NRG Energy Inc (NRG)

UTILITIES AND TELECOMMUNICATIONS: UTILITIES - ELECTRIC
SIC: ELECTRIC SERVICES

804 CARNEGIE CENTER PRINCETON, NJ 08540

NRG Energy is a primarily wholesale power generation company. Co. is engaged in: the ownership, development, construction and operation of power generation facilities; the transacting in and trading of fuel and transportation services; the trading of energy, capacity and related products in the U.S. and select international markets; and the supply of electricity, energy services, and cleaner energy and carbon offset products to retail electricity customers in deregulated markets through its retail subsidiaries, GenOn Energy, Inc., and Green Mountain Energy Company. As of Dec 31 2010, Co. served approximately 1.9 million residential, small business, commercial and industrial customers.

Data as of 2021-01-16
Market Cap9.969 Billion Shares Outstanding244.221 Million Avg 30-day Volume2.265 Million
P/E Ratio2.6 Dividend Yield2.94 EPS15.65
Price/Sales1.411 Price cash flow ratio5.3 Price free cash flow ratio14.2
Book Value7.92 Price to Tangible Book15.5 Alpha0.02
Short Interest Ratio % Short Interest to Float R-squared0.154695
BETA0.998135 52-week High/Low41.73 / 19.54 Stddev0.111669
View SEC Filings from NRG instead.
Q3 2020 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 8 12 -33.33% 8 (0.53%) 10 (0.65%) -20.0%
Funds Holding: 449 458 -1.97% 102 (6.71%) 106 (6.88%) -3.77%
13F shares: 232.949 Million 237.012 Million -1.71% 69.023 Million 70.059 Million -1.48%
% Ownership 95.4171 97.0814 -1.71% 28.272 28.6965 -1.48%
New Positions: 50 74 -32.43% 12 20 -40.0%
Increased Positions 158 136 16.18% 38 31 22.58%
Closed Positions 54 52 3.85% 15 18 -16.67%
Reduced Positions 173 183 -5.46% 43 48 -10.42%
Total Calls 902.651 Thousand 750.506 Thousand 20.27% 344.2 Thousand 155.3 Thousand 121.64%
Total Puts 2.232 Million 2.622 Million -14.86% 765.6 Thousand 691.4 Thousand 10.73%
PUT/CALL Ratio 2.47 3.49 -29.23% 2.22 4.45 -50.11%
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding NRG (via 13F filings)

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

62 Thousand total shares from 5 transactions

Exercise Derivative Conversion (M)

266.4 Thousand total shares from 16 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

ANDREWS KIRKLAND B EXEC VP & CHIEF FINANCIAL OFFI

  • Officer
 282,896 2021-01-02 5

GUTIERREZ MAURICIO PRESIDENT & CEO

  • Officer
  • Director
 968,731 2021-01-02 5

CALLEN DAVID SR VP & CHIEF ACCOUNTING OFFIC

  • Officer
 40,357 2021-01-02 7

MOSER CHRISTOPHER EXEC VP, OPERATIONS

  • Officer
 139,909 2021-01-02 5

CURCI BRIAN SR VP & GENERAL COUNSEL

  • Officer
 37,815 2021-01-02 5

GAUDETTE ROBERT J SR VP, BUSINESS SOLUTIONS

  • Officer
 69,008 2021-01-02 5

KILLINGER ELIZABETH R EXEC VP, RETAIL

  • Officer
 123,052 2020-12-31 5

SCHAUMBURG ANNE C

  • Director
 79,329 2020-11-02 5

COBEN LAWRENCE S

  • Director
 115,516 2020-11-02 5

ABRAHAM SPENCER

  • Director
 56,385 2020-11-02 5

COX HEATHER

  • Director
 18,903 2020-11-02 5

CARTER MATTHEW JR

  • Director
 19,244 2020-11-02 5

PRUNER ALEXANDRA

  • Director
 9,193 2020-11-02 5

CARRILLO ANTONIO

  • Director
 9,022 2020-11-02 5

DONOHUE ELISABETH B

  • Director
 5,390 2020-11-02 3

WEIDEMEYER THOMAS H

  • Director
 78,903 2020-06-01 1

HOBBY PAUL W

  • Director
 76,400 2020-06-01 1

DALLAS TERRY G

  • Director
 66,743 2020-02-03 1

HANTKE WILLIAM

  • Director
 75,178 2019-11-01 0

WILDER JOHN C JR

  • Director
 9,037,872 2018-11-01 0

CALDWELL KIRBYJON H

  • Director
 52,789 2018-02-01 0

HILL DAVID RUSSELL EXEC VICE PRES, GEN COUNSEL

  • Officer
 117,551 2018-02-01 0

SILVERSTEIN EVAN JAY

  • Director
 52,389 2018-02-01 0

CHILLEMI JOHN V EXECUTIVE VP,NAT'L BUS. DEV.

