Nuveen Multi-Asset Income Fund (NMAI)

Sector:
FINANCE
Industry:
GENERAL FINANCE
SIC:
333 W. WACKER DR. CHICAGO, IL 60606

The Fund dynamically invests in a portfolio of equity and debt securities of issuers located around the world. This dynamic investment strategy uses a risk-based framework in which any amount can be allocated to an asset-class at any time. The Fund may invest in equity and debt securities of any type without limit.

View SEC Filings from NMAI instead.

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SEC Web Site SEC DEF 14A Filings

Funds Holding NMAI (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding NMAI BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

BLACK BRETT CHIEF COMPLIANCE OFFICER

  • Officer
 0 2022-06-01 1

MCCANN JOHN M. VICE PRESIDENT

  • Officer
 0 2022-04-14 1

STOCKDALE JUDITH M

  • TRUSTEE
 0 2021-11-22 2

ZIMMERMAN GIFFORD R CHIEF COMPLIANCE OFFICER & VP

  • Officer
 1,000 2021-11-22 2

NUVEEN FUND ADVISORS, LLC

  • INVESTMENT ADVISOR
 1 2021-11-22 1

HUFFMAN WILLIAM T. JR. PRESIDENT NAM

  • Officer
 0 2021-11-22 1

ANURAG DUGAR

  • PORTFOLIO MANAGER
 0 2021-07-02 1

SHETTY NATHAN

  • PORTFOLIO MANAGER
 0 2021-07-02 1

EVANS JACK

  • TRUSTEE
 0 2021-07-01 1

LAMB DAVID J CHIEF ADMINISTRATIVE OFFICER

  • Officer
 0 2021-07-01 1

MOSCHNER ALBIN F

  • TRUSTEE
 0 2021-07-01 1

HUNTER WILLIAM CURT

  • TRUSTEE
 0 2021-07-01 1

TOTH TERENCE J

  • CHAIRMAN OF BOARD & TRUSTEE
 0 2021-07-01 1

ROBERT YOUNG L

  • TRUSTEE
 0 2021-07-01 1

STONE CAROLE E

  • TRUSTEE
 0 2021-07-01 1

MCCARTHY KEVIN J VICE PRESIDENT & ASST. SECR.

  • Officer
 0 2021-07-01 1

WINGET DEMARK L VICE PRESIDENT & SECRETARY

  • Officer
 0 2021-07-01 1

ROHRBACHER CHRISTOPHER M. VICE PRESIDENT & ASST. SECR.

  • Officer
 0 2021-07-01 1

MORGAN DEANN VICE PRESIDENT

  • Officer
 0 2021-07-01 1

NELSON JOHN KEVIN

  • TRUSTEE
 0 2021-07-01 1

THORNTON MATTHEW III

  • TRUSTEE
 0 2021-07-01 1

WOLFF MARGARET L.

  • TRUSTEE
 0 2021-07-01 1

JONES NATHANIEL T. VICE PRESIDENT AND TREASURER

  • Officer
 0 2021-07-01 1

SIFFERMANN WILLIAM A VICE PRESIDENT

  • Officer
 0 2021-07-01 1

WICKERHAM E. SCOTT VICE PRESIDENT AND CONTROLLER

  • Officer
 0 2021-07-01 1

LONGERSTAEY JACQUES M VICE PRESIDENT

  • Officer
 0 2021-07-01 1

LOCKHART BRIAN J VICE PRESIDENT

  • Officer
 0 2021-07-01 1

MEISSNER JON SCOTT VICE PRESIDENT & ASST. SECR.

  • Officer
 0 2021-07-01 1

MEDERO JOANNE

  • TRUSTEE
 0 2021-07-01 1

LANCELLOTTA AMY B.R.

  • TRUSTEE
 0 2021-07-01 1

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
NUVEEN MULTI-ASSET INCOME NMAI 2022-06-24 22:15:03 UTC -21.8739 23.4439 150000
NUVEEN MULTI-ASSET INCOME NMAI 2022-06-24 21:45:03 UTC -21.8739 23.4439 150000
NUVEEN MULTI-ASSET INCOME NMAI 2022-06-24 21:15:04 UTC -21.8739 23.4439 150000
NUVEEN MULTI-ASSET INCOME NMAI 2022-06-24 20:45:03 UTC -21.8739 23.4439 150000
NUVEEN MULTI-ASSET INCOME NMAI 2022-06-24 20:15:03 UTC -21.8739 23.4439 150000
NUVEEN MULTI-ASSET INCOME NMAI 2022-06-24 19:45:03 UTC -21.8739 23.4439 150000
NUVEEN MULTI-ASSET INCOME NMAI 2022-06-24 19:15:03 UTC -21.8739 23.4439 150000
NUVEEN MULTI-ASSET INCOME NMAI 2022-06-24 18:45:03 UTC -21.8739 23.4439 150000
NUVEEN MULTI-ASSET INCOME NMAI 2022-06-24 18:15:04 UTC -21.8739 23.4439 150000
NUVEEN MULTI-ASSET INCOME NMAI 2022-06-24 17:45:03 UTC -21.8739 23.4439 150000
NUVEEN MULTI-ASSET INCOME NMAI 2022-06-24 17:15:03 UTC -21.8739 23.4439 150000
NUVEEN MULTI-ASSET INCOME NMAI 2022-06-24 16:45:03 UTC -21.7699 23.3399 150000
NUVEEN MULTI-ASSET INCOME NMAI 2022-06-24 16:15:03 UTC -21.7699 23.3399 150000
NUVEEN MULTI-ASSET INCOME NMAI 2022-06-24 15:45:03 UTC -21.7699 23.3399 150000
NUVEEN MULTI-ASSET INCOME NMAI 2022-06-24 15:15:03 UTC -21.7699 23.3399 150000
NUVEEN MULTI-ASSET INCOME NMAI 2022-06-24 14:45:03 UTC -19.7585 21.3285 150000
NUVEEN MULTI-ASSET INCOME NMAI 2022-06-24 14:15:03 UTC -19.7585 21.3285 150000
NUVEEN MULTI-ASSET INCOME NMAI 2022-06-24 13:45:03 UTC -19.7585 21.3285 150000
NUVEEN MULTI-ASSET INCOME NMAI 2022-06-24 13:15:03 UTC -19.7585 21.3285 150000
NUVEEN MULTI-ASSET INCOME NMAI 2022-06-24 12:45:03 UTC -19.7585 21.3285 150000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

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