NCZ 13F Hedge Fund and Asset Management Owners

Funds Holding NCZ (via 13F filings)

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Market Value:

Ranking:

% of portfolio

*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding NCZ BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

10 Thousand total shares from 1 transactions

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name	Type	Last Reported Shares Held	Last Reported Date	Filings in past year
ZINO BRIAN T	Director	0	2022-01-01	2
AYLWARD GEORGE R PRESIDENT AND CEO	Officer Director	10,049	2021-12-21	2
MACLEOD JAMES S	Director	20,798	2021-10-01	1
SMIRL RICHARD W EVP	Officer	0	2021-06-22	1
DRUMMOND F FORD	Director	1,938	2021-04-29	1
RAPPAPORT ALAN	Director	2,000	2021-04-27	1
MCLOUGHLIN PHILIP R	Director	0	2021-02-01	1
WALTMAN FRANCIS G EVP	Officer	0	2021-02-01	1
BRADLEY WILLIAM PATRICK III EVP, CFO AND TREASURER	Officer	0	2021-02-01	1
PUSHPAHARAN GEM	AFFILIATED PERSON	0	2019-08-26	0
VIGGIANO JOHN	AFFILIATED PERSON	0	2019-08-26	0
COGAN SARAH E	Director	2,000	2019-08-21	0
UBS GROUP AG	10% Owner	1,214	2019-06-17	0
HOLT ERICK	Director	0	2017-12-12	0
RUCKMAN CRAIG ASSISTANT SECRETARY	Officer	0	2017-12-12	0
MILDNER HEIKO	AFFILIATED PERSON	0	2017-01-01	0
THOMPSON KATHLEEN C.	AFFILIATED PERSON	0	2017-01-01	0
PARKER JEFFREY D	SEE REMARKS	0	2016-06-16	0
GRAU WILLIAM	SEE REMARKS	0	2016-01-01	0
EU DOUGLAS	SEE REMARKS	0	2016-01-01	0
BORREGGINE ANGELA ASSISTANT SECRETARY	Officer	0	2015-12-10	0
RUBANO DEBRA ASSISTANT SECRETARY	Officer	0	2015-12-10	0
KUMAR SATYA	SEE REMARKS	0	2015-10-01	0
CARLINO GIORGIO	SEE REMARKS	0	2015-10-01	0
SCOON DAVEY	Director	0	2015-06-02	0
BONANNO PETER	AFFILIATED PERSON	0	2014-12-01	0
UBS AG	10% Owner	5,636	2014-10-24	0
BARLING JAMES	AFFILIATED PERSON	0	2014-06-20	0
BENGTSON-OLIVIERI ERIN	AFFILIATED PERSON	0	2014-04-24	0
JOBSON DAVID	AFFILIATED PERSON	0	2014-02-14	0
KING SUSAN M	AFFILIATED PERSON	0	2013-12-17	0
FRANK UDO	AFFILIATED PERSON	0	2013-07-02	0
HARTER THOMAS L CHIEF COMPLIANCE OFFICER	Officer	0	2013-06-26	0
KOO PAUL	AFFILIATED PERSON	0	2013-02-04	0
OWEN DAVID C.	AFFILIATED PERSON	0	2013-02-04	0
ROHWEDER HEROLD	AFFILIATED PERSON	0	2013-01-24	0
ALLIANZ GLOBAL INVESTORS U.S. HOLDINGS LLC	AFFILIATED ENTITY	0	2013-01-01	0
SLUYTERS JULIAN	AFFILIATED PERSON	0	2012-10-25	0
LOHRFINK JILL	AFFILIATED PERSON	0	2012-04-30	0
TOWNSEND CHRISTOPHER	AFFILIATED PERSON	0	2012-02-20	0
CARROLL JOHN	AFFILIATED PERSON	0	2012-02-20	0
OLIVER THOMAS W JR	AFFILIATED PERSON	0	2011-11-11	0
SCHREIBER MARY ANN	AFFILIATED PERSON	0	2011-04-01	0
MARINO GERARD	AFFILIATED PERSON	0	2011-03-10	0
MIGLIORI SCOTT	AFFILIATED PERSON	0	2011-03-10	0
GAFFNEY BRIAN J.	AFFILIATED PERSON	0	2011-03-10	0
SEXAUER STEPHEN	AFFILIATED PERSON	0	2011-03-10	0
ZOULLAS DEBORAH A	Director	0	2011-03-07	0
DZEMAILI ORHAN ASSISTANT TREASURER	Officer	0	2011-01-14	0
GALLAGHER BRADFORD K	Director	0	2010-09-21	0
FISCHER BEN J	AFFILIATED PERSON	0	2010-08-25	0
ALLIANZ GLOBAL INVESTORS CAPITAL LLC	INVESTMENT ADVISER	0	2010-08-25	0
MULLEN GEOFFREY G.	AFFILIATED PERSON	0	2010-08-25	0
BANK OF AMERICA CORP /DE/ MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	10% Owner	0	2010-02-03	0
JACOBSON JAMES A	Director	0	2009-12-14	0
PISANO ALBERT A	AFFILIATED PERSON	0	2008-10-01	0
WUSSOW DEBORAH A	AFFILIATED PERSON	0	2008-09-23	0
WHISTEN SCOTT ASSISTANT TREASURER	Officer	0	2008-07-14	0
TAYLOR DIANA L	Director	0	2008-06-10	0
RICH KATHERINE A.	AFFILIATED PERSON	0	2008-05-16	0
COCHRAN RICHARD J ASSISTANT TREASURER	Officer	0	2008-04-28	0
JOHN MATTHEW E	AFFILIATED PERSON	500	2008-03-11	0
CLAUSSEN BARBARA R	AFFILIATED PERSON	0	2007-01-30	0
HEALEY WILLIAM V ASSISTANT SECRETARY	Officer	0	2006-12-12	0
KIRK RICHARD H ASSISTANT SECRETARY	Officer	0	2006-12-12	0
CHAPMAN KATHLEEN A ASSISTANT SECRETARY	Officer	0	2006-12-12	0
OGDEN WILLIAM B IV	Director	0	2006-09-12	0
MCCRAW JOHN	EXECUTIVE COMMITTEE	0	2006-04-20	0
KOEPFGEN BRUCE L	AFFILIATED PERSON	0	2005-08-03	0
GUIA YOUSE CHIEF COMPLIANCE OFFICER	Officer	0	2005-03-03	0
BELICA PAUL	Director	0	2003-12-16	0

