Nasdaq Inc (NDAQ)

FINANCE: CORPORATE FINANCE
SIC: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES

151 W. 42ND STREET NEW YORK, NY 10036

Nasdaq is a leading provider of trading, clearing, exchange technology, listing, information and public company services across six continents. Through its diverse portfolio of solutions, Nasdaq enables customers to plan, optimize and execute their business vision with confidence, using proven technologies that provide transparency and insight for navigating today's global capital markets. As the creator of the world's first electronic stock market, its technology powers more than 70 marketplaces in 50 countries, and 1 in 10 of the world's securities transactions. Nasdaq is home to more than 3,500 listed companies with a market value of over $9.1 trillion and more than 10,000 corporate clients.

Data as of 2021-03-06 09:41:05 -0500
Market Cap23.846 Billion Shares Outstanding164.796 Million Avg 30-day Volume724.53 Thousand
P/E Ratio25.55834 Dividend Yield1.333 EPS5.59
Price/Sales4.05 Debt to Equity2.79 EBITDA1.587 Billion
Price to Book Value3.54 Forward PE21.87 Enterprise Value25.586 Billion
Total Cash2.745 Billion Current Debt4.924 Billion Gross Profit2.903 Billion
BETA1.0768 52-week High/Low145.83 / 70.83 Next Earnings Date2021-01-27 Price to Cash FLow (P/CF) -9999999.0
Data provided by IEX Cloud
View SEC Filings from NDAQ instead.
Q4 2020 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 3 3 0.0% 1 (0.06%) 2 (0.12%) -50.0%
Funds Holding: 558 567 -1.59% 97 (5.83%) 115 (7.16%) -15.65%
13F shares: 123.064 Million 121.601 Million 1.2% 24.931 Million 24.737 Million 0.78%
% Ownership 75.0219 74.13 1.2% 15.1982 15.08 0.78%
New Positions: 70 85 -17.65% 12 33 -63.64%
Increased Positions 200 203 -1.48% 38 41 -7.32%
Closed Positions 69 39 76.92% 30 13 130.77%
Reduced Positions 208 180 15.56% 38 32 18.75%
Total Calls 2.364 Million 2.39 Million -1.09% 202.8 Thousand 135 Thousand 50.22%
Total Puts 297.026 Thousand 632.028 Thousand -53.0% 73.725 Thousand 78 Thousand -5.48%
PUT/CALL Ratio 0.13 0.26 -50.0% 0.36 0.58 -37.93%
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Our Other Reporting & Analysis

Funds Holding NDAQ (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding NDAQ BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

