Opko Health Inc (OPK)

Sector:
HEALTH CARE
Industry:
PHARMACEUTICALS
SIC:
PHARMACEUTICAL PREPARATIONS
CEO:
Phillip Frost
Employees:
5,690
4400 BISCAYNE BLVD., MIAMI, FL 33137
305-575-4138

OPKO Health, Inc. is a diversified healthcare company. It operates through Diagnostics, and Pharmaceutical segments. The Diagnostics segment is consists of the pharmaceutical operates that the company acquired in Chile, Mexico, Ireland, Israel, and Spain and its pharmaceutical research and development operations. The Diagnostics segment is primarily comprised of the clinical and laboratory operations tit acquired through the acquisition of Bio-Reference and OPKO Lab and its point-of-care operations. The company was founded in October 1991 and is headquartered in Miami, FL.

Data derived from most recent annual or quarterly report
Market Cap 1.806 Billion Shares Outstanding681.525 Million Avg 30-day Volume 6.362 Million
P/E Ratio0.0 Dividend Yield0.0 EPS0.02
Price to Revenue0.0 Debt to Equity0.1411 EBITDA0
Price to Book Value1.4066 Operating Margin0.0 Enterprise Value2.388 Billion
Current Ratio2.439 EPS Growth0 Quick Ratio1.019
1 Yr BETA 1.6458 52-week High/Low 5.25 / 2.18 Profit Margin0.0
Operating Cash Flow Growth0.0 Altman Z-Score1.2603 Free Cash Flow to Firm 79.624 Million
Earnings Report2022-07-28
View SEC Filings from OPK instead.

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Funds Holding OPK (via 13F filings)

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Mutual Funds Holding OPK BETA

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Recent Filings

Events (8k)

  • 8-K: filed on 2022-05-13:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 3.02: Unregistered Sales of Equity Securities
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-05-09:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-05-04:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-04-27:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
  • 8-K: filed on 2022-04-20:
    Item 8.01: Other Events
  • 8-K: filed on 2022-02-24:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-01-24:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
  • 8-K: filed on 2022-01-18:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-10-28:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-09-03:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 9.01: Financial Statements and Exhibits
  • Prospectus

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    2.3 Million total shares from 97 transactions

    Open Market Sells (S)

    none

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    NABEL GARY J. CHIEF INNOVATION OFFICER

