Medley Management Inc (MDLM)

FINANCE: CORPORATE FINANCE
SIC: INVESTMENT ADVICE

100 PARK AVE NEW YORK, NY 10017

Medley is an alternative asset management firm offering yield solutions to retail and institutional investors. Medley's national direct origination franchise is a premier provider of capital to the middle market in the U.S. Medley has $3.4 billionof assets under management in two business development companies, Medley Capital Corporation and Sierra Income Corporation, and several private investment vehicles. Over the past 18 years, Medley has provided capital to over 400 companies across 35 industries in North America.

Data as of 2021-10-17 10:04:56 -0400
Market Cap612 Shares Outstanding3.062 Million Avg 30-day Volume4.285 Thousand
P/E Ratio Dividend Yield EPS
Price/Sales Debt to Equity EBITDA
Price to Book Value0.0 Forward PE Enterprise Value
Total Cash Current Debt Gross Profit
BETA 52-week High/Low2.51 / 0.0002 Next Earnings Date Price to Cash FLow (P/CF) -0.1268
Data provided by IEX Cloud
View SEC Filings from MDLM instead.

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Funds Holding MDLM (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding MDLM BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

TAUBE ANGELIC DIAZ

  • 10% Owner
No longer subject to file 2021-05-12 9

CROWE DEAN CHRISTOPHER PRESIDENT

  • Officer
34,543 2021-05-03 1

DAVID RICHARDS COO AND CHIEF CREDIT OFFICER

  • Officer
10,000 2021-05-03 1

LIAO HOWARD CEO & CHIEF INVESTMENT OFFICER

  • Officer
65,792 2021-05-03 1

KRAVITZ PETER

  • Director
0 2021-02-09 1

TAUBE BROOK CO-CEO AND CIO

  • Officer
  • Director
  • 10% Owner
999,999 2021-01-19 1

SANDY POINT LLC

  • 10% Owner
999,999 2021-01-19 1

FREEDOM 2021 LLC CO-CEO AND CIO

  • Officer
  • Director
  • 10% Owner
450,000 2021-01-19 2

TAUBE SETH CO-CEO AND CIO

  • Officer
  • Director
  • 10% Owner
450,000 2021-01-17 1

SETH & ANGIE TAUBE TRUST

  • FORMER 10% OWNER
No longer subject to file 2021-01-17 1

ALLORTO RICHARD T JR CHIEF FINANCIAL OFFICER

  • Officer
192,977 2021-01-15 1

DYETT JOHN

  • Director
0 2020-08-20 0

LEEDS JEFFREY T

  • Director
No longer subject to file 2020-08-11 0

FREDERICKS JOHN D. GENERAL COUNSEL AND SECRETARY

  • Officer
0 2020-07-06 0

ROUNSAVILLE GUY JR

  • Director
38,125 2020-05-29 0

EATON JAMES GEORGE

  • Director
57,356 2020-05-29 0

JAM PARTNERS, L.P.

JACOBS ASSET MANAGEMENT, LLC

JACOBS SY

JAM MANAGERS, LLC

  • 10% Owner
No longer subject to file 2019-07-29 0

JACOBS ASSET MANAGEMENT, LLC

JAM PARTNERS, L.P.

JACOBS SY

  • 10% Owner
695,415 2018-11-28 0

RYAN PHILIP K

  • Director
No longer subject to file 2017-03-17 0

MANGROVE PARTNERS MASTER FUND, LTD.

MANGROVE PARTNERS FUND (CAYMAN), LTD.

MANGROVE PARTNERS FUND, L.P.

MANGROVE CAPITAL

AUGUST NATHANIEL H.

MANGROVE PARTNERS

555,542 2016-08-23 0

AMERICAN FINANCIAL GROUP INC

  • 10% Owner
579,100 2016-05-12 0

TONKEL JEFFREY B. PRESIDENT

  • Officer
  • Director
0 2014-09-24 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
MEDLEY MANAGEMENT INC - A MDLM 2021-10-22 22:15:03 UTC -59.1216 59.1916 100000
MEDLEY MANAGEMENT INC - A MDLM 2021-10-22 21:45:03 UTC -59.1216 59.1916 100000
MEDLEY MANAGEMENT INC - A MDLM 2021-10-22 21:15:03 UTC -59.1216 59.1916 100000
MEDLEY MANAGEMENT INC - A MDLM 2021-10-22 20:45:03 UTC -59.1216 59.1916 100000
MEDLEY MANAGEMENT INC - A MDLM 2021-10-22 20:15:03 UTC -59.1216 59.1916 100000
MEDLEY MANAGEMENT INC - A MDLM 2021-10-22 19:45:03 UTC -59.1216 59.1916 100000
MEDLEY MANAGEMENT INC - A MDLM 2021-10-22 19:15:03 UTC -59.1216 59.1916 100000
MEDLEY MANAGEMENT INC - A MDLM 2021-10-22 18:45:03 UTC -59.1216 59.1916 100000
MEDLEY MANAGEMENT INC - A MDLM 2021-10-22 18:15:03 UTC -59.1216 59.1916 100000
MEDLEY MANAGEMENT INC - A MDLM 2021-10-22 17:45:03 UTC -59.1216 59.1916 100000
MEDLEY MANAGEMENT INC - A MDLM 2021-10-22 17:15:03 UTC -59.1216 59.1916 100000
MEDLEY MANAGEMENT INC - A MDLM 2021-10-22 16:45:03 UTC -59.1216 59.1916 100000
MEDLEY MANAGEMENT INC - A MDLM 2021-10-22 16:15:04 UTC -59.1216 59.1916 100000
MEDLEY MANAGEMENT INC - A MDLM 2021-10-22 15:45:03 UTC -59.1216 59.1916 100000
MEDLEY MANAGEMENT INC - A MDLM 2021-10-22 15:15:03 UTC -59.1216 59.1916 100000
MEDLEY MANAGEMENT INC - A MDLM 2021-10-22 14:45:03 UTC -58.1046 58.1746 100000
MEDLEY MANAGEMENT INC - A MDLM 2021-10-22 14:15:03 UTC -58.1046 58.1746 100000
MEDLEY MANAGEMENT INC - A MDLM 2021-10-22 13:45:03 UTC -58.1046 58.1746 100000
MEDLEY MANAGEMENT INC - A MDLM 2021-10-22 13:15:03 UTC -58.1046 58.1746 100000
MEDLEY MANAGEMENT INC - A MDLM 2021-10-22 12:45:03 UTC -58.1046 58.1746 100000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

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