Apollo Endosurgery Inc (APEN)

Sector:
HEALTH CARE
Industry:
BIOTECHNOLOGY & LIFE SCIENCES
SIC:
SURGICAL & MEDICAL INSTRUMENTS & APPARATUS
CEO:
Todd Newton
Employees:
215
1120 SOUTH CAPITAL OF, TX HWY, BUILDING 1 SUITE 300, AUSTIN, TX 78746
512-279-5100

Apollo Endosurgery, Inc. develops medical devices. It offers medical devices for bariatric and gastrointestinal procedures. The firm's brands include Orbera, Lap-band SYSTEM and OverStitch. The company was founded by Christopher J. Gostout in 2006 and is headquartered in Austin, TX.

Data derived from most recent annual or quarterly report
Market Cap 159.301 Million Shares Outstanding28.703 Million Avg 30-day Volume 348.476 Thousand
P/E Ratio0.0 Dividend Yield0.0 EPS-0.23
Price to Revenue3.2967 Debt to Equity22.2259 EBITDA-7.125 Million
Price to Book Value55.3577 Operating Margin-28.4883 Enterprise Value177.067 Million
Current Ratio4.438 EPS Growth0.589 Quick Ratio3.269
1 Yr BETA 1.5456 52-week High/Low 10.39 / 3.9 Profit Margin-37.5241
Operating Cash Flow Growth26.9721 Altman Z-Score-3.1922 Free Cash Flow to Firm -14.347 Million
View SEC Filings from APEN instead.

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Funds Holding APEN (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding APEN BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

GAGNON NEIL

  • 10% Owner
1,971,137 2021-10-15 9

CPMG INC

3,878,742 2021-10-15 1

MCGAUGHY R KENT JR

3,878,742 2021-10-15 1

MCKHANN CHAS PRESIDENT AND CEO

  • Officer
  • Director
643,826 2021-08-18 4

BLACK JEFFREY G. CHIEF FINANCIAL OFFICER

  • Officer
400,000 2021-08-09 2

CAVANAUGH STEFANIE L. CFO, TREASURER, SECRETARY

  • Officer
95,998 2021-07-07 2

BARR JOHN R

  • Director
80,982 2021-06-17 2

SHIMER JULIE ANN

  • Director
79,762 2021-06-17 1

ANDERSON RICK D

  • Director
  • 10% Owner
58,836 2021-06-17 1

MCCLELLAN WILLIAM D. JR.

  • Director
91,407 2021-06-17 1

PACITTI DAVID

  • Director
68,598 2021-06-17 3

SCHWARTZHOFF BRET VP, US SALES & MARKETING

  • Officer
288,678 2021-03-10 1

GOSTOUT CHRISTOPHER J. CHIEF MEDICAL OFFICER

  • Officer
318,775 2021-03-10 1

MOLESPHINI JOHN J EVP, OPERATIONS

  • Officer
234,448 2021-03-10 1

NEWTON TODD CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
412,306 2021-01-05 0

PTV SCIENCES II L P

PTV IV, L.P.

PTV SPECIAL OPPORTUNITIES I, L.P.

PINTO TECHNOLOGY VENTURES GP II, L.P.

PTV GP IV, L.P.

PTV GP SO I, L.P.

PINTO TV GP CO LLC

PTV GP III MANAGEMENT, LLC

  • 10% Owner
No longer subject to file 2020-10-30 0

CRAWFORD MATTHEW S

  • 10% Owner
No longer subject to file 2020-10-30 0

TRAWEEK JAMES W JR

1,329,512 2020-01-02 0

STONEPINE CAPITAL, L.P.

  • 10% Owner
No longer subject to file 2019-08-12 0

MEELIA RICHARD J

  • Director
11,367 2018-02-28 0

PTV SCIENCES II L P

PTV SPECIAL OPPORTUNITIES I, L.P.

PTV EVERGREEN FUND, L.P.

PINTO TECHNOLOGY VENTURES GP II, L.P.

PTV GP IV, L.P.

PTV GP SO I, L.P.

PTV GP EVERGREEN, L.P.

PINTO TV GP CO LLC

PTV GP III MANAGEMENT, LLC

PTV IV, L.P.

  • 10% Owner
4,152,463 2017-11-15 0

MCWILLIAMS DENNIS L. PRESIDENT, CCO

  • Officer
96,051 2017-09-15 0

PTV SCIENCES II L P

PTV IV, L.P.

PTV SPECIAL OPPORTUNITIES I, L.P.

ANDERSON RICK D

CRAWFORD MATTHEW S

PTV EVERGREEN FUND, L.P.