Insider Transactions Last 60 Days

Reporting Owners	Filing Date	Trans Date	Trans Code	Shares	Share Price	Acquired Disposed	Shares Owned after	D/I	10b5	Perf 1d*	Perf 5d*	Perf 1m*	Max Gain	Max Gain Days	Max Loss	Max Loss Days
AYLWARD GEORGE R - Director - Officer PRESIDENT AND CEO	2021-12-22 16:11:05 -0500	2021-12-21	P	10,049	$4.98	a	10,049	direct		-0.7782	-0.7782		0.0	1	-1.1673	3

* -

Transaction Code Definitions
Code	Definition
A	Grant, award or other acquisition pursuant to Rule 16b-3(d)
C	Conversion of derivative security
D	Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E	Expiration of short derivative position
F	Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G	Bona fide gift
H	Expiration (or cancellation) of long derivative position with value received
I	Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J	Other acquisition or disposition
L	Small acquisition under Rule 16a-6
M	Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O	Exercise of out-of-the-money derivative security
P	Open market or private purchase of non-derivative or derivative security
S	Open market or private sale of non-derivative or derivative security
U	Disposition pursuant to a tender of shares in a change of control transaction
W	Acquisition or disposition by will or the laws of descent and distribution
X	Exercise of in-the-money or at-the-money derivative security
Z	Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security	Date/Time	Rebate Rate	Fee Rate	Shares Available
VIRTUS ALLIANZGI CN & INC II NCZ	2022-01-28 15:45:04 UTC	-5.0512	5.1212	750000
VIRTUS ALLIANZGI CN & INC II NCZ	2022-01-28 15:15:03 UTC	-5.0512	5.1212	750000
VIRTUS ALLIANZGI CN & INC II NCZ	2022-01-28 14:45:03 UTC	-5.3516	5.4216	750000
VIRTUS ALLIANZGI CN & INC II NCZ	2022-01-28 14:15:03 UTC	-5.3516	5.4216	750000
VIRTUS ALLIANZGI CN & INC II NCZ	2022-01-28 13:45:03 UTC	-5.3516	5.4216	750000
VIRTUS ALLIANZGI CN & INC II NCZ	2022-01-28 13:15:03 UTC	-5.3516	5.4216	750000
VIRTUS ALLIANZGI CN & INC II NCZ	2022-01-28 12:45:03 UTC	-5.3516	5.4216	750000
VIRTUS ALLIANZGI CN & INC II NCZ	2022-01-27 22:15:03 UTC	-5.3516	5.4216	750000
VIRTUS ALLIANZGI CN & INC II NCZ	2022-01-27 21:45:03 UTC	-5.3516	5.4216	750000
VIRTUS ALLIANZGI CN & INC II NCZ	2022-01-27 21:15:03 UTC	-5.3516	5.4216	750000
VIRTUS ALLIANZGI CN & INC II NCZ	2022-01-27 20:45:03 UTC	-5.3516	5.4216	750000
VIRTUS ALLIANZGI CN & INC II NCZ	2022-01-27 20:15:04 UTC	-5.3516	5.4216	750000
VIRTUS ALLIANZGI CN & INC II NCZ	2022-01-27 19:45:03 UTC	-5.3516	5.4216	750000
VIRTUS ALLIANZGI CN & INC II NCZ	2022-01-27 19:15:03 UTC	-5.3516	5.4216	750000
VIRTUS ALLIANZGI CN & INC II NCZ	2022-01-27 18:45:03 UTC	-5.3516	5.4216	750000
VIRTUS ALLIANZGI CN & INC II NCZ	2022-01-27 18:15:03 UTC	-5.3516	5.4216	750000
VIRTUS ALLIANZGI CN & INC II NCZ	2022-01-27 17:45:03 UTC	-5.3516	5.4216	750000
VIRTUS ALLIANZGI CN & INC II NCZ	2022-01-27 17:15:03 UTC	-5.3516	5.4216	750000
VIRTUS ALLIANZGI CN & INC II NCZ	2022-01-27 16:45:03 UTC	-5.8265	5.8965	750000
VIRTUS ALLIANZGI CN & INC II NCZ	2022-01-27 16:15:03 UTC	-5.8265	5.8965	750000

Current Active Short Positions

Holder	Issuer	Net Short Position	Position Date	Origin

Virtus AllianzGI Convertible & Inc Fd YCharts
Yahoo! Finance	finviz
SEC Web Site	SEC DEF 14A Filings

Virtus AllianzGI Convertible & Inc Fd (NCZ)