Annaly Mortgage Management, Inc. (NLY)

REAL ESTATE: REAL ESTATE INVESTMENT TRUSTS
SIC: REAL ESTATE INVESTMENT TRUSTS

1211 AVENUE OF THE AMERICAS NEW YORK, NY 10036

Annaly Capital Management is a self-advised and self-managed real estate investment trust. Co. owns, manages, and finances a portfolio of real estate related investments, including mortgage pass-through certificates, collateralized mortgage obligations, Agency callable debentures, and other securities representing interests in or obligations backed by pools of mortgage loans. Co.'s wholly-owned subsidiaries provide real estate, asset management and other financial services. Co. also owns subsidiaries engaged in corporate middle market lending transactions, providing warehouse financing to residential mortgage originators, and advice on commercial real estate transactions, among others.

Data as of 2019-12-02 10:16:39 -0500
Market Cap13.343 Billion Shares Outstanding1.43 Billion Avg 30-day Volume
P/E Ratio Dividend Yield11.79 EPS-4.152
Price/Sales Debt to Equity EBITDA
Price to Book Value0.0 Forward PE Enterprise Value
Total Cash Current Debt Gross Profit
BETA 52-week High/Low10.51 / 8.07 Next Earnings Date Price to Cash FLow (P/CF)
Data provided by IEX Cloud
View SEC Filings from NLY instead.
Q4 2020 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 5 5 0.0% 3 (0.18%) 4 (0.25%) -25.0%
Funds Holding: 671 640 4.84% 116 (6.97%) 126 (7.85%) -7.94%
13F shares: 634.729 Million 631.651 Million 0.49% 142.038 Million 153.607 Million -7.53%
% Ownership 45.3952 45.1751 0.49% 10.1584 10.9858 -7.53%
New Positions: 115 77 49.35% 17 23 -26.09%
Increased Positions 222 221 0.45% 41 41 0.0%
Closed Positions 73 76 -3.95% 25 16 56.25%
Reduced Positions 213 214 -0.47% 44 48 -8.33%
Total Calls 4.571 Million 6.566 Million -30.39% 2.068 Million 3.478 Million -40.55%
Total Puts 10.038 Million 10.311 Million -2.64% 2.048 Million 2.544 Million -19.5%
PUT/CALL Ratio 2.2 1.57 40.13% 0.99 0.73 35.62%
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding NLY (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding NLY BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

912 total shares from 2 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

CAMPBELL STEVEN FRANCIS CHIEF OPERATING OFFICER

  • Officer
114,196 2021-01-31 3

ERTAS ILKER HEAD OF SECURITIZED PRODUCTS

  • Officer
201,142 2021-01-31 3

COFFEY TIMOTHY P CHIEF CREDIT OFFICER

  • Officer
290,864 2021-01-29 4

FINKELSTEIN DAVID L CEO AND CIO

  • Officer
  • Director
1,102,773 2021-01-29 3

GREEN ANTHONY C CHIEF CORPORATE OFFICER, CLO

  • Officer
319,769 2021-01-29 3

WOLFE SERENA CHIEF FINANCIAL OFFICER

  • Officer
56,946 2021-01-29 2

VOTEK GLENN

  • Director
350,052 2020-09-02 1

SEGALAS DONNELL

  • Director
109,450 2020-05-20 1

DENAHAN WELLINGTON

  • Director
1,826,864 2020-05-20 1

GREEN JONATHAN D

  • Director
45,750 2020-05-20 1

HAYLON MICHAEL E

  • Director
0 2020-05-20 1

SCHAEFER JOHN H

  • Director
87,494 2020-05-20 1

BOVICH FRANCINE J.

  • Director
13,500 2020-05-20 1

WILLIAMS VICKI

  • Director
0 2020-05-20 1

FALLON KATHERINE BEIRNE

  • Director
23,434 2020-05-20 1

HANNAN KATHY HOPINKAH

  • Director
15,592 2020-05-20 1

HAMILTON THOMAS EDWARD

  • Director
540,000 2020-05-20 2

BRADY KEVIN

  • Director
0 2019-05-22 0

NORDBERG E WAYNE

  • Director
0 2019-05-22 0

KEYES KEVIN CHAIRMAN, CEO & PRESIDENT

1,284,779 2019-05-06 0

SINGH R NICHOLAS CHIEF LEGAL OFFICER

  • Officer
459,849 2016-12-31 0

LYGHT ROSE-MARIE CO-CIO

  • Officer
165,239 2013-11-26 0

FORTESCUE JAMES COO

  • Officer
160,261 2013-11-11 0

KONRAD KRISTOPHER ROBERT CO-CIO

  • Officer
217,283 2013-08-13 0

DIAMOND JEREMY MANAGING DIRECTOR

  • Officer
92,824 2012-10-15 0

FARRELL MICHAEL A J PRES., CHAIRMAN OF BOARD & CEO

  • Officer
  • Director
2,729,592 2012-10-02 0

LAMBIASE JOHN

  • Director
69,062 2012-06-26 0

FAGAN KATHRYN CHIEF FINANCIAL OFFICER

  • Officer
292,782 2012-04-27 0

KAZEL RONALD DANIEL MANAGING DIRECTOR

  • Officer
164,926 2011-12-13 0

LAMBIASE MATTHEW MANAGING DIRECTOR

  • Officer
42,065 2010-12-31 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

