Nuveen Variable Rate Preferred & Income Fund (NPFD)

Sector:
FINANCE
Industry:
GENERAL FINANCE
SIC:
333 W. WACKER DR. CHICAGO, IL 60606

Nuveen Variable Rate Preferred & Income Fund seeks to provide a high level of current income and total return by investing in primarily investment grade, variable rate preferred securities and other variable rate income-producing securities from high quality, highly regulated companies such as banks, utilities and insurance companies. All, or almost all, of the Fund’s distributions of net investment income are expected to be treated as qualified dividend income (QDI) which is generally taxed at a lower rate than interest and ordinary dividend income, assuming holding period and certain other requirements are met. The Fund may invest up to 20% of Managed Assets in contingent capital securities or contingent convertible securities (CoCos) and up to 15% in companies located in emerging market countries but will only invest in U.S. dollar denominated securities. More than 25% of Managed Assets will be invested in securities of companies in the financial services sector. The Fund uses leverage.

View SEC Filings from NPFD instead.

View recent insider trading info

Funds Holding NPFD (via 13F filings)

Refresh Download CSV Download Excel (.xlsx) Download TSV
Filter by:
to
to
to
Refresh
*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding NPFD

Download CSV

Active Schedule 13D and 13G filings

Please sign in first

Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

STENERSEN TREY III VICE PRESIDENT

  • Officer
0 2022-08-04 1

BLACK BRETT CHIEF COMPLIANCE OFFICER

  • Officer
0 2022-06-01 1

MCCANN JOHN M. VICE PRESIDENT

  • Officer
0 2022-04-14 1

STOCKDALE JUDITH M

  • TRUSTEE
0 2021-12-14 1

EVANS JACK

  • TRUSTEE
0 2021-12-14 1

LAMB DAVID J CHIEF ADMINISTRATIVE OFFICER

  • Officer
0 2021-12-14 1

ZIMMERMAN GIFFORD R CHIEF COMPLIANCE OFFICER & VP

  • Officer
0 2021-12-14 1

MOSCHNER ALBIN F

  • TRUSTEE
0 2021-12-14 1

HUNTER WILLIAM CURT

  • TRUSTEE
0 2021-12-14 1

TOTH TERENCE J

  • CHAIRMAN OF BOARD & TRUSTEE
0 2021-12-14 1

NUVEEN FUND ADVISORS, LLC

  • INVESTMENT ADVISOR
4,000 2021-12-14 1

ROBERT YOUNG L

  • TRUSTEE
0 2021-12-14 1

STONE CAROLE E

  • TRUSTEE
0 2021-12-14 1

MCCARTHY KEVIN J VICE PRESIDENT

  • Officer
0 2021-12-14 1

WINGET DEMARK L VICE PRESIDENT & SECRETARY

  • Officer
0 2021-12-14 1

ROHRBACHER CHRISTOPHER M. VICE PRESIDENT & ASST. SECR.

  • Officer
0 2021-12-14 1

BAKER DOUGLAS M.

  • PORTFOLIO MANAGER
0 2021-12-14 1

HUFFMAN WILLIAM T. JR. PRESIDENT NAM

  • Officer
0 2021-12-14 1

MORGAN DEANN VICE PRESIDENT

  • Officer
0 2021-12-14 1

LANGENFELD BRENDA A.

  • PORTFOLIO MANAGER
0 2021-12-14 1

NELSON JOHN KEVIN

  • TRUSTEE
0 2021-12-14 1

THORNTON MATTHEW III

  • TRUSTEE
0 2021-12-14 1

WOLFF MARGARET L.

  • TRUSTEE
0 2021-12-14 1

JONES NATHANIEL T. VICE PRESIDENT AND TREASURER

  • Officer
0 2021-12-14 1

SIFFERMANN WILLIAM A VICE PRESIDENT

  • Officer
0 2021-12-14 1

WICKERHAM E. SCOTT VICE PRESIDENT AND CONTROLLER

  • Officer
0 2021-12-14 1

LONGERSTAEY JACQUES M VICE PRESIDENT

  • Officer
0 2021-12-14 1

LOCKHART BRIAN J VICE PRESIDENT

  • Officer
0 2021-12-14 1

MEISSNER JON SCOTT VICE PRESIDENT & ASST. SECR.

  • Officer
0 2021-12-14 1

MEDERO JOANNE

  • TRUSTEE
0 2021-12-14 1

LANCELLOTTA AMY B.R.

  • TRUSTEE
0 2021-12-14 1

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
NUVEEN VAR RT PREF & INC NPFD 2022-08-17 13:45:03 UTC -29.9631 32.2831 150000
NUVEEN VAR RT PREF & INC NPFD 2022-08-17 13:15:04 UTC -29.9631 32.2831 150000
NUVEEN VAR RT PREF & INC NPFD 2022-08-17 12:45:04 UTC -29.9631 32.2831 150000
NUVEEN VAR RT PREF & INC NPFD 2022-08-16 22:15:05 UTC -29.9631 32.2831 150000
NUVEEN VAR RT PREF & INC NPFD 2022-08-16 21:45:03 UTC -29.9631 32.2831 150000
NUVEEN VAR RT PREF & INC NPFD 2022-08-16 21:15:03 UTC -29.9631 32.2831 150000
NUVEEN VAR RT PREF & INC NPFD 2022-08-16 20:45:05 UTC -29.9631 32.2831 150000
NUVEEN VAR RT PREF & INC NPFD 2022-08-16 20:15:04 UTC -29.9631 32.2831 150000
NUVEEN VAR RT PREF & INC NPFD 2022-08-16 19:45:04 UTC -29.9631 32.2831 150000
NUVEEN VAR RT PREF & INC NPFD 2022-08-16 19:15:05 UTC -29.9631 32.2831 150000
NUVEEN VAR RT PREF & INC NPFD 2022-08-16 18:45:04 UTC -29.9631 32.2831 150000
NUVEEN VAR RT PREF & INC NPFD 2022-08-16 18:15:05 UTC -29.9631 32.2831 150000
NUVEEN VAR RT PREF & INC NPFD 2022-08-16 17:45:04 UTC -29.9631 32.2831 150000
NUVEEN VAR RT PREF & INC NPFD 2022-08-16 17:15:04 UTC -29.9631 32.2831 150000
NUVEEN VAR RT PREF & INC NPFD 2022-08-16 16:45:04 UTC -29.9631 32.2831 150000
NUVEEN VAR RT PREF & INC NPFD 2022-08-16 16:15:04 UTC -29.9631 32.2831 150000
NUVEEN VAR RT PREF & INC NPFD 2022-08-16 15:45:04 UTC -29.9631 32.2831 150000
NUVEEN VAR RT PREF & INC NPFD 2022-08-16 15:15:03 UTC -29.9631 32.2831 150000
NUVEEN VAR RT PREF & INC NPFD 2022-08-16 14:45:03 UTC -29.9631 32.2831 150000
NUVEEN VAR RT PREF & INC NPFD 2022-08-16 14:15:04 UTC -29.9631 32.2831 150000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

Elevate your investments