  • Officer
 78,695 2018-02-01 0

MOSER CHRISTOPHER EXEC VICE PRES, OPERATIONS

MOSER CHRISTOPHER EXEC VICE PRES, OPERATIONS

  • Officer
 77,580 2018-01-03 5

SMITHERMAN BARRY T

  • Director
 50,000 2017-11-06 0

YOUNG WALTER R JR

  • Director
 95,502 2017-06-01 0

COSGROVE HOWARD E

  • Director
 146,363 2017-02-01 0

MULLER EDWARD R

  • Director
 40,081 2017-02-01 0

DEHNE TANUJA EVP AND CHIEF ADMIN OFFICER

  • Officer
 57,603 2016-02-01 0

CRANE DAVID W PRESIDENT & CEO

  • Officer
  • Director
 1,115,162 2015-11-06 0

STARK RONALD B VP, CHIEF ACCOUNTING OFFICER

  • Officer
 23,765 2015-02-02 0

WILSON DENISE EXEC VP & PRES, NEW BUSINESS

  • Officer
 127,435 2014-11-21 0

RAGAN JOHN W EVP& PRES, GULF COAST REGION

  • Officer
 95,766 2014-10-31 0

LUTERMAN GERALD

  • Director
 27,163 2014-05-01 0

MCGINTY KATHLEEN A.

  • Director
 27,762 2013-06-01 0

CHLEBOWSKI JOHN

  • Director
 52,982 2013-06-01 0

TATE HERBERT H

  • Director
 21,886 2012-06-01 0

BRAMNICK MICHAEL R. EXEC VP & GENERAL COUNSEL

  • Officer
 38,687 2012-01-03 0

INGOLDSBY JAMES J SVP & CHIEF ACCOUNTING OFFICER

  • Officer
 63,799 2012-01-03 0

CROPPER STEPHEN L

  • Director
 40,936 2011-06-01 0

SCHADE CHRISTIAN S EXEC VP & CHIEF FINANCIAL OFC

  • Officer
 34,916 2011-03-29 0

BAUDIER JEFFREY M SVP, REG PRES SOUTH CENTRAL

  • Officer
 16,108 2011-01-02 0

HOFFMANN M STEPHEN SVP, REG PRESIDENT WEST

  • Officer
 17,531 2011-01-02 0

MURPHY J ANDREW EXEC VP, PRES NE REGION

  • Officer
 40,221 2011-01-02 0

HOWELL KEVIN EVP & REGIONAL PRES., TEXAS

  • Officer
 0 2010-03-03 0

BALIFF JONATHAN EXECUTIVE VP, STRATEGY

  • Officer
 23,007 2010-01-04 0

FREELAND CLINT SR. VP & CFO

  • Officer
 13,459 2009-02-03 0

FLEXON ROBERT C EXECUTIVE VP AND COO

  • Officer
 121,334 2009-01-02 0

LIEBELSON MICHAEL S EVP-CHF DEV OFC LO-CARBON TECH

  • Officer
 37,900 2009-01-02 0

BREWSTER JOHN P EVP, DEV ENG, PROC AND CONSTR

  • Officer
 36,900 2008-08-01 0

WINN STEVE EVP, STRATEGY & NUCLEAR DEV

  • Officer
 26,162 2008-04-08 0

BURKE CAROLYN JEANNE VP, CONTROLLER

  • Officer
 5,090 2008-01-02 0

HILL THAD EVP & REGIONAL PRES, NRG TEXAS

  • Officer
 14,600 2008-01-02 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

KILLINGER ELIZABETH R - Officer EXEC VP, RETAIL

2021-01-06 11:43:28 -0500 2021-01-04 G 245 d 154,595 direct 0.4836 11.2305 11.2305 6 0.0 1

GAUDETTE ROBERT J - Officer SR VP, BUSINESS SOLUTIONS

2021-01-06 17:59:02 -0500 2021-01-04 S 11,197 $36.91 d 69,008 direct 4.3048 7.5936 10.6952 5 0.0 1

