Northern Trust Corp. (NTRS)

FINANCE: BANKS
SIC: STATE COMMERCIAL BANKS

50 S LASALLE ST CHICAGO, IL 60603

Northern Trust Corporation (Northern Trust) is a financial holding company, which provides asset servicing, fund administration, investment management, banking and fiduciary solutions for corporations, institutions and affluent individuals worldwide. The Company conducts business through various United States and non United States subsidiaries, including The Northern Trust Company (Bank). The Bank conducts its business through its United States operations and its various United States and non United States branches and subsidiaries. Northern Trust has organized its services globally around its two client-focused principal business units: Corporate and Institutional Services (C&IS), and Personal Financial Services (PFS). Two other business units provide services to the two principal business units: Northern Trust Global Investments (NTGI), which provides investment management, and Operations and Technology (O&T), which provides operating and systems support.

Data based on most recent fiscal year report
Market Cap23.631 Billion Shares Outstanding227.42 Million Avg Volume1.796 Million
1-Yr BETA vs S&P TR1.194 Current Ratio0.71 Quick Ratio0.71
View SEC Filings from NTRS instead.
Q3 2019 All Institutions Hedge Funds 1
To trade NTRS now:
Filers who had this stock in their top 10: 5 2 (0.21%)
13F Filers holding this stock: 577 41 (4.28%)
Aggregate 13F shares on 09/30/2019: 172.147 Million 20.661 Million
Aggregate 13F shares on 06/30/2019: 172.72 Million 21.968 Million
Percent change: -0.33% -5.95%
Funds creating new positions: 33 3
Funds Adding to an existing position: 182 11
Funds closing out their position: 52 22
Funds reducing their position: 218 22
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding NTRS (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding NTRS BETA

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

99.4 Thousand total shares from 7 transactions

Exercise Derivative Conversion (M)

