAN BECKY S MD & DEPUTY CFO |
|
20,000 | 2011-09-28 | 0 |
ABOOD DENISE M. MD, HUMAN CAPITAL |
|
0 | 2010-12-22 | 0 |
|
No longer subject to file | 2009-06-02 | 0 | |
|
34,210,185 | 2009-04-24 | 0 | |
BLACK STEVEN M. MNG DIR., CHIEF RISK OFFICER |
|
0 | 2008-12-31 | 0 |
MAHER BILL MANAGING DIRECTOR |
|
100 | 2008-12-28 | 0 |
TUORTO JOSEPH P MNG DIR, HEAD OF COMPLIANCE |
|
0 | 2008-02-05 | 0 |
Reporting Owners | Filing Date | Trans Date | Trans Code | Shares | Share Price | Acquired Disposed |
Shares Owned after | D/I | 10b5 | Perf 1d* | Perf 5d* | Perf 1m* | Max Gain | Max Gain Days | Max Loss | Max Loss Days |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
2022-05-23 18:19:11 -0400 | 2022-05-19 | A | 525 | a | 12,213 | direct | 2.3758 | 2.3758 | 2 | 0.0 | 1 | |||||
2022-05-23 18:29:31 -0400 | 2022-05-19 | A | 525 | a | 19,799 | direct | 2.3758 | 2.3758 | 2 | 0.0 | 1 | |||||
2022-05-23 18:40:57 -0400 | 2022-05-19 | A | 525 | a | 33,094 | direct | 2.3758 | 2.3758 | 2 | 0.0 | 1 | |||||
2022-05-23 18:52:58 -0400 | 2022-05-19 | A | 814 | a | 133,368 | direct | 2.3758 | 2.3758 | 2 | 0.0 | 1 | |||||
2022-05-23 19:05:15 -0400 | 2022-05-19 | A | 525 | a | 10,440 | direct | 2.3758 | 2.3758 | 2 | 0.0 | 1 | |||||
2022-05-23 18:24:08 -0400 | 2022-05-19 | A | 814 | a | 22,030 | direct | 2.3758 | 2.3758 | 2 | 0.0 | 1 | |||||
2022-05-23 18:35:00 -0400 | 2022-05-19 | A | 814 | a | 8,896 | direct | 2.3758 | 2.3758 | 2 | 0.0 | 1 | |||||
2022-05-23 18:52:58 -0400 | 2022-05-19 | A | 525 | a | 133,893 | direct | 2.3758 | 2.3758 | 2 | 0.0 | 1 | |||||
2022-05-23 18:58:56 -0400 | 2022-05-19 | A | 814 | a | 51,765 | direct | 2.3758 | 2.3758 | 2 | 0.0 | 1 | |||||
2022-05-23 18:19:11 -0400 | 2022-05-19 | A | 814 | a | 11,688 | direct | 2.3758 | 2.3758 | 2 | 0.0 | 1 | |||||
2022-05-23 18:29:31 -0400 | 2022-05-19 | A | 814 | a | 19,274 | direct | 2.3758 | 2.3758 | 2 | 0.0 | 1 | |||||
2022-05-23 18:40:57 -0400 | 2022-05-19 | A | 814 | a | 32,569 | direct | 2.3758 | 2.3758 | 2 | 0.0 | 1 | |||||
2022-05-23 18:58:56 -0400 | 2022-05-19 | A | 525 | a | 52,290 | direct | 2.3758 | 2.3758 | 2 | 0.0 | 1 | |||||
2022-05-23 19:05:15 -0400 | 2022-05-19 | A | 814 | a | 9,915 | direct | 2.3758 | 2.3758 | 2 | 0.0 | 1 | |||||
2022-05-18 17:06:33 -0400 | 2022-05-16 | S | 1,644 | $170.78 | d | 56,148 | direct | yes | 1.7608 | 12.0094 | 12.0094 | 6 | 0.0 | 1 | ||
2022-05-18 17:06:33 -0400 | 2022-05-16 | M | 7,160 | d | 0 | direct | yes | |||||||||
2022-05-18 17:06:33 -0400 | 2022-05-16 | M | 12,744 | d | 0 | direct | yes | |||||||||
2022-05-18 17:06:33 -0400 | 2022-05-16 | S | 320 | $173.80 | d | 42,083 | direct | yes | 1.7608 | 12.0094 | 12.0094 | 6 | 0.0 | 1 | ||
2022-05-18 17:06:33 -0400 | 2022-05-16 | M | 7,160 | $19.85 | a | 45,048 | direct | yes | 1.7608 | 12.0094 | 12.0094 | 6 | 0.0 | 1 | ||
2022-05-18 17:06:33 -0400 | 2022-05-16 | M | 12,744 | $39.48 | a | 57,792 | direct | yes | 1.7608 | 12.0094 | 12.0094 | 6 | 0.0 | 1 | ||
