NeoPhotonics Corp (NPTN)

INFORMATION TECHNOLOGY: SEMICONDUCTORS
SIC: SEMICONDUCTORS & RELATED DEVICES

2911 ZANKER ROAD SAN JOSE, CA 951342125

Neophotonics Corporation engages in the design and manufacture of photonic integrated circuit (PIC) based modules and subsystems for bandwidth-intensive, high-speed communications networks.

Data based on most recent fiscal year report
Market Cap273.809 Million Shares Outstanding43.95 Million Avg Volume1.879 Million
1-Yr BETA vs S&P TR1.233 Current Ratio1.72 Quick Ratio1.28
View SEC Filings from NPTN instead.
Q3 2019 All Institutions Hedge Funds 1
To trade NPTN now:
Filers who had this stock in their top 10: 2 1 (0.1%)
13F Filers holding this stock: 114 30 (3.13%)
Aggregate 13F shares on 09/30/2019: 37.398 Million 13.03 Million
Aggregate 13F shares on 06/30/2019: 34.678 Million 11.068 Million
Percent change: 7.84% 17.73%
Funds creating new positions: 26 8
Funds Adding to an existing position: 36 13
Funds closing out their position: 20 7
Funds reducing their position: 35 8
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding NPTN (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

46 Thousand total shares from 5 transactions

Exercise Derivative Conversion (M)

52 Thousand total shares from 6 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

JURVETSON STEPHEN T

  • Director
52,143 2019-11-22 0

JENKS TIMOTHY STORRS CEO

  • Officer
  • Director
478,029 2019-11-18 9

WUPEN YUEN VICE PRESIDENT GLOBAL PRODUCT

  • Officer
91,422 2019-11-14 7

CHEUNG CHIYUE CHIEF OPERATING OFFICER

  • Officer
0 2019-11-01 7

RAMASWAMI RAJIV COO, PRODUCTS & CLOUD SERVICES

  • Officer
108,750 2019-11-01 1

EBY ELIZABETH LYNNE SVP, CFO

  • Officer
  • SVP, CFO
229,225 2019-08-14 5

YEE YANG CHIAH SENIOR VP, GLOBAL SALES

  • Officer
0 2019-07-30 3

LI YANBING

  • Director
10,755 2019-07-03 2

AKHANOV DMITRY

  • Director
19,622 2019-06-19 1

CARANO BANDEL L

  • Director
2,095 2019-06-07 3

SOPHIE MICHAEL J

  • Director
25,326 2019-06-04 1

ABBE CHARLES J

  • Director
85,018 2019-06-04 1

TARAZI IHAB SAAD

  • Director
13,664 2019-06-04 1

HOAGLAND CAL R SEE REMARKS

  • Officer
0 2019-05-14 0

CARANO BANDEL L

OAK INVESTMENT PARTNERS IX L P

OAK IX AFFILIATES FUND LP

OAK IX AFFILIATES FUND A LP

OAK INVESTMENT PARTNERS X LTD PARTNERSHIP

OAK X AFFILIATES FUND LP

OAK INVESTMENT PARTNERS XI L P

  • Director
  • 10% Owner
60,442 2019-03-05 3

SITLER BENJAMIN LEE SVP, GLOBAL SALES

  • Officer
121,211 2018-02-28 0

RUSNANO

  • 10% Owner
No longer subject to file 2017-11-07 0

WALLIN RAY SVP, CFO

  • Officer
57,982 2017-05-15 0

TING LEE SEN

  • Director
13,462 2016-06-07 0

KWAN ALLAN CHUNG-YUEN

  • Director
0 2015-07-14 0

CARANO BANDEL L

OAK INVESTMENT PARTNERS X LTD PARTNERSHIP

OAK X AFFILIATES FUND LP

OAK INVESTMENT PARTNERS IX L P

OAK IX AFFILIATES FUND LP

OAK IX AFFILIATES FUND A LP

  • Director
  • 10% Owner
5,470,780 2015-05-27 0

LIPSCOMB GEORGE FERRIS PBU, MANAGING DIRECTOR

  • Officer
0 2014-12-18 0

FAY JAMES DANIEL SVP AND CFO

  • Officer
17,904 2013-07-31 0

POLIKARPOV SERGEY

  • Director
3,090 2013-06-11 0

OLSSON BJORN WILHELM

  • Director
0 2013-06-11 0

THOMAS T PETER

  • Director
0 2011-06-17 0

DRAPER FISHER JURVETSON FUND VII, L.P.

DRAPER FISHER ASSOCIATES III ANNEX FUND LP

DRAPER ASSOCIATES L P

DRAPER FISHER JURVETSON PARTNERS VII, LLC

DRAPER FISHER PARTNERS LLC

DRAPER GC PARTNERS, LLC

  • FORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNER
No longer subject to file 2011-02-07 0

PENG YAT BUN

  • Director
850,644 2011-02-07 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

JENKS TIMOTHY STORRS - Director - Officer CEO

2019-11-18 M 12,883 d 0 478,029.00 direct

JENKS TIMOTHY STORRS - Director - Officer CEO

2019-11-18 M 12,883 $3.50 a 441,815 478,029.00 direct

JENKS TIMOTHY STORRS - Director - Officer CEO

2019-11-18 M 13,333 d 0 478,029.00 direct

JENKS TIMOTHY STORRS - Director - Officer CEO

2019-11-18 M 3,916 d 12,883 478,029.00 direct

JENKS TIMOTHY STORRS - Director - Officer CEO

2019-11-18 M 4,667 $3.50 a 428,932 478,029.00 direct

JENKS TIMOTHY STORRS - Director - Officer CEO

2019-11-18 M 4,667 d 13,333 478,029.00 direct

JENKS TIMOTHY STORRS - Director - Officer CEO

2019-11-18 M 13,333 $3.50 a 455,148 478,029.00 direct

JENKS TIMOTHY STORRS - Director - Officer CEO

2019-11-18 M 3,916 $3.50 a 424,265 478,029.00 direct

WUPEN YUEN - Officer VICE PRESIDENT GLOBAL PRODUCT

2019-11-14 M 11,200 $8.53 d 0 91,422.00 direct

WUPEN YUEN - Officer VICE PRESIDENT GLOBAL PRODUCT

2019-11-14 M 11,200 $3.50 a 106,685 91,422.00 direct

WUPEN YUEN - Officer VICE PRESIDENT GLOBAL PRODUCT

2019-11-14 S 4,063 $8.54 d 91,422 91,422.00 direct

WUPEN YUEN - Officer VICE PRESIDENT GLOBAL PRODUCT

2019-11-14 S 11,200 $8.53 d 95,485 91,422.00 direct

JENKS TIMOTHY STORRS - Director - Officer CEO

2019-11-13 S 8,826 $8.43 d 420,349 443,230.00 direct

JENKS TIMOTHY STORRS - Director - Officer CEO

2019-11-13 S 15,906 $8.50 d 429,175 443,230.00 direct

CHEUNG CHIYUE - Officer CHIEF OPERATING OFFICER

2019-11-01 M 6,000 $3.50 a 6,000 0.00 direct

CHEUNG CHIYUE - Officer CHIEF OPERATING OFFICER

2019-11-01 M 6,000 $7.80 d 0 0.00 direct

CHEUNG CHIYUE - Officer CHIEF OPERATING OFFICER

2019-11-01 S 6,000 $7.80 d 0 0.00 direct
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