Northern Trust Corp. (NTRS)

FINANCE: BANKS
SIC: STATE COMMERCIAL BANKS

50 S LASALLE ST CHICAGO, IL 60603

Northern Trust Corporation is a leading provider of wealth management, asset servicing, asset management and banking to corporations, institutions, affluent families and individuals. Founded in Chicago in 1889, Northern Trust has a global presence with offices in 22 U.S. states and Washington, D.C., and across 22 locations in Canada, Europe, the Middle East and the Asia-Pacific region. As of September 30, 2020, Northern Trust had assets under custody/administration of US$13.1 trillion, and assets under management of US$1.3 trillion. For more than 130 years, Northern Trust has earned distinction as an industry leader for exceptional service, financial expertise, integrity and innovation.

Data as of 2021-05-08 10:17:56 -0400
Market Cap24.827 Billion Shares Outstanding208.14 Million Avg 30-day Volume933.146 Thousand
P/E Ratio21.15274 Dividend Yield1.739 EPS5.62
Price/Sales4.01 Debt to Equity14.31 EBITDA1.684 Billion
Price to Book Value2.35 Forward PE17.63 Enterprise Value24.827 Billion
Total Cash Current Debt147.417 Billion Gross Profit6.152 Billion
BETA1.07356 52-week High/Low119.47 / 65.36 Next Earnings Date2021-07-21 Price to Cash FLow (P/CF) 92.9725
Data provided by IEX Cloud
View SEC Filings from NTRS instead.
Q4 2020 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 5 3 66.67% 2 (0.12%) 1 (0.06%) 100.0%
Funds Holding: 628 590 6.44% 125 (7.51%) 118 (7.34%) 5.93%
13F shares: 169.549 Million 168.735 Million 0.48% 28.351 Million 28.275 Million 0.27%
% Ownership 81.4665 81.0754 0.48% 13.6224 13.5859 0.27%
New Positions: 91 55 65.45% 23 18 27.78%
Increased Positions 198 190 4.21% 40 37 8.11%
Closed Positions 43 60 -28.33% 15 21 -28.57%
Reduced Positions 245 224 9.38% 47 46 2.17%
Total Calls 232.658 Thousand 309.099 Thousand -24.73% 88.2 Thousand 60.6 Thousand 45.54%
Total Puts 186.404 Thousand 308.981 Thousand -39.67% 59.4 Thousand 98.2 Thousand -39.51%
PUT/CALL Ratio 0.8 1.0 -20.0% 0.67 1.62 -58.64%
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding NTRS (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding NTRS BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

176 Thousand total shares from 14 transactions

Exercise Derivative Conversion (M)