2022-05-18 17:06:33 -0400 | 2022-05-16 | S | 15 | $174.89 | d | 42,068 | direct | yes | 1.7608 | 12.0094 | 12.0094 | 6 | 0.0 | 1 | ||
2022-05-18 17:06:33 -0400 | 2022-05-16 | S | 5,217 | $171.96 | d | 50,931 | direct | yes | 1.7608 | 12.0094 | 12.0094 | 6 | 0.0 | 1 | ||
2022-05-18 17:06:33 -0400 | 2022-05-16 | S | 8,528 | $172.62 | d | 42,403 | direct | yes | 1.7608 | 12.0094 | 12.0094 | 6 | 0.0 | 1 | ||
2022-05-13 16:30:22 -0400 | 2022-05-11 | M | 15,815 | d | 0 | direct | ||||||||||
2022-05-13 16:30:22 -0400 | 2022-05-11 | M | 15,815 | $31.61 | a | 24,555 | direct | 4.3606 | 7.6544 | 7.6544 | 6 | 0.0 | 1 | |||
2022-05-10 16:38:43 -0400 | 2022-05-06 | A | 12,108 | a | 12,108 | direct | -1.1938 | -0.0811 | 3.1873 | 5 | -1.1938 | 2 | ||||
2022-03-31 17:21:10 -0400 | 2022-03-29 | A | 1 | a | 9,094 | direct | 0.5508 | 6.3257 | -6.9582 | 19.1624 | 12 | -8.6705 | 26 | |||
2022-03-31 17:16:05 -0400 | 2022-03-29 | A | 24 | a | 50,951 | direct | 0.5508 | 6.3257 | -6.9582 | 19.1624 | 12 | -8.6705 | 26 | |||
2022-03-31 16:29:11 -0400 | 2022-03-29 | A | 1 | a | 10,870 | direct | 0.5508 | 6.3257 | -6.9582 | 19.1624 | 12 | -8.6705 | 26 | |||
2022-03-31 16:51:20 -0400 | 2022-03-29 | A | 6 | a | 21,216 | direct | 0.5508 | 6.3257 | -6.9582 | 19.1624 | 12 | -8.6705 | 26 | |||
2022-03-31 17:04:33 -0400 | 2022-03-29 | A | 1 | a | 8,079 | direct | 0.5508 | 6.3257 | -6.9582 | 19.1624 | 12 | -8.6705 | 26 | |||
2022-03-31 17:10:12 -0400 | 2022-03-29 | A | 13 | a | 132,554 | direct | 0.5508 | 6.3257 | -6.9582 | 19.1624 | 12 | -8.6705 | 26 | |||
2022-03-31 17:16:05 -0400 | 2022-03-29 | A | 1 | a | 50,927 | direct | 0.5508 | 6.3257 | -6.9582 | 19.1624 | 12 | -8.6705 | 26 | |||
2022-03-31 16:51:20 -0400 | 2022-03-29 | A | 1 | a | 21,210 | direct | 0.5508 | 6.3257 | -6.9582 | 19.1624 | 12 | -8.6705 | 26 | |||
2022-03-31 16:58:27 -0400 | 2022-03-29 | A | 17 | a | 18,460 | direct | 0.5508 | 6.3257 | -6.9582 | 19.1624 | 12 | -8.6705 | 26 | |||
2022-03-31 17:10:12 -0400 | 2022-03-29 | A | 1 | a | 132,541 | direct | 0.5508 | 6.3257 | -6.9582 | 19.1624 | 12 | -8.6705 | 26 | |||
2022-03-31 17:21:10 -0400 | 2022-03-29 | A | 7 | a | 9,101 | direct | 0.5508 | 6.3257 | -6.9582 | 19.1624 | 12 | -8.6705 | 26 | |||
2022-03-31 16:29:11 -0400 | 2022-03-29 | A | 4 | a | 10,874 | direct | 0.5508 | 6.3257 | -6.9582 | 19.1624 | 12 | -8.6705 | 26 | |||
2022-03-31 16:58:27 -0400 | 2022-03-29 | A | 1 | a | 18,443 | direct | 0.5508 | 6.3257 | -6.9582 | 19.1624 | 12 | -8.6705 | 26 | |||
2022-03-31 17:04:33 -0400 | 2022-03-29 | A | 3 | a | 8,082 | direct | 0.5508 | 6.3257 | -6.9582 | 19.1624 | 12 | -8.6705 | 26 |
* -
Code | Definition |
---|---|
A | Grant, award or other acquisition pursuant to Rule 16b-3(d) |
C | Conversion of derivative security |
D | Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) |
E | Expiration of short derivative position |
F | Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 |
G | Bona fide gift |