35.8 Thousand total shares from 10 transactions

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

PETERSON BRADLEY J EXECUTIVE VICE PRESIDENT

  • Officer
 22,298 2021-02-23 10

FRIEDMAN ADENA T PRESIDENT AND CEO

  • Officer
  • Director
 663,638 2021-02-23 2

OTTERSGARD LARS EXECUTIVE VICE PRESIDENT

  • Officer
 16,193 2021-02-23 4

GRIGGS PC NELSON EXECUTIVE VICE PRESIDENT

  • Officer
 29,765 2021-02-23 7

DENNISON ANN M CONTROLLER AND PRIN ACCTG OFCR

  • Officer
 14,824 2021-02-23 4

PTASZNIK MICHAEL EXECUTIVE VICE PRESIDENT

  • Officer
 46,675 2021-02-23 2

SIBBERN BJORN EXECUTIVE VICE PRESIDENT

  • Officer
 14,594 2021-02-23 4

SKULE JEREMY EXECUTIVE VICE PRESIDENT

  • Officer
 16,207 2021-02-23 4

TAL COHEN EXECUTIVE VICE PRESIDENT

  • Officer
 11,727 2021-02-23 6

ZECCA JOHN EXECUTIVE VICE PRESIDENT

  • Officer
 23,829 2021-02-23 3

SMITH BRYAN EVERARD EXECUTIVE VICE PRESIDENT

  • Officer
 12,765 2021-02-23 7

ARNOLDI MELISSA

  • Director
 8,584 2020-12-31 2

DILLARD LAUREN B. EXECUTIVE VICE PRESIDENT

  • Officer
 20,743 2020-06-17 2

BLACK STEVEN D

  • Director
 42,258 2020-05-19 1

KAZIM ESSA

  • Director
 39,111 2020-05-19 2

SPLINTER MICHAEL R

  • Director
 67,923 2020-05-19 1

BEGLEY CHARLENE T

  • Director
 8,987 2020-05-19 1

KLOET THOMAS A

  • Director
 22,778 2020-05-19 1

RAINEY JOHN D

  • Director
 12,765 2020-05-19 1

WALLENBERG JACOB

  • Director
 7,241 2020-05-19 2

ZOLLAR ALFRED W

  • Director
 6,551 2020-05-19 1

WEDENBORN LARS

  • Director
 24,295 2020-04-23 1

KNIGHT EDWARD S

  • FORMER EVP
 66,771 2019-12-31 0

WITTMAN THOMAS A EXECUTIVE VICE PRESIDENT

  • Officer
 74,033 2019-04-01 0

SWANSTROM STACIE EXECUTIVE VICE PRESIDENT

  • Officer
 21,196 2018-01-02 0

HUTCHINS GLENN H

  • Director
 42,781 2017-05-10 0

GREIFELD ROBERT CHAIRMAN

  • Officer
  • Director
 1,161,324 2017-01-30 0

MCCOLGAN ELLYN A

  • Director
 26,546 2016-12-31 0

EKHOLM BORJE

  • Director
 49,646 2016-05-05 0

JOCHUMSEN HANS-OLE PRESIDENT

  • Officer
 41,454 2016-02-26 0

HASSEN RONALD INTERIM CHIEF FINANCIAL OFCR

  • Officer
 48,193 2016-02-26 0

DONDE SALIL S EXECUTIVE VICE PRESIDENT

  • Officer
 13,989 2016-02-05 0

SHAVEL LEE EXECUTIVE VICE PRESIDENT

  • Officer
 75,168 2016-01-04 0

EWING ANNA M EXECUTIVE VICE PRESIDENT

  • Officer
 34,541 2015-06-15 0

MARKESE JOHN D

  • Director
 63,670 2015-05-06 0

JACOBS JOHN EXECUTIVE VICE PRESIDENT

  • Officer
 No longer subject to file 2014-12-31 0

AUST BRUCE EXECUTIVE VICE PRESIDENT

  • Officer
 72,350 2014-09-12 0

ONEILL THOMAS F

  • Director
 16,948 2014-06-02 0

NOLL ERIC EXECUTIVE VICE PRESIDENT

  • Officer
 50,128 2013-10-28 0

RIEPE JAMES S

  • Director
 31,777 2013-05-22 0

INVESTOR AB

PATRICIA HOLDING AB

  • 10% Owner
 19,394,142 2012-05-23 0

CASEY MARTIN MICHAEL

  • Director
 56,664 2011-10-27 0

BALDWIN H FURLONG

  • Director
 60,697 2011-10-20 0

GORMAN LON

  • Director
 18,249 2011-05-26 0

BACKSTROM URBAN

  • Director
 18,029 2011-05-26 0

KANTOLA BIRGITTA

  • Director
 15,151 2011-05-26 0

NIELSEN HANS MUNK

  • Director
 23,651 2011-05-26 0

WINCE-SMITH DEBORAH L

  • Director
 32,497 2011-05-26 0

INVESTOR TRADING AB

DUBA AB

  • 10% Owner
 No longer subject to file 2011-03-07 0

PATRICIA HOLDING AB

  • 10% Owner
 18,004,142 2011-03-07 0

INVESTOR AB

DUBA AB

INVESTOR TRADING AB

  • 10% Owner
 18,004,142 2011-02-07 0

BORSE DUBAI LTD

INVESTMENT CORP OF DUBAI

  • 10% Owner
 29,780,515 2010-12-16 0

BA'ALAWI SOUD

  • Director
 12,946 2009-05-20 0

BOCKER MAGNUS PRESIDENT

  • Officer
 45,333 2009-02-25 0

CONCANNON CHRISTOPHER R EXECUTIVE VICE PRESIDENT

  • Officer
 31,876 2009-02-25 0

WARREN DAVID P EXECUTIVE VICE PRESIDENT

  • Officer
 20,358 2009-02-25 0

HALLBERG CARL-MAGNUS SENIOR VICE PRESIDENT

  • Officer
 4,447 2008-12-17 0

GERDIEN MARKUS EXECUTIVE VICE PRESIDENT

  • Officer
 0 2008-03-24 0

JOHNSON JAMES L. JR. SENIOR VICE PRESIDENT

  • Officer
 6,485 2008-02-27 0

RUUSKA JUKKA EXECUTIVE VICE PRESIDENT

  • Officer
 0 2008-02-27 0

INVESTMENT CORP OF DUBAI

  • 10% Owner
 60,561,515 2008-02-27 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

