Northern Trust Corp. (NTRS)

FINANCE: BANKS
SIC: STATE COMMERCIAL BANKS

50 S LASALLE ST CHICAGO, IL 60603

Northern Trust Corporation (Northern Trust) is a financial holding company, which provides asset servicing, fund administration, investment management, banking and fiduciary solutions for corporations, institutions and affluent individuals worldwide. The Company conducts business through various United States and non United States subsidiaries, including The Northern Trust Company (Bank). The Bank conducts its business through its United States operations and its various United States and non United States branches and subsidiaries. Northern Trust has organized its services globally around its two client-focused principal business units: Corporate and Institutional Services (C&IS), and Personal Financial Services (PFS). Two other business units provide services to the two principal business units: Northern Trust Global Investments (NTGI), which provides investment management, and Operations and Technology (O&T), which provides operating and systems support.

Data as of 2020-09-12
Market Cap16.616 Billion Shares Outstanding208.093 Million Avg 30-day Volume790.049 Thousand
P/E Ratio12.6 Dividend Yield3.507 EPS6.41
Price/Sales2.805 Price cash flow ratio6.4 Price free cash flow ratio11.6
Book Value50.45 Price to Tangible Book1.72 Alpha-0.0
Short Interest Ratio % Short Interest to Float R-squared0.408271
BETA1.03329 52-week High/Low110.48 / 60.67 Stddev0.069097
View SEC Filings from NTRS instead.
Q2 2020 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 5 8 -37.5% 1 (0.07%) 4 (0.26%) -75.0%
Funds Holding: 595 578 2.94% 114 (7.44%) 98 (6.27%) 16.33%
13F shares: 168.294 Million 171.951 Million -2.13% 29.778 Million 37.565 Million -20.73%
% Ownership 80.8746 82.648 -2.15% 14.3098 18.0554 -20.75%
New Positions: 71 43 65.12% 25 11 127.27%
Increased Positions 184 194 -5.15% 30 33 -9.09%
Closed Positions 46 126 -63.49% 8 41 -80.49%
Reduced Positions 232 226 2.65% 45 40 12.5%
Total Calls 563.29 Thousand 541.836 Thousand 3.96% 209.9 Thousand 260.2 Thousand -19.33%
Total Puts 237.843 Thousand 344.94 Thousand -31.05% 144.6 Thousand 168.7 Thousand -14.29%
PUT/CALL Ratio 0.42 0.64 -34.38% 0.69 0.65 6.15%
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding NTRS (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding NTRS BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