160.6 Thousand total shares from 10 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

FRADKIN STEVEN L PRESIDENT/WEALTH MANAGEMENT

  • Officer
221,550 2021-05-11 11

THOMAS SHUNDRAWN A PRESIDENT / ASSET MANAGEMENT

  • Officer
56,662 2021-05-07 7

O'GRADY MICHAEL CHAIRMAN, PRESIDENT AND CEO

  • Officer
  • Director
316,571 2021-05-05 5

BROWNE ROBERT P EVP & CHIEF INVESTMENT OFFICER

  • Officer
27,800 2021-05-05 11

CHERECWICH PETER PRESIDENT/C&IS

  • Officer
69,203 2021-05-05 8

ST CLAIR JOYCE EXECUTIVE VICE PRESIDENT

  • Officer
72,322 2021-04-30 8

SMITH DAVID BYRON JR

  • Director
1,365,354 2021-04-29 5

SOUTH THOMAS A EXECUTIVE VICE PRESIDENT

  • Officer
25,816 2021-04-26 5

PARKER TERESA EXECUTIVE VICE PRESIDENT

  • Officer
64,901 2021-04-23 6

ALLNUTT LAUREN E EVP & CONTROLLER

  • Officer
3,774 2021-04-23 5

TRIBBETT CHARLES A

  • Director
30,319 2021-04-20 6

CROWN SUSAN

  • Director
391,072 2021-04-20 5

BYNOE LINDA

  • Director
26,757 2021-04-20 5

SLARK MARTIN P

  • Director
17,831 2021-04-20 5

PRADO BECERRA JOSE LUIS

  • Director
19,252 2021-04-20 5

HARRISON DEAN M

  • Director
16,334 2021-04-20 5

POWELL CHARLES D

  • ADVISORY DIRECTOR
1,164 2021-04-20 1

THOMPSON DONALD

  • Director
15,200 2021-04-20 5

RICHARDS THOMAS E

  • Director
13,817 2021-04-20 5

HENDERSON JAY L

  • Director
11,396 2021-04-20 1

MEHTA SIDDHARTH N

  • Director
4,229 2021-04-20 1

KLEVORN MARCY S

  • Director
4,370 2021-04-20 5

LEVY SUSAN COHEN EVP, GEN COUNSEL & CORP SEC

  • Officer
71,677 2021-03-01 5

TYLER JASON J. EVP & CHIEF FINANCIAL OFFICER

  • Officer
19,618 2021-03-01 5

GOSSETT MARK C EXECUTIVE VICE PRESIDENT

  • Officer
15,359 2021-03-01 5

LEECH WILSON EVP/CHIEF RISK OFFICER

  • Officer
49,695 2020-01-21 0

BOWMAN BIFF EVP & CHIEF FINANCIAL OFFICER

  • Officer
75,181 2019-12-12 0

ROWE JOHN W

  • Director
33,923 2019-04-23 0

BLAKE AILEEN B EVP & CONTROLLER

  • Officer
28,518 2019-03-01 0

WADDELL FREDERICK H CHAIRMAN

  • Officer
  • Director
506,428 2019-01-22 0

POTTER STEPHEN N VICE CHAIRMAN

  • Officer
92,317 2018-12-13 0

MORRISON WILLIAM L VICE CHAIRMAN

  • Officer
53,946 2018-12-07 0

SCHREUDER JANA R COO

  • Officer
91,543 2018-08-06 0

COHODES JEFFREY D. EXECUTIVE VICE PRESIDENT

  • Officer
24,294 2018-05-07 0

PEMBLETON SUSAN GILLIAN EVP/HUMAN RESOURCES

  • Officer
23,270 2018-02-26 0

JAIN DIPAK C

  • Director
20,052 2017-03-31 0

KARPINSKI JANE EXECUTIVE VP & CONTROLLER

  • Officer
15,869 2017-02-21 0

MOONEY EDWARD J

  • ADVISORY DIRECTOR
No longer subject to file 2015-04-21 0

BOND JOHN

  • ADVISORY DIRECTOR
No longer subject to file 2015-04-21 0

CHABRAJA NICHOLAS D

  • Director
18,019 2014-04-15 0

LANE ROBERT W

  • Director
17,476 2014-04-15 0

WELSH KELLY R EVP & GENERAL COUNSEL

  • Officer
No longer subject to file 2014-04-03 0

MOEN TIMOTHY P EXECUTIVE VICE PRESIDENT

  • Officer
  • & CHIEF ADMINISTRATIVE OFFICER
No longer subject to file 2013-09-01 0

KUKLA RICHARD D. CONTROLLER

  • Officer
No longer subject to file 2013-05-31 0

BARRAT SHERRY S

  • FORMER VICE CHAIRMAN
No longer subject to file 2012-06-30 0

SOSA ENRIQUE

  • FORMER DIRECTOR
No longer subject to file 2012-04-17 0

MCCORMACK ROBERT C

  • FORMER DIRECTOR
No longer subject to file 2012-04-17 0

SMITHBURG WILLIAM D

  • FORMER DIRECTOR
No longer subject to file 2011-04-19 0

KELLY ARTHUR L

  • FORMER DIRECTOR
No longer subject to file 2010-04-20 0

SMITH HAROLD B

  • FORMER DIRECTOR
No longer subject to file 2010-04-20 0

OSBORN WILLIAM A

  • Director
  • FORMER CHAIRMAN OF THE BOARD
No longer subject to file 2009-11-10 0

