M III Acquisition Corp (MIIIU1)

Sector:
FINANCE
Industry:
CORPORATE FINANCE
SIC:
BLANK CHECKS
3 COLUMBUS CIRCLE NEW YORK, NY 10019

*** This stock is shown as delisted in our database. *** If you think this isn't correct then please let us know

M III Acquisition Corp. operates as a special purpose acquisition company. The Company aims to acquire one or more businesses and assets, via a merger, capital stock exchange, asset acquisition, stock purchase, and reorganization. M III Acquisition focuses on acquiring businesses based in North America that engages in the financial and healthcare services and industrials sectors.

View SEC Filings from MIIIU1 instead.

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Funds Holding MIIIU1 (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding MIIIU1 BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

MONTGOMERY TERENCE R

  • Director
67,337 2020-09-08 0

MOERBEEK PETER J CHIEF FINANCIAL OFFICER

  • Officer
76,429 2020-08-20 0

MELMAN GIL GENERAL COUNSEL

  • Officer
123,739 2020-06-03 0

ROEHM JOHN PAUL PRESIDENT AND CEO

  • Officer
  • Director
524,973 2020-06-03 0

HUMMER BRIAN EVP, OPERATIONS

  • Officer
113,952 2020-06-03 0

HANSON CHRISTOPHER EVP, WIND OPERATIONS

  • Officer
128,088 2020-06-03 0

SHAH BHARAT CHIEF ACCOUNTING OFFICER

  • Officer
74,591 2020-06-03 0

STOECKER MICHAEL CHIEF OPERATING OFFICER

  • Officer
164,105 2020-06-03 0

OAKTREE CAPITAL GROUP, LLC

OAKTREE CAPITAL GROUP HOLDINGS GP, LLC

OAKTREE CAPITAL MANAGEMENT LP

OAKTREE HOLDINGS, INC.

OCM FIE, LLC

  • Director
  • 10% Owner
10,394,933 2020-03-26 0

ARES MANAGEMENT LLC

ARES MANAGEMENT HOLDINGS L.P.

ARES HOLDCO LLC

ARES HOLDINGS INC.

ARES MANAGEMENT CORP

ARES MANAGEMENT GP LLC

ARES VOTING LLC

ARES PARTNERS HOLDCO LLC

  • Director
  • 10% Owner
40,135 2020-03-26 0

MEGHJI MOHSIN Y

  • Director
1,270,144 2020-03-26 0

SCHAPIRO IAN

  • Director
0 2020-03-26 0

GLANVILL DEREK

  • Director
99,768 2020-03-26 0

JONNA PETER JOSEPH

  • Director
34,529 2020-03-26 0

EBER JOHN

  • Director
54,614 2020-03-26 0

UNDERWOOD MATTHEW PHILIP

  • Director
0 2020-03-26 0

ARES SPECIAL SITUATIONS FUND IV, L.P.

ASSF OPERATING MANAGER IV, L.P.

ASOF HOLDINGS I, L.P.

ASOF INVESTMENT MANAGEMENT LLC

ARES MANAGEMENT LLC

ARES MANAGEMENT HOLDINGS L.P.

ARES HOLDCO LLC

ARES HOLDINGS INC.

ARES MANAGEMENT CORP

ARES VOTING LLC

  • 10% Owner
0 2019-11-14 0

INFRASTRUCTURE & ENERGY ALTERNATIVES, LLC

OAKTREE POWER OPPORTUNITIES FUND III DELAWARE, L.P.

OAKTREE FUND GP, LLC

OAKTREE FUND GP I, L.P.

OAKTREE CAPITAL I, L.P.