78 Thousand total shares from 11 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

RICHARDS THOMAS E SEE REMARKS

  • Officer
  • Director
547,733 2019-12-12 5

BROWNE ROBERT P EVP & CHIEF INVESTMENT OFFICER

  • Officer
32,863 2019-12-11 8

BOWMAN BIFF EVP & CHIEF FINANCIAL OFFICER

  • Officer
75,533 2019-11-22 6

SMITH HAROLD B

  • EMERITUS DIRECTOR
485,692 2019-11-04 0

CROWN SUSAN

  • Director
58,796 2019-11-01 5

SMITH DAVID BYRON JR

  • Director
131,817 2019-11-01 1

ST CLAIR JOYCE EXECUTIVE VICE PRESIDENT

  • Officer
73,305 2019-10-30 5

BYNOE LINDA

  • Director
44,110 2019-10-01 6

SLARK MARTIN P

  • Director
14,811 2019-10-01 3

HENDERSON JAY L

  • Director
0 2019-10-01 1

KLEVORN MARCY S

  • Director
1,391 2019-10-01 5

TRIBBETT CHARLES A

  • Director
25,043 2019-09-30 5

WADDELL FREDERICK H

0 2019-09-30 1

PRADO BECERRA JOSE LUIS

  • Director
14,205 2019-09-30 5

THOMPSON DONALD

  • Director
9,442 2019-09-30 5

ROWE JOHN W

  • Director
0 2019-09-25 1

BARRAT SHERRY S

  • Director
28,797 2019-09-16 0

LEECH WILSON EVP/CHIEF RISK OFFICER

  • Officer
44,723 2019-09-13 3

SOUTH THOMAS A EXECUTIVE VICE PRESIDENT

  • Officer
18,289 2019-09-13 3

OSBORN WILLIAM A

  • Director
36,085 2019-08-02 0

MEHTA SIDDHARTH N

  • Director
0 2019-07-02 3

THERIAULT TIMOTHY J

  • Director
39,472 2019-07-01 0

HARRISON DEAN M

  • Director
10,153 2019-06-30 6

MOONEY EDWARD J

  • Director
0 2019-05-08 0

ALLNUTT LAUREN E SVP & CONTROLLER

  • Officer
2,974 2019-05-01 1

PARKER TERESA EXECUTIVE VICE PRESIDENT

  • Officer
47,491 2019-04-25 3

THOMAS SHUNDRAWN A PRESIDENT / ASSET MANAGEMENT

  • Officer
34,561 2019-04-25 4

POWELL CHARLES D

  • ADVISORY DIRECTOR
0 2019-04-23 1

JAIN DIPAK C

  • Director
31,188 2019-03-06 0

BLAKE AILEEN B EVP & CONTROLLER

  • Officer
28,518 2019-03-01 3

O'GRADY MICHAEL PRESIDENT AND CEO

  • Officer
143,995 2019-03-01 3

FRADKIN STEVEN L PRESIDENT/WEALTH MANAGEMENT

  • Officer
202,641 2019-03-01 3

LEVY SUSAN COHEN EVP, GEN COUNSEL & CORP SEC

  • Officer
52,242 2019-03-01 3

CHERECWICH PETER PRESIDENT/C&IS

  • Officer
63,922 2019-03-01 3

SOSA ENRIQUE

  • Director
32,633 2019-02-27 0

POTTER STEPHEN N VICE CHAIRMAN

  • Officer
92,317 2018-12-13 0

MORRISON WILLIAM L VICE CHAIRMAN

  • Officer
53,946 2018-12-07 0

SCHREUDER JANA R

  • Director
No longer subject to file 2018-11-16 0

COHODES JEFFREY D. EXECUTIVE VICE PRESIDENT

  • Officer
24,294 2018-05-07 0

CHABRAJA NICHOLAS D

  • Director
636,328 2018-03-07 0

PEMBLETON SUSAN GILLIAN EVP/HUMAN RESOURCES

  • Officer
23,270 2018-02-26 0

LANE ROBERT W

  • Director
0 2017-10-02 0

KARPINSKI JANE EXECUTIVE VP & CONTROLLER

  • Officer
15,869 2017-02-21 0

SMITHBURG WILLIAM D

640,000 2016-06-06 0

BOND JOHN

  • ADVISORY DIRECTOR
No longer subject to file 2015-04-21 0

MCCORMACK ROBERT C

  • Director
6,272,401 2014-05-28 0

WELSH KELLY R EVP & GENERAL COUNSEL

  • Officer
No longer subject to file 2014-04-03 0

MOEN TIMOTHY P EXECUTIVE VICE PRESIDENT

  • Officer
  • & CHIEF ADMINISTRATIVE OFFICER
No longer subject to file 2013-09-01 0

KUKLA RICHARD D. CONTROLLER

  • Officer
No longer subject to file 2013-05-31 0

KELLY ARTHUR L

  • Director
46,718 2012-04-23 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2019-12-11 M 1,110 d 0 32,863.00 direct

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2019-12-11 S 14,046 $109.28 d 32,863 32,863.00 direct

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2019-12-11 M 711 $52.69 a 33,930 32,863.00 direct

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2019-12-11 M 711 d 0 32,863.00 direct

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2019-12-11 M 11,869 $70.21 a 46,909 32,863.00 direct

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2019-12-11 M 356 $52.64 a 33,219 32,863.00 direct

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2019-12-11 M 11,869 d 0 32,863.00 direct

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2019-12-11 M 356 d 0 32,863.00 direct

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2019-12-11 M 1,110 $60.85 a 35,040 32,863.00 direct

BOWMAN BIFF - Officer EVP & CHIEF FINANCIAL OFFICER

2019-11-22 G 329 d 88,188 75,532.80 direct

BOWMAN BIFF - Officer EVP & CHIEF FINANCIAL OFFICER

2019-11-22 S 13,208 $106.53 d 74,980 75,532.80 direct

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2019-11-07 M 11,534 $58.25 a 44,397 32,863.00 direct

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2019-11-07 M 11,534 d 9,063 32,863.00 direct

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2019-11-07 S 11,534 $107.85 d 32,863 32,863.00 direct

BOWMAN BIFF - Officer EVP & CHIEF FINANCIAL OFFICER

2019-10-31 G 2,489 d 88,517 89,069.80 direct

ST CLAIR JOYCE - Officer EXECUTIVE VICE PRESIDENT 2018 grat

2019-10-30 S 8,110 $100.52 d 0 73,304.83 indirect

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2019-10-29 M 6,453 d 19,356 32,863.00 direct

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2019-10-29 S 18,812 $102.96 d 32,863 32,863.00 direct

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2019-10-29 M 12,359 d 20,597 32,863.00 direct

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2019-10-29 M 6,453 $88.06 a 51,675 32,863.00 direct

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2019-10-29 M 12,359 $58.25 a 45,222 32,863.00 direct

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2019-10-28 M 11,093 d 1,110 32,863.00 direct

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2019-10-28 S 22,963 $102.06 d 32,863 32,863.00 direct

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2019-10-28 M 11,870 $70.21 a 55,826 32,863.00 direct

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2019-10-28 M 11,870 d 11,869 32,863.00 direct

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2019-10-28 M 11,093 $60.85 a 43,956 32,863.00 direct

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2019-10-25 M 3,562 $52.64 a 36,425 32,863.00 direct

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2019-10-25 S 10,680 $101.56 d 32,863 32,863.00 direct

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2019-10-25 M 7,118 d 711 32,863.00 direct

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2019-10-25 M 7,118 $52.69 a 43,543 32,863.00 direct

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2019-10-25 M 3,562 d 356 32,863.00 direct
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