THERIAULT TIMOTHY J

  • FORMER OFFICER
No longer subject to file 2009-09-18 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

FRADKIN STEVEN L - Officer PRESIDENT/WEALTH MANAGEMENT

2021-05-13 18:03:29 -0400 2021-05-11 M 23,739 d 0 direct

FRADKIN STEVEN L - Officer PRESIDENT/WEALTH MANAGEMENT

2021-05-13 18:03:29 -0400 2021-05-11 S 33,653 $118.63 d 43,752 direct

FRADKIN STEVEN L - Officer PRESIDENT/WEALTH MANAGEMENT

2021-05-13 18:03:29 -0400 2021-05-11 M 12,325 d 0 direct

FRADKIN STEVEN L - Officer PRESIDENT/WEALTH MANAGEMENT

2021-05-13 18:03:29 -0400 2021-05-11 M 23,739 $70.21 a 77,405 direct

FRADKIN STEVEN L - Officer PRESIDENT/WEALTH MANAGEMENT

2021-05-13 18:03:29 -0400 2021-05-11 S 2,411 $119.24 d 41,341 direct

FRADKIN STEVEN L - Officer PRESIDENT/WEALTH MANAGEMENT

2021-05-13 18:03:29 -0400 2021-05-11 M 12,325 $60.85 a 53,666 direct

THOMAS SHUNDRAWN A - Officer PRESIDENT / ASSET MANAGEMENT

2021-05-10 17:28:10 -0400 2021-05-07 M 2,741 $58.25 a 54,403 direct -1.7314 0.0 1 -1.7314 2

THOMAS SHUNDRAWN A - Officer PRESIDENT / ASSET MANAGEMENT

2021-05-10 17:28:10 -0400 2021-05-07 M 2,741 d 5,000 direct

THOMAS SHUNDRAWN A - Officer PRESIDENT / ASSET MANAGEMENT

2021-05-10 17:28:10 -0400 2021-05-07 S 2,741 $118.26 d 51,662 direct -1.7314 0.0 1 -1.7314 2

O'GRADY MICHAEL - Director - Officer CHAIRMAN, PRESIDENT AND CEO

2021-05-07 20:56:21 -0400 2021-05-06 S 16,363 $118.59 d 58,045 direct -1.4811 0.0 1 -1.4811 2

O'GRADY MICHAEL - Director - Officer CHAIRMAN, PRESIDENT AND CEO

2021-05-07 20:56:21 -0400 2021-05-06 M 54,062 d 0 direct

O'GRADY MICHAEL - Director - Officer CHAIRMAN, PRESIDENT AND CEO

2021-05-07 20:56:21 -0400 2021-05-06 S 37,699 $117.61 d 74,408 direct -1.4811 0.0 1 -1.4811 2

O'GRADY MICHAEL - Director - Officer CHAIRMAN, PRESIDENT AND CEO

2021-05-07 20:56:21 -0400 2021-05-06 M 54,062 $38.78 a 112,107 direct -1.4811 0.0 1 -1.4811 2

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2021-05-07 20:55:57 -0400 2021-05-05 M 6,755 $88.06 a 31,954 direct -1.4811 0.0 1 -1.4811 2

O'GRADY MICHAEL - Director - Officer CHAIRMAN, PRESIDENT AND CEO

2021-05-07 20:56:21 -0400 2021-05-05 S 42,638 $117.52 d 58,045 direct -1.4811 0.0 1 -1.4811 2

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2021-05-07 20:55:57 -0400 2021-05-05 M 6,755 d 2,601 direct