  • Director
  • 10% Owner
5,243,372 2017-07-25 1

NOVO HOLDINGS A/S

  • 10% Owner
No longer subject to file 2017-07-24 0

TRIBIE CHARLES EXEC VP OF OPS

  • Officer
894 2017-05-25 0

KISNER DANIEL L

  • Director
No longer subject to file 2016-12-29 0

MATHEWS CHARLES

  • Director
No longer subject to file 2016-12-29 0

ROBERTSON BRUCE C

  • Director
0 2016-12-29 0

PETREE DANIEL H

  • Director
No longer subject to file 2016-12-29 0

SWORTWOOD DONALD

  • Director
No longer subject to file 2016-12-29 0

ATKINSON GARY J G CEO AND CFO

  • Officer
No longer subject to file 2016-12-29 0

PTV SCIENCES II L P

PTV IV, L.P.

PTV SPECIAL OPPORTUNITIES I, L.P.

ANDERSON RICK D

CRAWFORD MATTHEW S

  • Director
  • 10% Owner
0 2016-12-29 0

FERRELL JEFFREY

  • Director
No longer subject to file 2016-12-29 0

NIELSEN JACK

  • Director
0 2016-12-29 0

REMEDITEX VENTURES LLC

  • 10% Owner
0 2016-12-29 0

CREECY JOHN W

  • Director
0 2016-12-29 0

H.I.G. VENTURES - ENDOSURGERY, LLC

  • 10% Owner
0 2016-12-29 0

PAGGIARINO DARIO A. CHIEF DEVELOPMENT OFFICER

  • Officer
0 2016-02-16 0

WOODNUTT GARY CHIEF SCIENTIFIC OFFCER

  • Officer
0 2016-02-16 0

LACK MICHAEL INTERIM CEO

  • Officer
0 2014-11-03 0

HBM HEALTHCARE INVESTMENTS (CAYMAN) LTD.

  • 10% Owner
2,780,836 2014-09-26 0

PANCOAST SCOTT R PRESIDENT & CEO

  • Officer
  • Director
116,435 2014-08-19 0

SABBADINI ROGER ALLEN VP & CHIEF SCIENTIFIC OFFICER

  • Officer
0 2012-03-14 0

BARCLAYS PLC

  • 10% Owner
No longer subject to file 2011-01-03 0

BENDER JOHN F SENIOR VP-RESEARCH & DEVELOP.

  • Officer
0 2008-09-24 0

GARLAND WILLIAM A VP - DRUG DEVELOPMENT

  • Officer
50,000 2008-09-22 0

LEHMAN BROTHERS HOLDINGS INC

  • 10% Owner
13,026,364 2008-08-13 0

HANSEN GENEVIEVE VICE PRESIDENT, RESEARCH

  • Officer
0 2007-11-20 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
APOLLO ENDOSURGERY INC APEN 2022-01-21 22:15:03 UTC -0.2277 0.2977 1300000
APOLLO ENDOSURGERY INC APEN 2022-01-21 21:45:03 UTC -0.2277 0.2977 1300000
APOLLO ENDOSURGERY INC APEN 2022-01-21 21:15:03 UTC -0.2277 0.2977 1300000
APOLLO ENDOSURGERY INC APEN 2022-01-21 20:45:03 UTC -0.2277 0.2977 1300000
APOLLO ENDOSURGERY INC APEN 2022-01-21 20:15:03 UTC -0.2277 0.2977 1300000
APOLLO ENDOSURGERY INC APEN 2022-01-21 19:45:03 UTC -0.2277 0.2977 1300000
APOLLO ENDOSURGERY INC APEN 2022-01-21 19:15:03 UTC -0.2277 0.2977 1300000
APOLLO ENDOSURGERY INC APEN 2022-01-21 18:45:03 UTC -0.2277 0.2977 1300000
APOLLO ENDOSURGERY INC APEN 2022-01-21 18:15:03 UTC -0.2277 0.2977 1300000
APOLLO ENDOSURGERY INC APEN 2022-01-21 17:45:03 UTC -0.2277 0.2977 1300000
APOLLO ENDOSURGERY INC APEN 2022-01-21 17:15:03 UTC -0.2277 0.2977 1300000
APOLLO ENDOSURGERY INC APEN 2022-01-21 16:45:03 UTC -0.2277 0.2977 1300000
APOLLO ENDOSURGERY INC APEN 2022-01-21 16:15:03 UTC -0.2277 0.2977 1300000
APOLLO ENDOSURGERY INC APEN 2022-01-21 15:45:03 UTC -0.2277 0.2977 1300000
APOLLO ENDOSURGERY INC APEN 2022-01-21 15:15:03 UTC -0.2277 0.2977 1300000
APOLLO ENDOSURGERY INC APEN 2022-01-21 14:45:03 UTC -0.2277 0.2977 1300000
APOLLO ENDOSURGERY INC APEN 2022-01-21 14:15:03 UTC -0.2277 0.2977 1300000
APOLLO ENDOSURGERY INC APEN 2022-01-21 13:45:03 UTC -0.2567 0.3267 1300000
APOLLO ENDOSURGERY INC APEN 2022-01-21 13:15:03 UTC -0.2567 0.3267 1300000
APOLLO ENDOSURGERY INC APEN 2022-01-21 12:45:03 UTC -0.2567 0.3267 1300000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

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