KILLINGER ELIZABETH R - Officer EXEC VP, RETAIL

2021-01-06 11:43:28 -0500 2021-01-04 G 231 d 154,840 direct 0.4836 11.2305 11.2305 6 0.0 1

GAUDETTE ROBERT J - Officer SR VP, BUSINESS SOLUTIONS

2021-01-06 17:59:02 -0500 2021-01-04 M 11,197 $31.34 a 80,205 direct 4.3048 7.5936 10.6952 5 0.0 1

KILLINGER ELIZABETH R - Officer EXEC VP, RETAIL

2021-01-06 11:43:28 -0500 2021-01-04 S 31,543 $36.91 d 123,052 direct 0.4836 11.2305 11.2305 6 0.0 1

GAUDETTE ROBERT J - Officer SR VP, BUSINESS SOLUTIONS

2021-01-06 17:59:02 -0500 2021-01-04 M 11,197 d 0 direct

GAUDETTE ROBERT J - Officer SR VP, BUSINESS SOLUTIONS

2021-01-06 17:59:02 -0500 2021-01-02 F 3,666 d 69,008 direct 4.3048 7.5936 10.6952 5 0.0 1

GAUDETTE ROBERT J - Officer SR VP, BUSINESS SOLUTIONS

2021-01-06 17:59:02 -0500 2021-01-02 F 447 d 73,918 direct 4.3048 7.5936 10.6952 5 0.0 1

KILLINGER ELIZABETH R - Officer EXEC VP, RETAIL

2021-01-06 11:43:28 -0500 2021-01-02 F 1,226 d 162,980 direct 0.4836 11.2305 11.2305 6 0.0 1

GAUDETTE ROBERT J - Officer SR VP, BUSINESS SOLUTIONS

2021-01-06 17:59:02 -0500 2021-01-02 M 14,435 a 67,968 direct 4.3048 7.5936 10.6952 5 0.0 1

KILLINGER ELIZABETH R - Officer EXEC VP, RETAIL

2021-01-06 11:43:28 -0500 2021-01-02 M 1,082 a 165,800 direct 0.4836 11.2305 11.2305 6 0.0 1

CURCI BRIAN - Officer SR VP & GENERAL COUNSEL

2021-01-06 16:12:55 -0500 2021-01-02 M 414 d 0 direct

ANDREWS KIRKLAND B - Officer EXEC VP & CHIEF FINANCIAL OFFI

2021-01-05 21:35:41 -0500 2021-01-02 M 31,884 d 0 direct

CURCI BRIAN - Officer SR VP & GENERAL COUNSEL

2021-01-06 16:12:55 -0500 2021-01-02 F 529 d 41,106 direct 4.3048 7.5936 10.6952 5 0.0 1

CURCI BRIAN - Officer SR VP & GENERAL COUNSEL

2021-01-06 16:12:55 -0500 2021-01-02 A 5,358 a 41,699 direct 4.3048 7.5936 10.6952 5 0.0 1

ANDREWS KIRKLAND B - Officer EXEC VP & CHIEF FINANCIAL OFFI

2021-01-05 21:35:41 -0500 2021-01-02 F 2,663 d 301,893 direct 0.4836 11.2305 11.2305 6 0.0 1

CALLEN DAVID - Officer SR VP & CHIEF ACCOUNTING OFFIC

2021-01-11 21:06:55 -0500 2021-01-02 M 494 d 0 direct

MOSER CHRISTOPHER - Officer EXEC VP, OPERATIONS

2021-01-06 11:44:34 -0500 2021-01-02 M 24,782 d 0 direct

ANDREWS KIRKLAND B - Officer EXEC VP & CHIEF FINANCIAL OFFI

2021-01-05 21:35:41 -0500 2021-01-02 M 1,377 a 308,392 direct 0.4836 11.2305 11.2305 6 0.0 1

CALLEN DAVID - Officer SR VP & CHIEF ACCOUNTING OFFIC

2021-01-11 21:06:55 -0500 2021-01-02 F 586 d 45,274 direct 1.4209 -0.5145 1.4209 2 -1.4209 3

MOSER CHRISTOPHER - Officer EXEC VP, OPERATIONS

2021-01-06 11:44:34 -0500 2021-01-02 F 1,344 d 148,497 direct 0.4836 11.2305 11.2305 6 0.0 1

