NeoPhotonics Corp (NPTN)

Sector:
INFORMATION TECHNOLOGY
Industry:
SEMICONDUCTORS
SIC:
SEMICONDUCTORS & RELATED DEVICES
CEO:
Timothy S. Jenks
Employees:
1,160
2911 ZANKER ROAD, SAN JOSE, CA 951342125
4082329200

• *** This stock is shown as delisted in our database. *** If you think this isn't correct then please let us know

NeoPhotonics Corporation develops, manufactures, and sells optoelectronic products that transmit and receive high speed digital optical signals. The company sells its products to network equipment manufacturers through a direct sales force in North America; Europe; and Asia, including China, Japan, Korea and Taiwan.

Data derived from most recent annual or quarterly report
Market Cap 856.115 Million Shares Outstanding53.474 Million Avg 30-day Volume 881.359 Thousand
P/E Ratio0.0 Dividend Yield0.0 EPS0.17
Price to Revenue2.531 Debt to Equity0.1733 EBITDA19.464 Million
Price to Book Value5.7946 Operating Margin-1.9918000000000002 Enterprise Value803.931 Million
Current Ratio2.54 EPS Growth0.862 Quick Ratio1.708
1 Yr BETA 0.2739 52-week High/Low 16.14 / 7.95 Profit Margin-1.8908
Operating Cash Flow Growth-625.5044 Free Cash Flow to Firm (FCFF) TTM -15.736 Million Free Cash Flow to Equity (FCFE) TTM48.441 Million
Altman Z-Score2.7186
View SEC Filings from NPTN instead.

View recent insider trading info

NeoPhotonics Corp YCharts
Yahoo! Finance finviz
SEC Web Site SEC DEF 14A Filings

Funds Holding NPTN (via 13F filings)

Refresh Download CSV Download Excel (.xlsx) Download TSV
Filter by:
Click for Additional Filters
to
to
to
Refresh
*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding NPTN

Download CSV

Active Schedule 13D and 13G filings

Please sign in first

Recent Filings

Financial Reporting

Ownership

  • 4: filed on 2022-08-05 by ABBE CHARLES J
  • 4: filed on 2022-08-05 by LI YANBING
  • 4: filed on 2022-08-05 by WUPEN YUEN
  • 4: filed on 2022-08-05 by WRIGHT BRADFORD W.
  • 4: filed on 2022-08-05 by JENKS TIMOTHY STORRS
  • 4: filed on 2022-08-05 by SAVAGE SHERI
  • 4: filed on 2022-08-05 by CHAINEY KIMBERLY
  • 4: filed on 2022-08-05 by TARAZI IHAB SAAD
  • 4: filed on 2022-08-05 by EBY ELIZABETH LYNNE
  • 4: filed on 2022-08-05 by RAMASWAMI RAJIV

    • Events (8k)

  • 8-K: filed on 2022-08-03:
    Item 1.02: Termination of a Material Definitive Agreement
    Item 2.01: Completion of Acquisition or Disposition of Assets
    Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
    Item 3.03: Material Modifications to Rights of Security Holders
    Item 5.01: Changes in Control of Registrant
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-08-02:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-07-29:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-07-25:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-07-07:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
  • 8-K: filed on 2022-06-06:
    Item 5.07: Submission of Matters to a Vote of Security Holders
  • 8-K: filed on 2022-04-28:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-02-24:
    Item 2.01: Completion of Acquisition or Disposition of Assets
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-01-24:
    Item 8.01: Other Events
  • 8-K: filed on 2022-01-21:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits

    • Proposed Sales (Form 144)

    Proxy

    Prospectus

    All

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    none

    Open Market Sells (S)