PETERSON BRADLEY J - Officer EXECUTIVE VICE PRESIDENT

2021-02-25 17:15:51 -0500 2021-02-24 S 5,000 $139.81 d 32,298 direct

PETERSON BRADLEY J - Officer EXECUTIVE VICE PRESIDENT

2021-02-25 17:15:51 -0500 2021-02-24 S 5,000 $139.45 d 22,298 direct yes

PETERSON BRADLEY J - Officer EXECUTIVE VICE PRESIDENT

2021-02-25 17:15:51 -0500 2021-02-24 S 5,000 $139.44 d 27,298 direct yes

FRIEDMAN ADENA T - Director - Officer PRESIDENT AND CEO

2021-02-25 17:10:19 -0500 2021-02-23 F 63,081 $140.34 d 394,821 direct

GRIGGS PC NELSON - Officer EXECUTIVE VICE PRESIDENT

2021-02-25 17:13:07 -0500 2021-02-23 A 18,788 a 38,007 direct

SIBBERN BJORN - Officer EXECUTIVE VICE PRESIDENT

2021-02-25 17:03:53 -0500 2021-02-23 F 6,252 $140.34 d 14,594 direct

DENNISON ANN M - Officer CONTROLLER AND PRIN ACCTG OFCR

2021-02-25 17:02:09 -0500 2021-02-23 A 4,696 a 16,445 direct

ZECCA JOHN - Officer EXECUTIVE VICE PRESIDENT

2021-02-25 17:00:21 -0500 2021-02-23 F 874 $140.34 d 23,829 direct

SKULE JEREMY - Officer EXECUTIVE VICE PRESIDENT

2021-02-25 17:00:43 -0500 2021-02-23 A 11,271 a 20,850 direct

SMITH BRYAN EVERARD - Officer EXECUTIVE VICE PRESIDENT

2021-02-25 16:58:58 -0500 2021-02-23 F 1,821 $140.34 d 12,765 direct

PETERSON BRADLEY J - Officer EXECUTIVE VICE PRESIDENT

2021-02-25 17:15:51 -0500 2021-02-23 F 14,110 $140.34 d 37,298 direct

FRIEDMAN ADENA T - Director - Officer PRESIDENT AND CEO

2021-02-25 17:10:19 -0500 2021-02-23 A 131,522 a 457,902 direct

PTASZNIK MICHAEL - Officer EXECUTIVE VICE PRESIDENT

2021-02-25 17:04:11 -0500 2021-02-23 F 15,045 $140.34 d 46,675 direct

SIBBERN BJORN - Officer EXECUTIVE VICE PRESIDENT

2021-02-25 17:03:53 -0500 2021-02-23 A 13,151 a 20,846 direct

OTTERSGARD LARS - Officer EXECUTIVE VICE PRESIDENT

2021-02-25 17:03:17 -0500 2021-02-23 F 8,568 $140.34 d 16,193 direct

ZECCA JOHN - Officer EXECUTIVE VICE PRESIDENT

2021-02-25 17:00:21 -0500 2021-02-23 A 2,817 a 24,703 direct

TAL COHEN - Officer EXECUTIVE VICE PRESIDENT

2021-02-25 17:01:35 -0500 2021-02-23 F 1,106 $140.34 d 11,727 direct

SMITH BRYAN EVERARD - Officer EXECUTIVE VICE PRESIDENT

2021-02-25 16:58:58 -0500 2021-02-23 A 4,696 a 14,586 direct

PETERSON BRADLEY J - Officer EXECUTIVE VICE PRESIDENT

2021-02-25 17:15:51 -0500 2021-02-23 A 33,819 a 51,408 direct

GRIGGS PC NELSON - Officer EXECUTIVE VICE PRESIDENT

2021-02-25 17:13:07 -0500 2021-02-23 F 8,242 $140.34 d 29,765 direct

PTASZNIK MICHAEL - Officer EXECUTIVE VICE PRESIDENT

2021-02-25 17:04:11 -0500 2021-02-23 A 30,062 a 61,720 direct

DENNISON ANN M - Officer CONTROLLER AND PRIN ACCTG OFCR

2021-02-25 17:02:09 -0500 2021-02-23 F 1,621 $140.34 d 14,824 direct

OTTERSGARD LARS - Officer EXECUTIVE VICE PRESIDENT

2021-02-25 17:03:17 -0500 2021-02-23 A 15,030 a 24,761 direct

SKULE JEREMY - Officer EXECUTIVE VICE PRESIDENT