GUTIERREZ MAURICIO - Director - Officer PRESIDENT & CEO

2021-01-05 21:27:21 -0500 2021-01-02 A 77,042 a 77,042 direct

CALLEN DAVID - Officer SR VP & CHIEF ACCOUNTING OFFIC

2021-01-11 21:06:55 -0500 2021-01-02 A 4,581 a 45,885 direct 1.4209 -0.5145 1.4209 2 -1.4209 3

MOSER CHRISTOPHER - Officer EXEC VP, OPERATIONS

2021-01-06 11:44:34 -0500 2021-01-02 M 1,071 a 151,637 direct 0.4836 11.2305 11.2305 6 0.0 1

GUTIERREZ MAURICIO - Director - Officer PRESIDENT & CEO

2021-01-05 21:27:21 -0500 2021-01-02 F 81,020 d 968,731 direct 0.4836 11.2305 11.2305 6 0.0 1

GAUDETTE ROBERT J - Officer SR VP, BUSINESS SOLUTIONS

2021-01-06 17:59:02 -0500 2021-01-02 A 8,895 a 8,895 direct

KILLINGER ELIZABETH R - Officer EXEC VP, RETAIL

2021-01-06 11:43:28 -0500 2021-01-02 A 15,271 a 15,271 direct

GUTIERREZ MAURICIO - Director - Officer PRESIDENT & CEO

2021-01-05 21:27:21 -0500 2021-01-02 F 9,547 d 1,070,170 direct 0.4836 11.2305 11.2305 6 0.0 1

GUTIERREZ MAURICIO - Director - Officer PRESIDENT & CEO

2021-01-05 21:27:21 -0500 2021-01-02 M 123,374 a 1,024,374 direct 0.4836 11.2305 11.2305 6 0.0 1

GAUDETTE ROBERT J - Officer SR VP, BUSINESS SOLUTIONS

2021-01-06 17:59:02 -0500 2021-01-02 F 721 d 72,674 direct 4.3048 7.5936 10.6952 5 0.0 1

GAUDETTE ROBERT J - Officer SR VP, BUSINESS SOLUTIONS

2021-01-06 17:59:02 -0500 2021-01-02 M 623 a 74,365 direct 4.3048 7.5936 10.6952 5 0.0 1

KILLINGER ELIZABETH R - Officer EXEC VP, RETAIL

2021-01-06 11:43:28 -0500 2021-01-02 F 805 d 164,206 direct 0.4836 11.2305 11.2305 6 0.0 1

KILLINGER ELIZABETH R - Officer EXEC VP, RETAIL

2021-01-06 11:43:28 -0500 2021-01-02 A 9,913 a 164,718 direct 0.4836 11.2305 11.2305 6 0.0 1

CURCI BRIAN - Officer SR VP & GENERAL COUNSEL

2021-01-06 16:12:55 -0500 2021-01-02 A 8,254 a 8,254 direct

CURCI BRIAN - Officer SR VP & GENERAL COUNSEL

2021-01-06 16:12:55 -0500 2021-01-02 F 2,740 d 37,815 direct 4.3048 7.5936 10.6952 5 0.0 1

CURCI BRIAN - Officer SR VP & GENERAL COUNSEL

2021-01-06 16:12:55 -0500 2021-01-02 F 478 d 41,635 direct 4.3048 7.5936 10.6952 5 0.0 1

ANDREWS KIRKLAND B - Officer EXEC VP & CHIEF FINANCIAL OFFI

2021-01-05 21:35:41 -0500 2021-01-02 M 1,377 d 0 direct

CALLEN DAVID - Officer SR VP & CHIEF ACCOUNTING OFFIC

2021-01-11 21:06:55 -0500 2021-01-02 A 7,056 a 7,056 direct

CURCI BRIAN - Officer SR VP & GENERAL COUNSEL

2021-01-06 16:12:55 -0500 2021-01-02 M 9,589 a 36,341 direct 4.3048 7.5936 10.6952 5 0.0 1

ANDREWS KIRKLAND B - Officer EXEC VP & CHIEF FINANCIAL OFFI

2021-01-05 21:35:41 -0500 2021-01-02 F 1,930 d 304,556 direct 0.4836 11.2305 11.2305 6 0.0 1

CALLEN DAVID - Officer SR VP & CHIEF ACCOUNTING OFFIC

2021-01-11 21:06:55 -0500 2021-01-02 F 4,154 d 40,357 direct 1.4209 -0.5145 1.4209 2 -1.4209 3