O'GRADY MICHAEL - Director - Officer CHAIRMAN, PRESIDENT AND CEO

2021-05-07 20:56:21 -0400 2021-05-05 M 42,638 $38.78 a 100,683 direct -1.4811 0.0 1 -1.4811 2

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2021-05-07 20:55:57 -0400 2021-05-05 S 6,755 $116.83 d 25,199 direct -1.4811 0.0 1 -1.4811 2

O'GRADY MICHAEL - Director - Officer CHAIRMAN, PRESIDENT AND CEO

2021-05-07 20:56:21 -0400 2021-05-05 M 42,638 d 54,062 direct

CHERECWICH PETER - Officer PRESIDENT/C&IS by trust

2021-05-07 20:56:45 -0400 2021-05-05 G 2,000 d 35,930 indirect -1.4811 0.0 1 -1.4811 2

ST CLAIR JOYCE - Officer EXECUTIVE VICE PRESIDENT by trust

2021-05-03 18:00:23 -0400 2021-04-30 G 2,293 d 44,239 indirect 1.821 2.6708 4.2144 5 0.0 1

SMITH DAVID BYRON JR - Director by trust

2021-05-03 17:59:52 -0400 2021-04-29 G 1,780 a 22,884 indirect 1.821 2.6708 4.2144 5 0.0 1

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2021-04-30 16:56:08 -0400 2021-04-29 S 13,500 $114.37 d 25,199 direct 0.4617 4.6955 4.6955 6 0.0 1

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2021-04-30 16:56:08 -0400 2021-04-29 M 10,000 $88.06 a 38,699 direct 0.4617 4.6955 4.6955 6 0.0 1

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2021-04-30 16:56:08 -0400 2021-04-29 M 10,000 d 9,356 direct

SOUTH THOMAS A - Officer EXECUTIVE VICE PRESIDENT

2021-04-28 18:12:54 -0400 2021-04-26 S 1,000 $109.65 d 23,053 direct -0.5332 3.8371 3.8371 6 -0.5332 2

ALLNUTT LAUREN E - Officer EVP & CONTROLLER

2021-04-26 18:22:18 -0400 2021-04-23 S 375 $109.57 d 3,774 direct 0.5936 3.7237 3.7237 6 0.0 1

PARKER TERESA - Officer EXECUTIVE VICE PRESIDENT

2021-04-26 18:22:38 -0400 2021-04-23 M 1,916 $58.25 a 57,580 direct 0.5936 3.7237 3.7237 6 0.0 1

PARKER TERESA - Officer EXECUTIVE VICE PRESIDENT

2021-04-26 18:22:38 -0400 2021-04-23 M 1,916 d 0 direct

PARKER TERESA - Officer EXECUTIVE VICE PRESIDENT

2021-04-26 18:22:38 -0400 2021-04-23 S 3,000 $109.50 d 55,664 direct 0.5936 3.7237 3.7237 6 0.0 1

PARKER TERESA - Officer EXECUTIVE VICE PRESIDENT

2021-04-26 18:22:38 -0400 2021-04-23 S 1,916 $109.56 d 55,664 direct 0.5936 3.7237 3.7237 6 0.0 1

ST CLAIR JOYCE - Officer EXECUTIVE VICE PRESIDENT 2020 grat

2021-04-26 18:22:56 -0400 2021-04-23 S 9,248 $107.42 d 0 indirect 0.5936 3.7237 3.7237 6 0.0 1

THOMAS SHUNDRAWN A - Officer PRESIDENT / ASSET MANAGEMENT

2021-04-26 18:23:14 -0400 2021-04-22 M 4,748 d 0 direct

THOMAS SHUNDRAWN A - Officer PRESIDENT / ASSET MANAGEMENT

2021-04-26 18:23:14 -0400 2021-04-22 S 4,748 $107.48 d 51,662 direct 0.5936 3.7237 3.7237 6 0.0 1