H | Expiration (or cancellation) of long derivative position with value received |
I | Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities |
J | Other acquisition or disposition |
L | Small acquisition under Rule 16a-6 |
M | Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 |
O | Exercise of out-of-the-money derivative security |
P | Open market or private purchase of non-derivative or derivative security |
S | Open market or private sale of non-derivative or derivative security |
U | Disposition pursuant to a tender of shares in a change of control transaction |
W | Acquisition or disposition by will or the laws of descent and distribution |
X | Exercise of in-the-money or at-the-money derivative security |
Z | Deposit into or withdrawal from voting trust |
Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers
Security | Date/Time | Rebate Rate | Fee Rate | Shares Available |
---|---|---|---|---|
LPL FINANCIAL HOLDINGS INC LPLA | 2022-05-27 12:45:03 UTC | 0.57 | 0.25 | 2000000 |
LPL FINANCIAL HOLDINGS INC LPLA | 2022-05-26 22:15:03 UTC | 0.57 | 0.25 | 2000000 |
LPL FINANCIAL HOLDINGS INC LPLA | 2022-05-26 21:45:03 UTC | 0.57 | 0.25 | 2000000 |
LPL FINANCIAL HOLDINGS INC LPLA | 2022-05-26 21:15:03 UTC | 0.57 | 0.25 | 2000000 |
LPL FINANCIAL HOLDINGS INC LPLA | 2022-05-26 20:45:03 UTC | 0.5591 | 0.2609 | 2000000 |
LPL FINANCIAL HOLDINGS INC LPLA | 2022-05-26 20:15:03 UTC | 0.5591 | 0.2609 | 2000000 |
LPL FINANCIAL HOLDINGS INC LPLA | 2022-05-26 19:45:03 UTC | 0.5591 | 0.2609 | 2000000 |
LPL FINANCIAL HOLDINGS INC LPLA | 2022-05-26 19:15:03 UTC | 0.5591 | 0.2609 | 2000000 |
LPL FINANCIAL HOLDINGS INC LPLA | 2022-05-26 18:45:04 UTC | 0.5585 | 0.2615 | 2000000 |
LPL FINANCIAL HOLDINGS INC LPLA | 2022-05-26 18:15:03 UTC | 0.5585 | 0.2615 | 2000000 |
LPL FINANCIAL HOLDINGS INC LPLA | 2022-05-26 17:45:03 UTC | 0.5585 | 0.2615 | 2000000 |
LPL FINANCIAL HOLDINGS INC LPLA | 2022-05-26 17:15:03 UTC | 0.5585 | 0.2615 | 2000000 |
LPL FINANCIAL HOLDINGS INC LPLA | 2022-05-26 16:45:04 UTC | 0.5579 | 0.2621 | 2000000 |
LPL FINANCIAL HOLDINGS INC LPLA | 2022-05-26 16:15:03 UTC | 0.5579 | 0.2621 | 2000000 |
LPL FINANCIAL HOLDINGS INC LPLA | 2022-05-26 15:45:03 UTC | 0.5579 | 0.2621 | 2000000 |
LPL FINANCIAL HOLDINGS INC LPLA | 2022-05-26 15:15:03 UTC | 0.5579 | 0.2621 | 2000000 |
LPL FINANCIAL HOLDINGS INC LPLA | 2022-05-26 14:45:03 UTC | 0.57 | 0.25 | 2000000 |
LPL FINANCIAL HOLDINGS INC LPLA | 2022-05-26 14:15:03 UTC | 0.57 | 0.25 | 2000000 |
LPL FINANCIAL HOLDINGS INC LPLA | 2022-05-26 13:45:05 UTC | 0.57 | 0.25 | 2000000 |
LPL FINANCIAL HOLDINGS INC LPLA | 2022-05-26 13:15:03 UTC | 0.57 | 0.25 | 2000000 |
Holder | Issuer | Net Short Position | Position Date | Origin |
---|---|---|---|---|
AGF Investments Trust- AGFIQ U.S. Market Neutral Value Fund | LPLA | -37.0 shares, $-2836.79 | 2020-09-30 | N-PORT |
AGF Investments Trust- AGFIQ Hedged Dividend Income Fund | LPLA | -57.0 shares, $-10412.76 | 2022-03-31 | N-PORT |