NORTHERN 3 VCT PLC: ORD 5P (NTN)

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Funds Holding NTN (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding NTN

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Active Schedule 13D and 13G filings

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Recent Filings

Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

ELLIN ROBERT S

  • 10% Owner
356,665 2019-12-20 0

SIMTOB RICHARD ISAAC

  • Director
98,779 2017-12-15 0

BERG JEFFREY ALAN

  • Director
  • 10% Owner
433,600 2016-11-14 0

KRISHNAN RAM CEO

  • Officer
  • Director
5,900 2016-06-17 0

MILLER DAVE BRIAN SVP MARKETING

  • Officer
5,600 2016-06-17 0

WOLFF ALLEN CFO AND EVP

  • Officer
95,500 2016-06-13 0

YANOVER PAUL

  • Director
205,000 2016-05-26 0

MITGANG STEVE

  • Director
15,000 2015-06-19 0

UPHOFF TONY

  • Director
9,600 2014-06-10 0

KHUCHUA VLADIMIR EVP AND CHIEF PRODUCT OFFICER

  • Officer
272,700 2012-08-16 0

BUSH MICHAEL J CEO

  • Officer
  • Director
300,478 2010-12-17 0

GEORGE CHRISTOPHER ALLEN SVP AND CHIEF INFORMATION OFF

  • Officer
600 2010-11-29 0

GLASSMAN NICHOLAS A EVP OF PRODUCT AND TECHNOLOGY

  • Officer
10,000 2009-06-18 0

FARRICIELLI JOSEPH J. JR.

  • Director
110,000 2009-06-15 0

KEYMER KENNETH L

  • Director
49,900 2009-06-09 0

LEWIS MARY BETH

  • Director
10,000 2009-05-22 0

TRINAD CAPITAL MASTER FUND LTD.

TRINAD ADVISORS II, LLC

TRINAD CAPITAL L.P.

TRINAD MANAGEMENT, LLC

ELLIN ROBERT S

WOLF JAY

  • 10% Owner
8,900,093 2009-05-15 0

ARLEN GARY H

  • Director
10,450 2008-12-19 0

RICHARDS MICHELE CTO & SR. VP, OPERATIONS

  • Officer
15,000 2007-04-23 0

BOURBIEL JENNIFER VICE PRESIDENT, MARKETING

  • Officer
0 2007-04-23 0

BOOZER JOHN SR. VP, GLOBAL SALES

  • Officer
0 2006-12-31 0

LAM VICTOR TYRONE PRESIDENT

  • Officer
40,000 2004-03-22 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

No recent transactions

*** To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***

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