THOMAS SHUNDRAWN A - Officer PRESIDENT / ASSET MANAGEMENT

2021-04-26 18:23:14 -0400 2021-04-22 M 4,748 $70.21 a 56,410 direct 0.5936 3.7237 3.7237 6 0.0 1

THOMPSON DONALD - Director

2021-04-22 18:27:27 -0400 2021-04-20 A 1,164 a 13,457 direct -0.3378 3.8985 4.4554 5 -0.3378 2

TRIBBETT CHARLES A - Director

2021-04-22 18:27:49 -0400 2021-04-20 A 44 $107.37 a 28,155 direct -0.3378 3.8985 4.4554 5 -0.3378 2

POWELL CHARLES D ADVISORY DIRECTOR

2021-04-22 18:24:25 -0400 2021-04-20 M 1,679 d 0 direct

PRADO BECERRA JOSE LUIS - Director

2021-04-22 18:24:55 -0400 2021-04-20 A 1,164 a 17,306 direct -0.3378 3.8985 4.4554 5 -0.3378 2

BYNOE LINDA - Director

2021-04-22 18:21:59 -0400 2021-04-20 A 44 $107.37 a 25,593 direct -0.3378 3.8985 4.4554 5 -0.3378 2

HENDERSON JAY L - Director

2021-04-22 18:22:42 -0400 2021-04-20 A 1,164 a 11,396 direct -0.3378 3.8985 4.4554 5 -0.3378 2

CROWN SUSAN - Director

2021-04-22 12:17:45 -0400 2021-04-20 A 1,164 $107.37 a 28,976 direct 2.5946 7.1656 7.1656 6 0.0 1

RICHARDS THOMAS E - Director

2021-04-22 18:26:16 -0400 2021-04-20 A 1,164 a 13,817 direct -0.3378 3.8985 4.4554 5 -0.3378 2

SLARK MARTIN P - Director

2021-04-22 18:26:38 -0400 2021-04-20 A 44 $107.37 a 11,898 direct -0.3378 3.8985 4.4554 5 -0.3378 2

THOMPSON DONALD - Director

2021-04-22 18:27:27 -0400 2021-04-20 A 44 $107.37 a 12,293 direct -0.3378 3.8985 4.4554 5 -0.3378 2

MEHTA SIDDHARTH N - Director

2021-04-22 18:23:49 -0400 2021-04-20 A 1,164 a 4,229 direct -0.3378 3.8985 4.4554 5 -0.3378 2

POWELL CHARLES D ADVISORY DIRECTOR

2021-04-22 18:24:25 -0400 2021-04-20 D 1,679 $107.37 d 0 direct -0.3378 3.8985 4.4554 5 -0.3378 2

PRADO BECERRA JOSE LUIS - Director

2021-04-22 18:24:55 -0400 2021-04-20 A 44 $107.37 a 16,142 direct -0.3378 3.8985 4.4554 5 -0.3378 2

HARRISON DEAN M - Director

2021-04-22 18:22:22 -0400 2021-04-20 A 1,164 a 15,287 direct -0.3378 3.8985 4.4554 5 -0.3378 2

KLEVORN MARCY S - Director

2021-04-22 18:23:06 -0400 2021-04-20 A 1,164 a 4,370 direct -0.3378 3.8985 4.4554 5 -0.3378 2

RICHARDS THOMAS E - Director

2021-04-22 18:26:16 -0400 2021-04-20 A 44 $107.37 a 12,653 direct -0.3378 3.8985 4.4554 5 -0.3378 2

SMITH DAVID BYRON JR - Director

2021-04-22 18:27:00 -0400 2021-04-20 A 1,164 a 1,164 direct -0.3378 3.8985 4.4554 5 -0.3378 2

TRIBBETT CHARLES A - Director

2021-04-22 18:27:49 -0400 2021-04-20 A 1,164 a 29,319 direct -0.3378 3.8985 4.4554 5 -0.3378 2