2021-02-25 17:00:43 -0500 2021-02-23 F 4,643 $140.34 d 16,207 direct

TAL COHEN - Officer EXECUTIVE VICE PRESIDENT

2021-02-25 17:01:35 -0500 2021-02-23 A 3,193 a 12,833 direct

OTTERSGARD LARS - Officer EXECUTIVE VICE PRESIDENT

2021-02-10 17:01:47 -0500 2021-02-08 S 5,773 $142.59 d 10,173 direct

OTTERSGARD LARS - Officer EXECUTIVE VICE PRESIDENT

2021-02-10 17:01:47 -0500 2021-02-08 S 442 $142.71 d 9,731 direct

SIBBERN BJORN - Officer EXECUTIVE VICE PRESIDENT

2021-02-08 17:02:49 -0500 2021-02-04 S 3,806 $144.98 d 7,695 direct

SMITH BRYAN EVERARD - Officer EXECUTIVE VICE PRESIDENT

2021-02-08 17:04:16 -0500 2021-02-04 S 1,000 $143.48 d 9,890 direct

GRIGGS PC NELSON - Officer EXECUTIVE VICE PRESIDENT

2021-02-08 17:01:57 -0500 2021-02-04 S 1,000 $144.42 d 19,219 direct

PETERSON BRADLEY J - Officer EXECUTIVE VICE PRESIDENT

2021-02-05 17:01:10 -0500 2021-02-03 S 6,773 $141.94 d 17,589 direct

DENNISON ANN M - Officer CONTROLLER AND PRIN ACCTG OFCR

2021-02-05 17:02:05 -0500 2021-02-03 S 2,034 $141.44 d 11,749 direct

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
NASDAQ INC NDAQ 2021-03-08 22:15:03 UTC -0.18 0.25 2600000
NASDAQ INC NDAQ 2021-03-08 21:45:03 UTC -0.18 0.25 2600000
NASDAQ INC NDAQ 2021-03-08 21:15:03 UTC -0.18 0.25 2600000
NASDAQ INC NDAQ 2021-03-08 20:45:03 UTC -0.18 0.25 2600000
NASDAQ INC NDAQ 2021-03-08 20:15:03 UTC -0.18 0.25 2600000
NASDAQ INC NDAQ 2021-03-08 19:45:02 UTC -0.18 0.25 2600000
NASDAQ INC NDAQ 2021-03-08 19:15:02 UTC -0.18 0.25 2600000
NASDAQ INC NDAQ 2021-03-08 18:45:02 UTC -0.18 0.25 2600000
NASDAQ INC NDAQ 2021-03-08 18:15:02 UTC -0.18 0.25 2600000
NASDAQ INC NDAQ 2021-03-08 17:45:03 UTC -0.18 0.25 2600000
NASDAQ INC NDAQ 2021-03-08 17:15:03 UTC -0.18 0.25 2600000
NASDAQ INC NDAQ 2021-03-08 16:45:02 UTC -0.18 0.25 2600000
NASDAQ INC NDAQ 2021-03-08 16:15:03 UTC -0.18 0.25 2600000
NASDAQ INC NDAQ 2021-03-08 15:45:02 UTC -0.18 0.25 2600000
NASDAQ INC NDAQ 2021-03-08 15:15:03 UTC -0.18 0.25 2600000
NASDAQ INC NDAQ 2021-03-08 14:45:03 UTC -0.18 0.25 2600000
NASDAQ INC NDAQ 2021-03-08 14:15:03 UTC -0.18 0.25 2600000
NASDAQ INC NDAQ 2021-03-08 13:45:03 UTC -0.18 0.25 2600000
NASDAQ INC NDAQ 2021-03-08 13:15:03 UTC -0.18 0.25 2600000
NASDAQ INC NDAQ 2021-03-08 12:45:03 UTC -0.18 0.25 2600000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
JPMorgan Trust I- JPMorgan Research Market Neutral Fund NDAQ -7165.0 shares, $-866893.35 2020-10-31 N-PORT
JPMorgan Trust I- JPMorgan U.S. Large Cap Core Plus Fund NDAQ -61549.0 shares, $-8170014.26 2020-12-31 N-PORT
AGF Investments Trust- AGFIQ U.S. Market Neutral Value Fund NDAQ -23.0 shares, $-2822.33 2020-09-30 N-PORT
AGF Investments Trust- AGFIQ Hedged Dividend Income Fund NDAQ -60.0 shares, $-7964.4 2020-12-31 N-PORT

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