ERTAS ILKER - Officer HEAD OF SECURITIZED PRODUCTS

2021-02-11 17:11:17 -0500 2021-01-31 F 1,889 $8.12 d 201,142 direct

ERTAS ILKER - Officer HEAD OF SECURITIZED PRODUCTS

2021-02-02 16:33:53 -0500 2021-01-31 F 2,115 $8.12 d 200,916 direct

CAMPBELL STEVEN FRANCIS - Officer CHIEF OPERATING OFFICER

2021-02-02 16:32:44 -0500 2021-01-31 M 456 a 116,085 direct

CAMPBELL STEVEN FRANCIS - Officer CHIEF OPERATING OFFICER

2021-02-11 17:10:46 -0500 2021-01-31 F 1,889 $8.12 d 114,196 direct

ERTAS ILKER - Officer HEAD OF SECURITIZED PRODUCTS

2021-02-02 16:33:53 -0500 2021-01-31 M 456 a 203,031 direct

CAMPBELL STEVEN FRANCIS - Officer CHIEF OPERATING OFFICER

2021-02-02 16:32:44 -0500 2021-01-31 F 2,115 $8.12 d 113,970 direct

FINKELSTEIN DAVID L - Director - Officer CEO AND CIO

2021-02-02 16:31:03 -0500 2021-01-29 A 221,675 a 1,102,773 direct

WOLFE SERENA - Officer CHIEF FINANCIAL OFFICER

2021-02-02 16:31:29 -0500 2021-01-29 A 36,946 a 56,946 direct

GREEN ANTHONY C - Officer CHIEF CORPORATE OFFICER, CLO

2021-02-02 16:32:17 -0500 2021-01-29 A 80,049 a 319,769 direct

CAMPBELL STEVEN FRANCIS - Officer CHIEF OPERATING OFFICER

2021-02-02 16:32:44 -0500 2021-01-29 A 55,419 a 115,629 direct

COFFEY TIMOTHY P - Officer CHIEF CREDIT OFFICER

2021-02-02 16:33:10 -0500 2021-01-29 A 12,315 a 290,864 direct

ERTAS ILKER - Officer HEAD OF SECURITIZED PRODUCTS

2021-02-02 16:33:53 -0500 2021-01-29 A 92,365 a 202,575 direct

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
ANNALY CAPITAL MANAGEMENT IN NLY 2021-03-08 22:15:03 UTC -0.18 0.25 0
ANNALY CAPITAL MANAGEMENT IN NLY 2021-03-08 21:45:03 UTC -0.18 0.25 0
ANNALY CAPITAL MANAGEMENT IN NLY 2021-03-08 21:15:03 UTC -0.18 0.25 0
ANNALY CAPITAL MANAGEMENT IN NLY 2021-03-08 20:45:03 UTC -0.18 0.25 0
ANNALY CAPITAL MANAGEMENT IN NLY 2021-03-08 20:15:03 UTC -0.18 0.25 0
ANNALY CAPITAL MANAGEMENT IN NLY 2021-03-08 19:45:02 UTC -0.18 0.25 0
ANNALY CAPITAL MANAGEMENT IN NLY 2021-03-08 19:15:02 UTC -0.18 0.25 0
ANNALY CAPITAL MANAGEMENT IN NLY 2021-03-08 18:45:02 UTC -0.18 0.25 0
ANNALY CAPITAL MANAGEMENT IN NLY 2021-03-08 18:15:02 UTC -0.18 0.25 0
ANNALY CAPITAL MANAGEMENT IN NLY 2021-03-08 17:45:03 UTC -0.18 0.25 0
ANNALY CAPITAL MANAGEMENT IN NLY 2021-03-08 17:15:03 UTC -0.18 0.25 0
ANNALY CAPITAL MANAGEMENT IN NLY 2021-03-08 16:45:02 UTC -0.18 0.25 0
ANNALY CAPITAL MANAGEMENT IN NLY 2021-03-08 16:15:03 UTC -0.18 0.25 0
ANNALY CAPITAL MANAGEMENT IN NLY 2021-03-08 15:45:02 UTC -0.18 0.25 0
ANNALY CAPITAL MANAGEMENT IN NLY 2021-03-08 15:15:03 UTC -0.18 0.25 0
ANNALY CAPITAL MANAGEMENT IN NLY 2021-03-08 14:45:03 UTC -0.18 0.25 0
ANNALY CAPITAL MANAGEMENT IN NLY 2021-03-08 14:15:03 UTC -0.18 0.25 0
ANNALY CAPITAL MANAGEMENT IN NLY 2021-03-08 13:45:03 UTC -0.18 0.25 0
ANNALY CAPITAL MANAGEMENT IN NLY 2021-03-08 13:15:03 UTC -0.18 0.25 0
ANNALY CAPITAL MANAGEMENT IN NLY 2021-03-08 12:45:03 UTC -0.18 0.25 0

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
RUSSELL INVESTMENT CO- U.S. Dynamic Equity Fund NLY -34098.0 shares, $-241754.82 2020-10-31 N-PORT
RUSSELL INVESTMENT CO- U.S. Small Cap Equity Fund NLY -73095.0 shares, $-518243.55 2020-10-31 N-PORT
American Century Quantitative Equity Funds, Inc.- AC Alternatives Equity Market Neutral Fund NLY -27905.0 shares, $-262865.1 2019-12-31 N-PORT
RUSSELL INVESTMENT FUNDS- U.S. Small Cap Equity Fund NLY -10232.0 shares, $-86460.4 2020-12-31 N-PORT

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