POWELL CHARLES D ADVISORY DIRECTOR

2021-04-22 18:24:25 -0400 2021-04-20 A 1,164 a 1,164 direct

POWELL CHARLES D ADVISORY DIRECTOR

2021-04-22 18:24:25 -0400 2021-04-20 M 1,679 a 1,679 direct -0.3378 3.8985 4.4554 5 -0.3378 2

BYNOE LINDA - Director

2021-04-22 18:21:59 -0400 2021-04-20 A 1,164 a 26,757 direct -0.3378 3.8985 4.4554 5 -0.3378 2

HARRISON DEAN M - Director

2021-04-22 18:22:22 -0400 2021-04-20 A 44 $107.37 a 14,123 direct -0.3378 3.8985 4.4554 5 -0.3378 2

KLEVORN MARCY S - Director

2021-04-22 18:23:06 -0400 2021-04-20 A 44 $107.37 a 3,206 direct -0.3378 3.8985 4.4554 5 -0.3378 2

SLARK MARTIN P - Director

2021-04-22 18:26:38 -0400 2021-04-20 A 1,164 a 13,062 direct -0.3378 3.8985 4.4554 5 -0.3378 2

BYNOE LINDA - Director

2021-04-02 19:15:06 -0400 2021-04-01 A 25 $105.63 a 25,549 direct -1.0854 2.8914 2.8914 6 -1.0854 2

SLARK MARTIN P - Director

2021-04-02 19:23:58 -0400 2021-04-01 A 15 $105.63 a 11,854 direct -1.0854 2.8914 2.8914 6 -1.0854 2

KLEVORN MARCY S - Director

2021-04-02 19:18:52 -0400 2021-04-01 A 10 $105.63 a 3,163 direct -1.0854 2.8914 2.8914 6 -1.0854 2

HARRISON DEAN M - Director

2021-04-02 19:16:47 -0400 2021-04-01 A 48 $105.63 a 14,079 direct -1.0854 2.8914 2.8914 6 -1.0854 2

CROWN SUSAN - Director

2021-04-05 09:50:47 -0400 2021-04-01 A 33 $105.63 a 27,768 direct -1.0854 2.8914 2.8914 6 -1.0854 2

RICHARDS THOMAS E - Director

2021-04-02 19:21:57 -0400 2021-04-01 A 44 $105.63 a 12,610 direct -1.0854 2.8914 2.8914 6 -1.0854 2

THOMPSON DONALD - Director

2021-04-02 19:25:20 -0400 2021-04-01 A 49 $105.63 a 12,250 direct -1.0854 2.8914 2.8914 6 -1.0854 2

PRADO BECERRA JOSE LUIS - Director

2021-04-02 19:20:19 -0400 2021-04-01 A 42 $105.63 a 16,099 direct -1.0854 2.8914 2.8914 6 -1.0854 2

TRIBBETT CHARLES A - Director

2021-04-02 19:27:02 -0400 2021-04-01 A 44 $105.63 a 28,111 direct -1.0854 2.8914 2.8914 6 -1.0854 2

TRIBBETT CHARLES A - Director

2021-04-02 19:27:02 -0400 2021-03-31 A 309 $105.11 a 28,067 direct -1.0854 2.8914 2.8914 6 -1.0854 2

HARRISON DEAN M - Director

2021-04-02 19:16:47 -0400 2021-03-31 A 381 $105.11 a 14,031 direct -1.0854 2.8914 2.8914 6 -1.0854 2

RICHARDS THOMAS E - Director

2021-04-02 19:21:57 -0400 2021-03-31 A 333 $105.11 a 12,565 direct -1.0854 2.8914 2.8914 6 -1.0854 2

THOMPSON DONALD - Director

2021-04-02 19:25:20 -0400 2021-03-31 A 357 $105.11 a 12,200 direct -1.0854 2.8914 2.8914 6 -1.0854 2