OCM HOLDINGS I, LLC

OAKTREE HOLDINGS, LLC

OAKTREE CAPITAL GROUP, LLC

  • Director
  • 10% Owner
19,124 2019-11-14 0

ARES MANAGEMENT GP LLC

ARES PARTNERS HOLDCO LLC

  • 10% Owner
0 2019-11-14 0

LAYMAN ANDREW DEAN CHIEF FINANCIAL OFFICER

  • Officer
142,906 2019-06-03 0

GARNER CHARLES HUGH FARKAS

  • Director
123,883 2019-05-24 0

OAKTREE CAPITAL GROUP, LLC

OAKTREE CAPITAL GROUP HOLDINGS GP, LLC

OAKTREE POWER OPPORTUNITIES FUND III DELAWARE, L.P.

OAKTREE FUND GP, LLC

OAKTREE FUND GP I, L.P.

OAKTREE CAPITAL I, L.P.

OCM HOLDINGS I, LLC

OAKTREE HOLDINGS, LLC

  • Director
  • 10% Owner
20,000 2019-05-20 0

OT POF IEA PREFERRED B AGGREGATOR, L.P.

OT POF IEA PREFERRED B AGGREGATOR GP LLC

OAKTREE POWER OPPORTUNITIES FUND III DELAWARE, L.P.

OAKTREE FUND GP, LLC

OAKTREE FUND GP I, L.P.

OAKTREE CAPITAL I, L.P.

OCM HOLDINGS I, LLC

OAKTREE HOLDINGS, LLC

OAKTREE CAPITAL GROUP, LLC

OAKTREE CAPITAL GROUP HOLDINGS GP, LLC

  • Director
  • 10% Owner
20,000 2019-05-20 0

ROEHM JOHN PAUL PRESIDENT, CEO AND DIRECTOR

ROEHM JOHN PAUL PRESIDENT, CEO AND DIRECTOR

  • Officer
  • Director
93,125 2019-03-26 0

OAKTREE CAPITAL MANAGEMENT LP

OCM FIE, LLC

OAKTREE HOLDINGS, INC.

  • Director
  • 10% Owner
18,926 2018-12-31 0

OAKTREE CAPITAL GROUP, LLC

OAKTREE CAPITAL GROUP HOLDINGS GP, LLC

  • Director
  • 10% Owner
10,447,426 2018-12-31 0

INFRASTRUCTURE & ENERGY ALTERNATIVES, LLC

OAKTREE POWER OPPORTUNITIES FUND III DELAWARE, L.P.

OAKTREE FUND GP, LLC

OAKTREE FUND GP I, L.P.

OAKTREE CAPITAL I, L.P.

OCM HOLDINGS I, LLC

OAKTREE HOLDINGS, LLC

OAKTREE CAPITAL GROUP, LLC

OAKTREE CAPITAL GROUP HOLDINGS GP, LLC

  • 10% Owner
10,327,000 2018-06-05 0

MEGHJI MOHSIN Y

M III SPONSOR I LLC

M III ACQUISITION PARTNERS I LLC

  • Director
  • 10% Owner
1,400,492 2018-03-26 0

M III SPONSOR I LP

M III ACQUISITION PARTNERS I CORP.

  • 10% Owner
No longer subject to file 2018-03-26 0

KASSIN PHILIP

  • Director
0 2018-03-26 0

PAPPANO CHRISTOPHER J

  • Director
0 2017-07-25 0

MEGHJI MOHSIN Y SEE REMARKS

M III SPONSOR I LP

M III ACQUISITION PARTNERS I CORP.

M III SPONSOR I LLC

M III ACQUISITION PARTNERS I LLC

  • Officer
  • Director
  • 10% Owner
  • SPONSOR TO ISSUERGENERAL PARTNER OF SPONSORSPONSOR TO ISSUERMANAGING MEMBER OF SPONSOR
4,050,000 2016-08-22 0

FARKAS ANDREW L

  • Director
0 2016-07-06 0

HOOD OSBERT MARTIN

  • Director
20,000 2016-07-06 0

LUNAT SULEMAN SEE REMARKS

  • Officer
0 2016-07-06 0

GRIFFITH BRIAN JOSEPH CHIEF FINANCIAL OFFICER

  • Officer
0 2016-07-06 0

MARBER PHILIP ANDREW

  • Director
20,000 2016-07-06 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

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