    • Officer
    • Director
    39,870,499 2022-06-22 5

    FROST PHILLIP MD ET AL CEO & CHAIRMAN

    FROST GAMMA INVESTMENTS TRUST

    • Officer
    • Director
    • 10% Owner
    229,802,822 2022-06-21 21

    BORISY ALEXIS

    • Director
    0 2022-05-09 3

    ZERHOUNI ELIAS A. VICE CHAIRMAN AND PRESIDENT

    • Officer
    • Director
    0 2022-05-09 3

    HSIAO JANE PH D VICE CHAIRMAN & CTO

    • Officer
    • Director
    27,599,870 2021-08-09 1

    MEDEL ROGER MD

    • Director
    30,000 2021-06-24 0

    PFENNIGER RICHARD C JR

    • Director
    60,000 2021-06-24 0

    KRASNO RICHARD M

    • Director
    30,000 2021-06-24 0

    PAGANELLI JOHN A

    • Director
    30,000 2021-06-24 0

    LERNER RICHARD A

    • Director
    30,000 2021-06-24 0

    YU ALICE LIN-TSING

    • Director
    30,000 2021-06-24 0

    FISHEL ROBERT SCOTT

    • Director
    30,000 2021-06-24 0

    LACHMAN PREM A

    • Director
    30,000 2021-06-24 0

    COHEN JON R SVP OPKO; EXEC CHAIRMAN BRLI

    • Officer
    • Director
    125,000 2021-05-10 0

    LOGAL ADAM SR. VICE PRESIDENT, CFO

    • Officer
    350,000 2021-02-19 0

    RUBIN STEVEN D EXECUTIVE VP-ADMINISTRATION

    • Officer
    • Director
    350,000 2021-02-19 0

    HERNANDEZ RULFO FERNANDO CAO, TREASURER

    • Officer
    87 2020-07-22 0

    FROST PHILLIP MD ET AL CEO & CHAIRMAN

    • Officer
    • Director
    • 10% Owner
    0 2020-06-04 21

    JAPOUR ANTHONY J

    • Director
    1,000 2020-03-12 0

    FROST PHILLIP MD ET AL CEO & CHAIRMAN

    FROST NEVADA INVESTMENTS TRUST

    • Officer
    • Director
    • 10% Owner
    217,521,633 2019-07-16 21

    FROST PHILLIP MD ET AL CEO & CHAIRMAN

    FROST GAMMA INVESTMENTS TRUST

    FROST NEVADA INVESTMENTS TRUST

    • Officer
    • Director
    • 10% Owner
    187,789,456 2017-09-19 21

    BARON ROBERT A

    • Director
    320,773 2017-01-19 0

    BEIER THOMAS E

    • Director
    190,227 2017-01-13 0

    KOLOSOV DMITRY

    • Director
    0 2016-05-05 0

    OPKO HEALTH INC. SR. VICE PRESIDENT, CFO

    • Officer
    0 2012-07-16 0

    RODRIGUEZ JUAN F SR. VICE PRESIDENT, CFO

    • Officer
    0 2012-07-16 0

    UPPALURI SUBBARAO V SR VICE PRESIDENT - CFO

    • Officer
    19,475,415 2011-06-16 0

    GOLDSCHMIDT, MD PASCAL J

    • Director
    0 2011-06-09 0

    REICH MICHAEL

    • Director
    897,755 2009-01-06 0

    SHAMS NAVEED K SEE REMARKS

    • Officer
    6,200 2008-05-15 0

    EICHLER DAVID A

    • Director
    20,000 2007-09-19 0

    FROST GAMMA INVESTMENT TRUST

    • 10% Owner
    92,626,852 2007-07-12 0

    RUBIN MELVIN L MD

    • Director
    20,000 2007-05-03 0

    BENOU ROBERT S

    • Director
    80,000 2006-07-03 0

    SPENCER DAVID LEE

    • Director
    849,100 2006-04-03 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed
    Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

    NABEL GARY J. - Director - Officer CHIEF INNOVATION OFFICER held by the gjn 2021 trust

    2022-06-24 19:52:42 -0400 2022-06-22 P 1,491 $2.50 a 19,779,005 indirect -4.8148 -1.8519 0.0 1 -6.2963 4

    NABEL GARY J. - Director - Officer CHIEF INNOVATION OFFICER held by the gjn 2021 trust

    2022-06-24 19:52:42 -0400 2022-06-22 P 65,280 $2.50 a 19,844,285 indirect -4.8148 -1.8519 0.0 1 -6.2963 4

    NABEL GARY J. - Director - Officer CHIEF INNOVATION OFFICER held by the gjn 2021 trust

    2022-06-24 19:52:42 -0400 2022-06-22 P 13,229 $2.50 a 19,857,514 indirect -4.8148 -1.8519 0.0 1 -6.2963 4

    NABEL GARY J. - Director - Officer CHIEF INNOVATION OFFICER held by the egn 2021 trust

    2022-06-24 19:52:42 -0400 2022-06-22 P 31,023 $2.50 a 19,808,537 indirect -4.8148 -1.8519 0.0 1 -6.2963 4

    NABEL GARY J. - Director - Officer CHIEF INNOVATION OFFICER held by the egn 2021 trust

    2022-06-24 19:52:42 -0400 2022-06-22 P 15,200 $2.50 a 19,823,737 indirect -4.8148 -1.8519 0.0 1 -6.2963 4

    NABEL GARY J. - Director - Officer CHIEF INNOVATION OFFICER held by the egn 2021 trust

    2022-06-24 19:52:42 -0400 2022-06-22 P 33,777 $2.50 a 19,857,514 indirect -4.8148 -1.8519 0.0 1 -6.2963 4

    NABEL GARY J. - Director - Officer CHIEF INNOVATION OFFICER held by nabel family investments llc

    2022-06-24 19:52:42 -0400 2022-06-22 P 80,000 $2.47 a 80,000 indirect -4.8148 -1.8519 0.0 1 -6.2963 4

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-22 06:59:41 -0400 2022-06-21 P 29,715 $2.39 a 196,436,409 indirect 5.6225 4.0161 8.4337 4 0.0 1

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-22 06:59:41 -0400 2022-06-21 P 4,000 $2.39 a 196,440,409 indirect 5.6225 4.0161 8.4337 4 0.0 1

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-22 06:59:41 -0400 2022-06-21 P 49,778 $2.39 a 196,490,187 indirect 5.6225 4.0161 8.4337 4 0.0 1

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-22 06:59:41 -0400 2022-06-21 P 40,009 $2.40 a 196,530,196 indirect 5.6225 4.0161 8.4337 4 0.0 1