TYLER JASON J. EVP & CHIEF FINANCIAL OFFICER

  • Officer
12,710 2020-08-28 6

PARKER TERESA EXECUTIVE VICE PRESIDENT

  • Officer
58,964 2020-08-21 6

CHERECWICH PETER PRESIDENT/C&IS

  • Officer
73,714 2020-08-07 7

SMITH DAVID BYRON JR

  • Director
1,393,520 2020-07-30 2

CROWN SUSAN

  • Director
389,749 2020-07-01 5

BYNOE LINDA

  • Director
25,464 2020-07-01 5

SLARK MARTIN P

  • Director
16,569 2020-07-01 5

KLEVORN MARCY S

  • Director
3,129 2020-07-01 5

TRIBBETT CHARLES A

  • Director
27,957 2020-06-30 5

PRADO BECERRA JOSE LUIS

  • Director
16,998 2020-06-30 5

HARRISON DEAN M

  • Director
13,707 2020-06-30 4

THOMPSON DONALD

  • Director
12,592 2020-06-30 5

RICHARDS THOMAS E

  • Director
11,309 2020-06-30 5

BROWNE ROBERT P EVP & CHIEF INVESTMENT OFFICER

  • Officer
29,320 2020-06-03 10

GOSSETT MARK C EXECUTIVE VICE PRESIDENT

  • Officer
11,113 2020-05-27 6

POWELL CHARLES D

  • ADVISORY DIRECTOR
0 2020-04-21 1

HENDERSON JAY L

  • Director
10,232 2020-04-21 1

MEHTA SIDDHARTH N

  • Director
3,065 2020-04-21 1

O'GRADY MICHAEL CHAIRMAN, PRESIDENT AND CEO

  • Officer
  • Director
172,728 2020-03-02 4

FRADKIN STEVEN L PRESIDENT/WEALTH MANAGEMENT

  • Officer
216,040 2020-03-02 5

ST CLAIR JOYCE EXECUTIVE VICE PRESIDENT

  • Officer
83,175 2020-03-02 5

LEVY SUSAN COHEN EVP, GEN COUNSEL & CORP SEC

  • Officer
61,954 2020-03-02 5

THOMAS SHUNDRAWN A PRESIDENT / ASSET MANAGEMENT

  • Officer
41,623 2020-03-02 5

SOUTH THOMAS A EXECUTIVE VICE PRESIDENT

  • Officer
22,001 2020-03-02 3

ALLNUTT LAUREN E SVP & CONTROLLER

  • Officer
3,382 2020-03-02 3

LEECH WILSON EVP/CHIEF RISK OFFICER

  • Officer
49,695 2020-01-21 1

BOWMAN BIFF EVP & CHIEF FINANCIAL OFFICER

  • Officer
75,181 2019-12-12 3

ROWE JOHN W

  • Director
33,923 2019-04-23 0

BLAKE AILEEN B EVP & CONTROLLER

  • Officer
28,518 2019-03-01 0

WADDELL FREDERICK H CHAIRMAN

  • Officer
  • Director
506,428 2019-01-22 0

POTTER STEPHEN N VICE CHAIRMAN

  • Officer
92,317 2018-12-13 0

MORRISON WILLIAM L VICE CHAIRMAN

  • Officer
53,946 2018-12-07 0

SCHREUDER JANA R COO

  • Officer
91,543 2018-08-06 0

COHODES JEFFREY D. EXECUTIVE VICE PRESIDENT

  • Officer
24,294 2018-05-07 0

PEMBLETON SUSAN GILLIAN EVP/HUMAN RESOURCES

  • Officer
23,270 2018-02-26 0

JAIN DIPAK C

  • Director
20,052 2017-03-31 0

KARPINSKI JANE EXECUTIVE VP & CONTROLLER

  • Officer
15,869 2017-02-21 0

MOONEY EDWARD J

  • ADVISORY DIRECTOR
No longer subject to file 2015-04-21 0

BOND JOHN

  • ADVISORY DIRECTOR
No longer subject to file 2015-04-21 0

CHABRAJA NICHOLAS D

  • Director
18,019 2014-04-15 0

LANE ROBERT W

  • Director
17,476 2014-04-15 0

WELSH KELLY R EVP & GENERAL COUNSEL

  • Officer
No longer subject to file 2014-04-03 0

MOEN TIMOTHY P EXECUTIVE VICE PRESIDENT

  • Officer
  • & CHIEF ADMINISTRATIVE OFFICER
No longer subject to file 2013-09-01 0

KUKLA RICHARD D. CONTROLLER

  • Officer
No longer subject to file 2013-05-31 0

BARRAT SHERRY S

  • FORMER VICE CHAIRMAN
No longer subject to file 2012-06-30 0

SOSA ENRIQUE

  • FORMER DIRECTOR
No longer subject to file 2012-04-17 0

MCCORMACK ROBERT C

  • FORMER DIRECTOR
No longer subject to file 2012-04-17 0

SMITHBURG WILLIAM D

  • FORMER DIRECTOR
No longer subject to file 2011-04-19 0

KELLY ARTHUR L

  • FORMER DIRECTOR
No longer subject to file 2010-04-20 0

SMITH HAROLD B

  • FORMER DIRECTOR
No longer subject to file 2010-04-20 0

OSBORN WILLIAM A

  • Director
  • FORMER CHAIRMAN OF THE BOARD
No longer subject to file 2009-11-10 0

THERIAULT TIMOTHY J

  • FORMER OFFICER
No longer subject to file 2009-09-18 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

TYLER JASON J. - Officer EVP & CHIEF FINANCIAL OFFICER

2020-09-01 16:33:28 -0400 2020-08-28 G 183 d 12,710 direct -0.3098 -5.4637 0.6316 3 -5.4637 6

PARKER TERESA - Officer EXECUTIVE VICE PRESIDENT

2020-08-25 17:50:39 -0400 2020-08-21 F 612 $81.17 d 49,704 direct 1.8613 1.4262 1.8613 2 -1.0273 4

CHERECWICH PETER - Officer PRESIDENT/C&IS by trust

2020-08-10 17:46:23 -0400 2020-08-07 G 2,500 d 32,257 indirect -0.2373 -2.4327 0.0 1 -2.4327 6

SMITH DAVID BYRON JR - Director by trust

2020-08-03 18:48:36 -0400 2020-07-30 G 1,300 a 18,694 indirect 1.4001 6.2941 5.8838 6.5212 24 0.0 1

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

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