    none

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    ABBE CHARLES J

    • Director
    		 0 2022-08-03 0

    CARANO BANDEL L

    • Director
    		 0 2022-08-03 0

    SOPHIE MICHAEL J

    • Director
    		 0 2022-08-03 0

    RAMASWAMI RAJIV

    • Director
    		 0 2022-08-03 0

    JENKS TIMOTHY STORRS CEO

    • Officer
    • Director
    		 0 2022-08-03 0

    CHEUNG CHIYUE COO

    • Officer
    		 0 2022-08-03 0

    WUPEN YUEN VP, GLOBAL PRODUCTS

    • Officer
    		 0 2022-08-03 0

    TARAZI IHAB SAAD

    • Director
    		 0 2022-08-03 0

    SAVAGE SHERI

    • Director
    		 0 2022-08-03 0

    EBY ELIZABETH LYNNE SVP, CFO

    • Officer
    		 0 2022-08-03 0

    LI YANBING

    • Director
    		 0 2022-08-03 0

    CHAINEY KIMBERLY

    • Director
    		 0 2022-08-03 0

    WRIGHT BRADFORD W. SVP GLOBAL SALES

    • Officer
    		 0 2022-08-03 0

    YEE YANG CHIAH SENIOR VP, GLOBAL SALES

    • Officer
    		 127,252 2021-04-09 0

    AKHANOV DMITRY

    • Director
    		 24,236 2019-06-04 0

    CARANO BANDEL L

    OAK INVESTMENT PARTNERS IX L P

    OAK IX AFFILIATES FUND LP

    OAK IX AFFILIATES FUND A LP

    OAK INVESTMENT PARTNERS X LTD PARTNERSHIP

    OAK X AFFILIATES FUND LP

    OAK INVESTMENT PARTNERS XI L P

    • Director
    • 10% Owner
    		 60,442 2019-03-05 0

    SITLER BENJAMIN LEE SVP, GLOBAL SALES

    • Officer
    		 121,211 2018-02-28 0

    RUSNANO

    • 10% Owner
    		 4,222,905 2017-06-01 0

    WALLIN RAY SVP, CFO

    • Officer
    		 57,982 2017-05-15 0

    TING LEE SEN

    • Director
    		 13,462 2016-06-07 0

    KWAN ALLAN CHUNG-YUEN

    • Director
    		 0 2015-07-14 0

    CARANO BANDEL L

    OAK INVESTMENT PARTNERS X LTD PARTNERSHIP

    OAK X AFFILIATES FUND LP

    OAK INVESTMENT PARTNERS IX L P

    OAK IX AFFILIATES FUND LP

    OAK IX AFFILIATES FUND A LP

    • Director
    • 10% Owner
    		 5,470,780 2015-05-27 0

    LIPSCOMB GEORGE FERRIS PBU, MANAGING DIRECTOR

    • Officer
    		 83,030 2014-12-18 0

    HOAGLAND CAL R INTERIM CFO

    • Officer
    		 0 2013-08-29 0

    FAY JAMES DANIEL SVP AND CFO

    • Officer
    		 17,904 2013-07-31 0

    POLIKARPOV SERGEY

    • Director
    		 3,090 2013-06-11 0

    OLSSON BJORN WILHELM

    • Director
    		 0 2013-06-11 0

    THOMAS T PETER

    • Director
    		 0 2011-06-17 0

    DRAPER FISHER JURVETSON FUND VII, L.P.

    DRAPER FISHER ASSOCIATES III ANNEX FUND LP

    DRAPER ASSOCIATES L P

    DRAPER FISHER JURVETSON PARTNERS VII, LLC

    DRAPER FISHER PARTNERS LLC

    DRAPER GC PARTNERS, LLC

    • FORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNER
    		 No longer subject to file 2011-02-07 0

    JURVETSON STEPHEN T

    • Director
    		 1,666,495 2011-02-07 0

    PENG YAT BUN

    • Director
    		 850,644 2011-02-07 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed    		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
    No current insider transactions

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    NEOPHOTONICS CORP NPTN 2022-08-02 22:15:03 UTC 1.9115 0.4085 1800000
    NEOPHOTONICS CORP NPTN 2022-08-02 21:45:03 UTC 1.9115 0.4085 1800000
    NEOPHOTONICS CORP NPTN 2022-08-02 21:15:04 UTC 1.9115 0.4085 1800000
    NEOPHOTONICS CORP NPTN 2022-08-02 20:45:03 UTC 1.9115 0.4085 1800000
    NEOPHOTONICS CORP NPTN 2022-08-02 20:15:05 UTC 1.9115 0.4085 1800000
    NEOPHOTONICS CORP NPTN 2022-08-02 19:45:03 UTC 1.9115 0.4085 1800000
    NEOPHOTONICS CORP NPTN 2022-08-02 19:15:05 UTC 1.9115 0.4085 1800000
    NEOPHOTONICS CORP NPTN 2022-08-02 18:45:03 UTC 1.9115 0.4085 1800000
    NEOPHOTONICS CORP NPTN 2022-08-02 18:15:03 UTC 1.9115 0.4085 1800000
    NEOPHOTONICS CORP NPTN 2022-08-02 17:45:03 UTC 1.9115 0.4085 1800000
    NEOPHOTONICS CORP NPTN 2022-08-02 17:15:03 UTC 1.9115 0.4085 1800000
    NEOPHOTONICS CORP NPTN 2022-08-02 16:45:04 UTC 1.9016 0.4084 1800000
    NEOPHOTONICS CORP NPTN 2022-08-02 16:15:03 UTC 1.9016 0.4084 1800000
    NEOPHOTONICS CORP NPTN 2022-08-02 15:45:03 UTC 1.9016 0.4084 1800000
    NEOPHOTONICS CORP NPTN 2022-08-02 15:15:04 UTC 1.9016 0.4084 1800000
    NEOPHOTONICS CORP NPTN 2022-08-02 14:45:03 UTC 1.9016 0.4084 1800000
    NEOPHOTONICS CORP NPTN 2022-08-02 14:15:03 UTC 1.9016 0.4084 1800000
    NEOPHOTONICS CORP NPTN 2022-08-02 13:45:03 UTC 1.8369 0.4731 1800000
    NEOPHOTONICS CORP NPTN 2022-08-02 13:15:03 UTC 1.8369 0.4731 1800000
    NEOPHOTONICS CORP NPTN 2022-08-02 12:45:03 UTC 1.8369 0.4731 1800000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin
    Prudential Investment Portfolios 12- PGIM QMA Large-Cap Core Equity Plus Fund NPTN -1500.0 shares, $-15315.0 2021-06-30 N-PORT
    Prudential Investment Portfolios 12- PGIM QMA Long-Short Equity Fund NPTN -3100.0 shares, $-27001.0 2021-09-30 N-PORT
    Advanced Series Trust- AST QMA U.S. Equity Alpha Portfolio NPTN -28200.0 shares, $-245622.0 2021-09-30 N-PORT

    No recent transactions

    *** To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***

    WhaleWisdom Logo

    Elevate your investments