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-22 06:59:41 -0400 2022-06-21 P 68,340 $2.40 a 196,598,536 indirect 5.6225 4.0161 8.4337 4 0.0 1

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-22 06:59:41 -0400 2022-06-21 P 7,466 $2.41 a 196,606,002 indirect 5.6225 4.0161 8.4337 4 0.0 1

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-22 06:59:41 -0400 2022-06-21 P 692 $2.41 a 196,606,694 indirect 5.6225 4.0161 8.4337 4 0.0 1

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-17 08:11:50 -0400 2022-06-16 P 9,560 $2.29 a 196,316,254 indirect -1.2397 11.5702 11.5702 6 -1.2397 2

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-17 08:11:50 -0400 2022-06-16 P 15,866 $2.29 a 196,332,120 indirect -1.2397 11.5702 11.5702 6 -1.2397 2

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-17 08:11:50 -0400 2022-06-16 P 4,804 $2.30 a 196,336,924 indirect -1.2397 11.5702 11.5702 6 -1.2397 2

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-17 08:11:50 -0400 2022-06-16 P 3 $2.30 a 196,336,927 indirect -1.2397 11.5702 11.5702 6 -1.2397 2

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-17 08:11:50 -0400 2022-06-16 P 1,429 $2.31 a 196,338,356 indirect -1.2397 11.5702 11.5702 6 -1.2397 2

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-17 08:11:50 -0400 2022-06-16 P 10,724 $2.31 a 196,349,080 indirect -1.2397 11.5702 11.5702 6 -1.2397 2

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-17 08:11:50 -0400 2022-06-16 P 14,549 $2.32 a 196,363,629 indirect -1.2397 11.5702 11.5702 6 -1.2397 2

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-17 08:11:50 -0400 2022-06-16 P 28,614 $2.33 a 196,392,243 indirect -1.2397 11.5702 11.5702 6 -1.2397 2

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-17 08:11:50 -0400 2022-06-16 P 300 $2.33 a 196,392,543 indirect -1.2397 11.5702 11.5702 6 -1.2397 2

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-17 08:11:50 -0400 2022-06-16 P 100 $2.33 a 196,392,643 indirect -1.2397 11.5702 11.5702 6 -1.2397 2

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-17 08:11:50 -0400 2022-06-16 P 4,100 $2.34 a 196,396,743 indirect -1.2397 11.5702 11.5702 6 -1.2397 2

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-17 08:11:50 -0400 2022-06-16 P 9,551 $2.35 a 196,406,294 indirect -1.2397 11.5702 11.5702 6 -1.2397 2

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-17 08:11:50 -0400 2022-06-16 P 400 $2.35 a 196,406,694 indirect -1.2397 11.5702 11.5702 6 -1.2397 2

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-14 08:05:33 -0400 2022-06-13 P 700 $2.36 a 196,207,394 indirect 5.4393 4.1841 5.4393 2 -2.5105 3

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-14 08:05:33 -0400 2022-06-13 P 99,300 $2.37 a 196,306,694 indirect 5.4393 4.1841 5.4393 2 -2.5105 3

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-07 07:29:34 -0400 2022-06-06 P 50,000 $2.77 a 196,156,694 indirect -0.3509 -16.1404 0.0 1 -17.8947 5

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-07 07:29:34 -0400 2022-06-06 P 1,062 $2.81 a 196,157,756 indirect -0.3509 -16.1404 0.0 1 -17.8947 5

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-07 07:29:34 -0400 2022-06-06 P 2,237 $2.81 a 196,159,993 indirect -0.3509 -16.1404 0.0 1 -17.8947 5

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-07 07:29:34 -0400 2022-06-06 P 600 $2.81 a 196,160,593 indirect -0.3509 -16.1404 0.0 1 -17.8947 5

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-07 07:29:34 -0400 2022-06-06 P 46,101 $2.82 a 196,206,694 indirect -0.3509 -16.1404 0.0 1 -17.8947 5

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-02 08:08:47 -0400 2022-06-01 P 5,000 $2.93 a 196,061,694 indirect -4.5307 -11.3269 0.0 1 -11.3269 6

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-02 08:08:47 -0400 2022-06-01 P 20,000 $2.94 a 196,081,694 indirect -4.5307 -11.3269 0.0 1 -11.3269 6

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-02 08:08:47 -0400 2022-06-01 P 5,000 $2.95 a 196,086,694 indirect -4.5307 -11.3269 0.0 1 -11.3269 6

