New Mountain Finance Corp (NMFC)

INDUSTRIALS: AEROSPACE & DEFENSE
SIC:
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787 SEVENTH AVENUE, 48TH FLOOR NEW YORK, NY 10019

New Mountain Finance Corporation, formerly New Mountain Guardian Corporation, will be a holding company with no direct operations of its own, and its only business and sole asset will be its ownership of common membership units of New Mountain Guardian Holdings, L.L.C. (NMG LLC), the operating company for its business. NMG LLC will be an externally managed finance company, which will own all of the existing assets, and will have assumed all of the existing liabilities, of the Guardian Entities following this offering. NMG LLC will be managed by New Mountain Guardian Advisors BDC, L.L.C, a wholly-owned subsidiary of New Mountain Capital, L.L.C. (New Mountain). New Mountain focuses on investing in high-quality, defensive growth companies across its private equity, public equity and credit investment vehicles.

Data as of 2020-09-12
Market Cap999.258 Million Shares Outstanding96.827 Million Avg 30-day Volume478.527 Thousand
P/E Ratio Dividend Yield11.628 EPS-0.59
Price/Sales33.264 Price cash flow ratio17.9 Price free cash flow ratio-2.6
Book Value11.63 Price to Tangible Book0.89 Alpha-0.01
Short Interest Ratio5.85 % Short Interest to Float2.7 R-squared0.431102
BETA1.23052 52-week High/Low14.45 / 4.62 Stddev0.080077
View SEC Filings from NMFC instead.
Q2 2020 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 4 4 0.0% 4 (0.26%) 3 (0.19%) 33.33%
Funds Holding: 133 154 -13.64% 36 (2.35%) 42 (2.69%) -14.29%
13F shares: 32.93 Million 35.588 Million -7.47% 13.677 Million 13.803 Million -0.91%
% Ownership 34.0085 36.7536 -7.47% 14.1255 14.2555 -0.91%
New Positions: 13 29 -55.17% 2 7 -71.43%
Increased Positions 47 55 -14.55% 13 13 0.0%
Closed Positions 31 36 -13.89% 8 13 -38.46%
Reduced Positions 46 45 2.22% 13 18 -27.78%
Total Calls 66.222 Thousand 128.735 Thousand -48.56%
Total Puts 33.387 Thousand 39.396 Thousand -15.25% 900 900 0.0%
PUT/CALL Ratio 0.5 0.31 61.29% 61.29%
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding NMFC (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding NMFC BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

47.2 Thousand total shares from 3 transactions

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

WEINSTEIN ADAM EVP, CAO AND DIRECTOR

  • Officer
  • Director
286,641 2020-09-02 5

HAMWEE ROBERT CEO

  • Officer
  • Director
467,359 2020-08-20 3

KLINE JOHN PRESIDENT AND COO

  • Officer
  • Director
170,336 2020-06-16 2

KLINSKY STEVEN B

  • Director
8,690,181 2020-05-27 5

OGENS DAVID

  • Director
91,809 2020-05-13 1

JERRY KARRIE J. CCO AND CORPORATE SECRETARY

  • Officer
6,394 2020-03-12 3

STONE JAMES SECTION 16 OFFICER

  • Officer
133,799 2020-03-02 1

ARNOLD ROME G. III

  • Director
20,134 2020-03-02 2

HANDY ALICE

  • Director
1,000 2020-03-02 2

HEBERT DANIEL B

  • Director
0 2019-09-13 0

KAJEE SHIRAZ CHIEF FINANCIAL OFFICER

  • Officer
7,500 2019-08-12 0

WOLFGRUBER KURT

  • Director
109,983 2018-12-17 0

HURLEY ALFRED F JR

  • Director
35,240 2018-03-15 0

MALPASS DAVID

  • Director
No longer subject to file 2017-03-15 0

SIU MELODY L CFO AND TREASURER

  • Officer
0 2015-08-14 0

BOSCO PAULA CHIEF COMPLIANCE OFFICER

  • Officer
13,897 2014-06-11 0

CORDOVA DAVID M CFO AND TREASURER

  • Officer
3,071 2014-03-12 0

COLLINS ADAM J

  • Director
12,845 2011-08-16 0

NEW MOUNTAIN INVESTMENTS III, LLC

NEW MOUNTAIN CAPITAL, L.L.C.

NEW MOUNTAIN GUARDIAN AIV, L.P.

NEW MOUNTAIN FINANCE AIV HOLDINGS CORP

NEW MOUNTAIN GUARDIAN PARTNERS, L.P.

NEW MOUNTAIN GUARDIAN GP, LLC

NEW MOUNTAIN GUARDIAN ADVISORS, L.L.C.

  • 10% Owner
1,252,964 2011-05-19 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

WEINSTEIN ADAM - Director - Officer EVP, CAO AND DIRECTOR

2020-09-04 15:59:43 -0400 2020-09-04 P 11,700 $9.90 a 286,641 direct 0.6829 0.6829 2 0.0 1

WEINSTEIN ADAM - Director - Officer EVP, CAO AND DIRECTOR

2020-09-04 15:59:43 -0400 2020-09-04 P 20,000 $9.89 a 274,941 direct 0.6829 0.6829 2 0.0 1

WEINSTEIN ADAM - Director - Officer EVP, CAO AND DIRECTOR

2020-09-04 15:59:43 -0400 2020-09-02 P 15,450 $9.95 a 254,941 direct 0.6829 0.6829 2 0.0 1

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

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