AllianzGI Global Equity & Convertible Income Fund (NGZ1)

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CEO:
Employees:
C/O ALLIANZ GLOBAL INVESTORS FUND MGMT, 1633 BROADWAY, NEW YORK, NY 10019
212-739-3000

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Funds Holding NGZ1 (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding NGZ1 BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

FRANK UDO

  • AFFILIATED PERSON
0 2013-07-02 0

HARTER THOMAS L CHIEF COMPLIANCE OFFICER

  • Officer
0 2013-06-26 0

KOO PAUL

  • AFFILIATED PERSON
0 2013-02-04 0

OWEN DAVID C.

  • AFFILIATED PERSON
0 2013-02-04 0

ROHWEDER HEROLD

  • AFFILIATED PERSON
0 2013-01-24 0

ALLIANZ GLOBAL INVESTORS U.S. HOLDINGS LLC

  • AFFILIATED ENTITY
0 2013-01-01 0

SLUYTERS JULIAN

  • AFFILIATED PERSON
0 2012-10-25 0

LOHRFINK JILL

  • AFFILIATED PERSON
0 2012-04-30 0

TOWNSEND CHRISTOPHER

  • AFFILIATED PERSON
0 2012-02-20 0

JOBSON DAVID

  • AFFILIATED PERSON
0 2012-02-20 0

CARROLL JOHN

  • AFFILIATED PERSON
0 2012-02-20 0

OLIVER THOMAS W JR

  • AFFILIATED PERSON
0 2011-11-11 0

SCHREIBER MARY ANN

  • AFFILIATED PERSON
0 2011-04-01 0

MARINO GERARD

  • AFFILIATED PERSON
0 2011-03-10 0

MIGLIORI SCOTT

  • AFFILIATED PERSON
0 2011-03-10 0

GAFFNEY BRIAN J.

  • AFFILIATED PERSON
0 2011-03-10 0

SEXAUER STEPHEN

  • AFFILIATED PERSON
0 2011-03-10 0

ZOULLAS DEBORAH A

  • Director
0 2011-03-07 0

DZEMAILI ORHAN AISSISTANT TREASURER

  • Officer
0 2011-01-14 0

GALLAGHER BRADFORD K

  • Director
0 2010-12-15 0

FISCHER BEN J

  • AFFILIATED PERSON
0 2010-08-25 0

ALLIANZ GLOBAL INVESTORS CAPITAL LLC

  • INVESTMENT ADVISER
0 2010-08-25 0

MULLEN GEOFFREY G.

  • AFFILIATED PERSON
0 2010-08-25 0

RAPPAPORT ALAN

  • Director
0 2010-06-22 0

ALLIANZ GLOBAL INVESTORS OF AMERICA L P

  • AFFILIATED ENTITY
0 2010-02-10 0

JACOBSON JAMES A

  • Director
0 2009-12-14 0

KASS JUSTIN

  • PORTFOLIO MANAGER
0 2009-07-06 0

PISANO ALBERT A

  • AFFILIATED PERSON
0 2008-10-01 0

WUSSOW DEBORAH A

  • AFFILIATED PERSON
0 2008-09-23 0

YEE MICHAEL

  • PORTFOLIO MANAGER
0 2008-09-05 0

TAEL STEVEN

  • PORTFOLIO MANAGER
0 2008-09-05 0

GHOSH KUNAL

  • PORTFOLIO MANAGER
0 2008-09-05 0

TAYLOR DIANA L

  • Director
0 2008-06-10 0

RICH KATHERINE A.

  • AFFILIATED PERSON
0 2008-05-16 0

COCHRAN RICHARD J ASSISTANT TREASURER

  • Officer
0 2008-04-28 0

OGDEN WILLIAM B IV

SULLIVAN R PETER III

  • Director
0 2008-03-12 0

OGDEN WILLIAM B IV

  • Director
0 2008-03-12 0

NICHOLAS APPLEGATE CAPITAL MANAGEMENT

  • INVESTMENT ADVISER
0 2007-09-25 0

PIMCO ADVISORS FUND MANAGEMENT LLC

  • INVESTMENT MANAGER
0 2007-09-25 0

CONNOR ROBERT E

  • Director
0 2007-09-25 0

KERTESS HANS W

DALESSANDRO JOHN J II

BELICA PAUL

CONNOR ROBERT E

MANEY JOHN C

  • Director
0 2007-09-25 0

MANEY JOHN C

  • Director
0 2007-09-25 0

ALTADONNA LAWRENCE G TREASURER

  • Officer
0 2007-09-25 0

BELICA PAUL

  • Director
0 2007-09-25 0

KERTESS HANS W

  • Director
0 2007-09-25 0

SHLISSEL BRIAN S PRESIDENT & CEO

  • Officer
0 2007-09-25 0

WHITTINGTON MARNA C

  • AFFILIATED PERSON
0 2007-09-25 0

CLAUSSEN BARBARA R

KOEPFGEN BRUCE L

MEYERS ANDREW

MOORE E BLAKE JR

WHITTINGTON MARNA C

  • AFFILIATED PERSONAFFILIATED PERSONAFFILIATED PERSONAFFILIATED PERSONAFFILIATED PERSON
0 2007-09-25 0

VALEIRAS HORATIO

  • AFFILIATED PERSON
0 2007-09-25 0

FORSYTH DOUGLAS

VALEIRAS HORATIO

  • AFFILIATED PERSONAFFILIATED PERSON
0 2007-09-25 0

FORSYTH DOUGLAS

  • AFFILIATED PERSON
0 2007-09-25 0

FIELD CHARLES

  • AFFILIATED PERSON
0 2007-09-25 0

MOORE E BLAKE JR

  • AFFILIATED PERSON
0 2007-09-25 0

KOEPFGEN BRUCE L

  • AFFILIATED PERSON
0 2007-09-25 0

HEALEY WILLIAM V ASSISTANT SECRETARY

  • Officer
0 2007-09-25 0

SRIVASTAVA LAGAN ASSISTANT SECRETARY

HEALEY WILLIAM V ASSISTANT SECRETARY

KIRK RICHARD H ASSISTANT SECRETARY

CHAPMAN KATHLEEN A ASSISTANT SECRETARY

  • Officer
0 2007-09-25 0

FUCCILLO THOMAS J VP, SECRETARY & CLO

  • Officer
0 2007-09-25 0

GUIA YOUSE CHIEF COMPLIANCE OFFICER

  • Officer
0 2007-09-25 0

CLAUSSEN BARBARA R

  • AFFILIATED PERSON
0 2007-09-25 0

MCCRAW JOHN

SUFI RANJIT

  • AFFILIATED PERSONAFFILIATED PERSON
0 2007-09-25 0

MCCRAW JOHN

  • AFFILIATED PERSON
0 2007-09-25 0

JOHN MATTHEW E

  • AFFILIATED PERSON
0 2007-09-25 0

KIRK RICHARD H ASSISTANT SECRETARY

  • Officer
0 2007-09-25 0

CHAPMAN KATHLEEN A ASSISTANT SECRETARY

  • Officer
0 2007-09-25 0

WHISTEN SCOTT ASSISTANT TREASURER

  • Officer
0 2007-09-25 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

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