MOSER CHRISTOPHER - Officer EXEC VP, OPERATIONS

2021-01-06 11:44:34 -0500 2021-01-02 M 1,071 d 0 direct

ANDREWS KIRKLAND B - Officer EXEC VP & CHIEF FINANCIAL OFFI

2021-01-05 21:35:41 -0500 2021-01-02 A 12,505 a 307,015 direct 0.4836 11.2305 11.2305 6 0.0 1

CALLEN DAVID - Officer SR VP & CHIEF ACCOUNTING OFFIC

2021-01-11 21:06:55 -0500 2021-01-02 F 519 d 45,860 direct 1.4209 -0.5145 1.4209 2 -1.4209 3

MOSER CHRISTOPHER - Officer EXEC VP, OPERATIONS

2021-01-06 11:44:34 -0500 2021-01-02 F 907 d 149,841 direct 0.4836 11.2305 11.2305 6 0.0 1

GUTIERREZ MAURICIO - Director - Officer PRESIDENT & CEO

2021-01-05 21:27:21 -0500 2021-01-02 M 123,374 d 0 direct

CALLEN DAVID - Officer SR VP & CHIEF ACCOUNTING OFFIC

2021-01-11 21:06:55 -0500 2021-01-02 M 11,451 a 41,304 direct 1.4209 -0.5145 1.4209 2 -1.4209 3

MOSER CHRISTOPHER - Officer EXEC VP, OPERATIONS

2021-01-06 11:44:34 -0500 2021-01-02 A 9,913 a 150,566 direct 0.4836 11.2305 11.2305 6 0.0 1

GUTIERREZ MAURICIO - Director - Officer PRESIDENT & CEO

2021-01-05 21:27:21 -0500 2021-01-02 F 10,511 d 1,049,751 direct 0.4836 11.2305 11.2305 6 0.0 1

GAUDETTE ROBERT J - Officer SR VP, BUSINESS SOLUTIONS

2021-01-06 17:59:02 -0500 2021-01-02 M 14,435 d 0 direct

KILLINGER ELIZABETH R - Officer EXEC VP, RETAIL

2021-01-06 11:43:28 -0500 2021-01-02 M 25,046 d 0 direct

GUTIERREZ MAURICIO - Director - Officer PRESIDENT & CEO

2021-01-05 21:27:21 -0500 2021-01-02 M 5,331 a 1,079,717 direct 0.4836 11.2305 11.2305 6 0.0 1

GAUDETTE ROBERT J - Officer SR VP, BUSINESS SOLUTIONS

2021-01-06 17:59:02 -0500 2021-01-02 F 523 d 73,395 direct 4.3048 7.5936 10.6952 5 0.0 1

KILLINGER ELIZABETH R - Officer EXEC VP, RETAIL

2021-01-06 11:43:28 -0500 2021-01-02 F 7,909 d 155,071 direct 0.4836 11.2305 11.2305 6 0.0 1

GAUDETTE ROBERT J - Officer SR VP, BUSINESS SOLUTIONS

2021-01-06 17:59:02 -0500 2021-01-02 A 5,774 a 73,742 direct 4.3048 7.5936 10.6952 5 0.0 1

KILLINGER ELIZABETH R - Officer EXEC VP, RETAIL

2021-01-06 11:43:28 -0500 2021-01-02 F 789 d 165,011 direct 0.4836 11.2305 11.2305 6 0.0 1

KILLINGER ELIZABETH R - Officer EXEC VP, RETAIL

2021-01-06 11:43:28 -0500 2021-01-02 M 25,046 a 154,805 direct 0.4836 11.2305 11.2305 6 0.0 1

CURCI BRIAN - Officer SR VP & GENERAL COUNSEL

2021-01-06 16:12:55 -0500 2021-01-02 M 9,589 d 0 direct

ANDREWS KIRKLAND B - Officer EXEC VP & CHIEF FINANCIAL OFFI

2021-01-05 21:35:41 -0500 2021-01-02 A 19,263 a 19,263 direct

CURCI BRIAN - Officer SR VP & GENERAL COUNSEL

2021-01-06 16:12:55 -0500 2021-01-02 F 551 d 40,555 direct 4.3048 7.5936 10.6952 5 0.0 1

CURCI BRIAN - Officer SR VP & GENERAL COUNSEL

2021-01-06 16:12:55 -0500 2021-01-02 M 414 a 42,113 direct 4.3048 7.5936 10.6952 5 0.0 1

