National Holdings Inc. (NHLD-changed)

Sector:
FINANCE
Industry:
GENERAL FINANCE
SIC:
SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES
CEO:
Michael Mullen
Employees:
340
410 PARK AVENUE, 14TH FLOOR, NEW YORK, NY 10022
212-417-8000

National Holdings Corp. engages in the provision of investment banking services. It operates through the Brokerage and Advisory Services; and Tax and Accounting Services. The Brokerage and Advisory Services segment offers mortgage brokerage solutions and insurance products. The Tax and Accounting Services segment includes reviewing and auditing activities. The company was founded in 1947 and is headquartered in New York, NY.

Data derived from most recent annual or quarterly report
Market Cap 44.737 Million Shares Outstanding13.765 Million Avg 30-day Volume 58.984 Thousand
P/E Ratio0.0 Dividend Yield0.0 EPS-0.38
Price to Revenue0.1675 Debt to Equity0.1429 EBITDA-4.005 Million
Price to Book Value0.8893 Operating Margin0.0 Enterprise Value19.044 Million
Current Ratio EPS Growth-0.462 Quick Ratio
1 Yr BETA 0.1725 52-week High/Low 0.0 / Profit Margin-2.2593
Operating Cash Flow Growth453.7598 Altman Z-Score Free Cash Flow to Firm -6.956 Million
View SEC Filings from NHLD-changed instead.

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National Holdings Inc. YCharts
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SEC Web Site SEC DEF 14A Filings

Funds Holding NHLD-changed (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding NHLD-changed BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

FAGENSON ROBERT B

  • Director
 No longer subject to file 2021-02-25 0

GARY JEFF

  • Director
 No longer subject to file 2021-02-25 0

WORMAN GLENN C. PRESIDENT AND CFO

  • Officer
 No longer subject to file 2021-02-25 0

HUME DANIEL

  • Director
 No longer subject to file 2021-02-25 0

MULLEN MICHAEL A CEO AND CHAIRMAN OF THE BOARD

  • Officer
  • Director
 No longer subject to file 2021-02-25 0

SINGER MICHAEL EVAN

  • Director
 No longer subject to file 2021-02-25 0

DESENA JOHN C. CHIEF OPERATING OFFICER

  • Officer
 No longer subject to file 2021-02-25 0

CREAGH BARBARA

  • Director
 No longer subject to file 2021-02-25 0

ASHER DANIEL

  • 10% Owner
 1,729,809 2020-12-24 0

MICHAS ATHANASSIOS

  • Director
 33,334 2020-06-11 0

NHC HOLDINGS, LLC

B. RILEY FINANCIAL, INC.

  • 10% Owner
 12,319,100 2019-02-11 0

SALIG ELI

  • Director
 No longer subject to file 2018-02-12 0

HERSKOWITZ NEIL

  • Director
 No longer subject to file 2018-02-12 0

CIOCIA JAMES

  • Director
 18,685 2016-09-12 0

FBIO ACQUISITION, INC.

FORTRESS BIOTECH, INC.

OPUS POINT PARTNERS, LLC

OPUS POINT HEALTHCARE INNOVATIONS (OFFSHORE) FUND LTD.

WEISS MICHAEL S

ROSENWALD LINDSAY A MD

  • Director
  • 10% Owner
 7,559,774 2016-09-12 0

GOLDWASSER MARK

  • Director
 0 2016-09-12 0

PLIMPTON FRANK

  • Director
 0 2016-09-12 0

LEVIN ALAN B CHIEF FINANCIAL OFFICER

  • Officer
 0 2016-09-12 0

WASSERMAN FREDERICK GERALD

  • Director
 5,092 2016-09-12 0

SILVERMAN JOSHUA

  • Director
 414,323 2016-09-12 0

ABBE RICHARD

  • Director
 414,323 2016-09-12 0

POWERS FREDERIC B III

  • Director
 0 2016-09-12 0

RILEY BRYANT R

BRC PARTNERS OPPORTUNITY FUND, LP

B. RILEY & CO., LLC

B. RILEY CAPITAL MANAGEMENT, LLC

B. RILEY FINANCIAL, INC.

  • SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1
 604,114 2015-11-30 0

RILEY BRYANT R

BRC PARTNERS OPPORTUNITY FUND, LP

B. RILEY & CO., LLC

B. RILEY CAPITAL MANAGEMENT, LLC

B. RILEY FINANCIAL, INC.

B. RILEY & CO., LLC 401(K) PROFIT SHARING PLAN

ROBERT ANTIN CHILDREN IRREVOCABLE TRUST DTD 1/1/01

  • SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1
 604,114 2015-11-30 0

KLEIN MARK D

  • SEE FOOTNOTE 1
 513,503 2015-11-30 0

KLEIN MARK CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
 5,139,855 2014-08-20 0

COR EQUITY INCOME FUND LP

  • 10% Owner
 2,017,691 2011-12-27 0

SUGARMAN STEVEN

  • 10% Owner
 2,017,691 2011-12-27 0

COR CAPITAL LLC

  • 10% Owner
 2,017,691 2011-12-27 0

COR SECURITIES HOLDINGS INC.

  • 10% Owner
 2,017,691 2011-12-27 0

BEDFORD OAK ADVISORS LLC

EISEN HARVEY P CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
  • 10% Owner
 No longer subject to file 2011-01-31 0

BEDFORD OAK CAPITAL LP

  • 10% Owner
 1,732,398 2010-12-10 0

SOKOLOW LEONARD J VICE CHAIRMAN AND PRESIDENT

  • Officer
  • Director
  • 10% Owner
 0 2010-10-05 0

GELLER MARSHALL S

  • Director
  • 10% Owner
 0 2010-10-05 0

OPUS POINT PARTNERS, LLC

WEISS MICHAEL S

  • 10% Owner
 0 2010-10-05 0

COVIELLO PAUL

LINDEN ASSET MANAGEMENT, INC.

  • Director
  • 10% Owner
 0 2010-10-05 0

DEWEY CHRISTOPHER C VICE CHAIRMAN

  • Officer
  • Director
 0 2010-10-05 0

LAUTZ ROBERT W JR

  • Director
 0 2010-03-16 0

MODICA CHARLES R

  • Director
 0 2010-03-16 0

ORTEGA JORGE A

  • Director
 0 2010-03-16 0

ROTH MARK DAVID COO & GENERAL COUNSEL

  • Officer
 0 2009-03-16 0

DELLACAMERA CAPITAL MANAGEMENT, LLC

  • 10% Owner
 No longer subject to file 2008-07-01 0

RICH JONATHAN C EXECUTIVE VICE PRESIDENT

  • Officer
 0 2008-07-01 0

ROSAN ROBERT J

  • Director
 No longer subject to file 2008-06-30 0

ROSENBERG GARY A

  • Director
 No longer subject to file 2008-06-30 0

KURLAN NORMAN J

  • Director
 No longer subject to file 2008-06-30 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

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