PRADO BECERRA JOSE LUIS - Director

2021-04-02 19:20:19 -0400 2021-03-31 A 262 $105.11 a 16,057 direct -1.0854 2.8914 2.8914 6 -1.0854 2

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
NORTHERN TRUST CORP NTRS 2021-05-14 22:15:03 UTC -0.2 0.25 4900000
NORTHERN TRUST CORP NTRS 2021-05-14 21:45:03 UTC -0.2 0.25 4900000
NORTHERN TRUST CORP NTRS 2021-05-14 21:15:03 UTC -0.2 0.25 4900000
NORTHERN TRUST CORP NTRS 2021-05-14 20:45:03 UTC -0.2059 0.2559 4900000
NORTHERN TRUST CORP NTRS 2021-05-14 20:15:04 UTC -0.2059 0.2559 4900000
NORTHERN TRUST CORP NTRS 2021-05-14 19:45:02 UTC -0.2059 0.2559 4900000
NORTHERN TRUST CORP NTRS 2021-05-14 19:15:03 UTC -0.2059 0.2559 4900000
NORTHERN TRUST CORP NTRS 2021-05-14 18:45:03 UTC -0.2067 0.2567 4900000
NORTHERN TRUST CORP NTRS 2021-05-14 18:15:03 UTC -0.2067 0.2567 4900000
NORTHERN TRUST CORP NTRS 2021-05-14 17:45:03 UTC -0.2067 0.2567 4900000
NORTHERN TRUST CORP NTRS 2021-05-14 17:15:03 UTC -0.2067 0.2567 4900000
NORTHERN TRUST CORP NTRS 2021-05-14 16:45:03 UTC -0.2 0.25 4900000
NORTHERN TRUST CORP NTRS 2021-05-14 16:15:03 UTC -0.2 0.25 4900000
NORTHERN TRUST CORP NTRS 2021-05-14 15:45:03 UTC -0.2 0.25 4900000
NORTHERN TRUST CORP NTRS 2021-05-14 15:15:02 UTC -0.2 0.25 4900000
NORTHERN TRUST CORP NTRS 2021-05-14 14:45:04 UTC -0.2 0.25 4900000
NORTHERN TRUST CORP NTRS 2021-05-14 14:15:03 UTC -0.2 0.25 4900000
NORTHERN TRUST CORP NTRS 2021-05-14 13:45:03 UTC -0.2 0.25 4900000
NORTHERN TRUST CORP NTRS 2021-05-14 13:15:03 UTC -0.2 0.25 4900000
NORTHERN TRUST CORP NTRS 2021-05-14 12:45:03 UTC -0.2 0.25 4900000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
JPMorgan Trust I- JPMorgan U.S. Large Cap Core Plus Fund NTRS -67760.0 shares, $-6311166.4 2020-12-31 N-PORT
FundVantage Trust- Gotham Hedged Core Fund NTRS -70.0 shares, $-6519.8 2020-12-31 N-PORT
FundVantage Trust- Gotham Enhanced 500 Plus Fund NTRS -46.0 shares, $-4284.44 2020-12-31 N-PORT
FundVantage Trust- Gotham Absolute 500 Core Fund NTRS -51.0 shares, $-3848.46 2020-03-31 N-PORT
FundVantage Trust- Gotham Neutral 500 Fund NTRS -19.0 shares, $-1769.66 2020-12-31 N-PORT
PACE SELECT ADVISORS TRUST- PACE Large Co Value Equity Investments NTRS -10920.0 shares, $-973954.8 2021-01-31 N-PORT
JPMorgan Trust I- JPMorgan Research Market Neutral Fund NTRS -7090.0 shares, $-632357.1 2021-01-31 N-PORT
Principal Funds, Inc- Global Multi-Strategy Fund NTRS 4695.0 shares, $-446635.35 2021-02-28 N-PORT

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