ANDREWS KIRKLAND B - Officer EXEC VP & CHIEF FINANCIAL OFFI

2021-01-05 21:35:41 -0500 2021-01-02 F 18,997 d 282,896 direct 0.4836 11.2305 11.2305 6 0.0 1

CALLEN DAVID - Officer SR VP & CHIEF ACCOUNTING OFFIC

2021-01-11 21:06:55 -0500 2021-01-02 M 11,451 d 0 direct

MOSER CHRISTOPHER - Officer EXEC VP, OPERATIONS

2021-01-06 11:44:34 -0500 2021-01-02 A 15,271 a 15,271 direct

ANDREWS KIRKLAND B - Officer EXEC VP & CHIEF FINANCIAL OFFI

2021-01-05 21:35:41 -0500 2021-01-02 F 1,906 d 306,486 direct 0.4836 11.2305 11.2305 6 0.0 1

CALLEN DAVID - Officer SR VP & CHIEF ACCOUNTING OFFIC

2021-01-11 21:06:55 -0500 2021-01-02 F 763 d 44,511 direct 1.4209 -0.5145 1.4209 2 -1.4209 3

MOSER CHRISTOPHER - Officer EXEC VP, OPERATIONS

2021-01-06 11:44:34 -0500 2021-01-02 F 8,588 d 139,909 direct 0.4836 11.2305 11.2305 6 0.0 1

ANDREWS KIRKLAND B - Officer EXEC VP & CHIEF FINANCIAL OFFI

2021-01-05 21:35:41 -0500 2021-01-02 M 31,884 a 294,510 direct 0.4836 11.2305 11.2305 6 0.0 1

CALLEN DAVID - Officer SR VP & CHIEF ACCOUNTING OFFIC

2021-01-11 21:06:55 -0500 2021-01-02 M 494 a 46,379 direct 1.4209 -0.5145 1.4209 2 -1.4209 3

MOSER CHRISTOPHER - Officer EXEC VP, OPERATIONS

2021-01-06 11:44:34 -0500 2021-01-02 F 889 d 150,748 direct 0.4836 11.2305 11.2305 6 0.0 1

GUTIERREZ MAURICIO - Director - Officer PRESIDENT & CEO

2021-01-05 21:27:21 -0500 2021-01-02 M 5,331 d 0 direct

MOSER CHRISTOPHER - Officer EXEC VP, OPERATIONS

2021-01-06 11:44:34 -0500 2021-01-02 M 24,782 a 140,653 direct 0.4836 11.2305 11.2305 6 0.0 1

GUTIERREZ MAURICIO - Director - Officer PRESIDENT & CEO

2021-01-05 21:27:21 -0500 2021-01-02 F 9,908 d 1,060,262 direct 0.4836 11.2305 11.2305 6 0.0 1

GAUDETTE ROBERT J - Officer SR VP, BUSINESS SOLUTIONS

2021-01-06 17:59:02 -0500 2021-01-02 M 623 d 0 direct

KILLINGER ELIZABETH R - Officer EXEC VP, RETAIL

2021-01-06 11:43:28 -0500 2021-01-02 M 1,082 d 0 direct

GUTIERREZ MAURICIO - Director - Officer PRESIDENT & CEO

2021-01-05 21:27:21 -0500 2021-01-02 A 50,012 a 1,074,386 direct 0.4836 11.2305 11.2305 6 0.0 1

KILLINGER ELIZABETH R - Officer EXEC VP, RETAIL

2021-01-06 11:43:28 -0500 2020-12-31 S 4,278 $36.59 d 129,759 direct 0.4836 11.2305 11.2305 6 0.0 1

KILLINGER ELIZABETH R - Officer EXEC VP, RETAIL

2021-01-06 11:43:28 -0500 2020-12-31 M 4,278 d 0 direct

KILLINGER ELIZABETH R - Officer EXEC VP, RETAIL

2021-01-06 11:43:28 -0500 2020-12-31 M 4,278 $19.83 a 134,037 direct 0.4836 11.2305 11.2305 6 0.0 1

CALLEN DAVID - Officer SR VP & CHIEF ACCOUNTING OFFIC

2021-01-04 16:51:34 -0500 2020-12-30 S 6,000 $35.89 d 29,853 direct 1.1138 10.8938 10.8938 6 0.0 1

CALLEN DAVID - Officer SR VP & CHIEF ACCOUNTING OFFIC

2020-12-17 19:43:52 -0500 2020-12-15 S 9,000 $33.40 d 35,853 direct -0.2664 4.2616 4.5576 4 -0.2664 2

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

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