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-02 08:08:47 -0400 2022-06-01 P 500 $2.96 a 196,087,194 indirect -4.5307 -11.3269 0.0 1 -11.3269 6

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-02 08:08:47 -0400 2022-06-01 P 14,900 $2.97 a 196,102,094 indirect -4.5307 -11.3269 0.0 1 -11.3269 6

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-02 08:08:47 -0400 2022-06-01 P 500 $2.99 a 196,102,594 indirect -4.5307 -11.3269 0.0 1 -11.3269 6

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-02 08:08:47 -0400 2022-06-01 P 3,800 $3.02 a 196,106,394 indirect -4.5307 -11.3269 0.0 1 -11.3269 6

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-02 08:08:47 -0400 2022-06-01 P 300 $3.02 a 196,106,694 indirect -4.5307 -11.3269 0.0 1 -11.3269 6

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-01 07:28:36 -0400 2022-05-31 P 500 $3.00 a 196,007,194 indirect 3.3445 -5.0167 3.3445 2 -7.6923 4

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-01 07:28:36 -0400 2022-05-31 P 12,200 $3.01 a 196,019,394 indirect 3.3445 -5.0167 3.3445 2 -7.6923 4

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-01 07:28:36 -0400 2022-05-31 P 1,900 $3.02 a 196,021,294 indirect 3.3445 -5.0167 3.3445 2 -7.6923 4

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-01 07:28:36 -0400 2022-05-31 P 5,031 $3.02 a 196,026,325 indirect 3.3445 -5.0167 3.3445 2 -7.6923 4

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-01 07:28:36 -0400 2022-05-31 P 8,130 $3.03 a 196,034,455 indirect 3.3445 -5.0167 3.3445 2 -7.6923 4

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-01 07:28:36 -0400 2022-05-31 P 8,181 $3.03 a 196,042,636 indirect 3.3445 -5.0167 3.3445 2 -7.6923 4

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-01 07:28:36 -0400 2022-05-31 P 6,958 $3.04 a 196,049,594 indirect 3.3445 -5.0167 3.3445 2 -7.6923 4

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-01 07:28:36 -0400 2022-05-31 P 5,400 $3.04 a 196,054,994 indirect 3.3445 -5.0167 3.3445 2 -7.6923 4

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-01 07:28:36 -0400 2022-05-31 P 1,200 $3.05 a 196,056,194 indirect 3.3445 -5.0167 3.3445 2 -7.6923 4

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-06-01 07:28:36 -0400 2022-05-31 P 500 $3.05 a 196,056,694 indirect 3.3445 -5.0167 3.3445 2 -7.6923 4

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-26 08:16:42 -0400 2022-05-25 P 12,852 $2.96 a 195,969,546 indirect 4.5752 -3.5948 4.5752 2 -3.5948 6

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-26 08:16:42 -0400 2022-05-25 P 6,000 $2.96 a 195,975,546 indirect 4.5752 -3.5948 4.5752 2 -3.5948 6

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-26 08:16:42 -0400 2022-05-25 P 15,190 $2.98 a 195,990,736 indirect 4.5752 -3.5948 4.5752 2 -3.5948 6

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-26 08:16:42 -0400 2022-05-25 P 800 $2.98 a 195,991,536 indirect 4.5752 -3.5948 4.5752 2 -3.5948 6

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-26 08:16:42 -0400 2022-05-25 P 4,782 $3.00 a 195,996,318 indirect 4.5752 -3.5948 4.5752 2 -3.5948 6

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-26 08:16:42 -0400 2022-05-25 P 10,376 $3.01 a 196,006,694 indirect 4.5752 -3.5948 4.5752 2 -3.5948 6

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-19 07:32:25 -0400 2022-05-18 P 6,806 $2.86 a 195,913,500 indirect 3.3445 2.3411 -11.3712 7.0234 7 -22.0736 20

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-19 07:32:25 -0400 2022-05-18 P 2,970 $2.87 a 195,916,470 indirect 3.3445 2.3411 -11.3712 7.0234 7 -22.0736 20

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-19 07:32:25 -0400 2022-05-18 P 5,224 $2.87 a 195,921,694 indirect 3.3445 2.3411 -11.3712 7.0234 7 -22.0736 20

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-19 07:32:25 -0400 2022-05-18 P 25,000 $2.88 a 195,946,694 indirect 3.3445 2.3411 -11.3712 7.0234 7 -22.0736 20

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-19 07:32:25 -0400 2022-05-18 P 1,650 $2.91 a 195,948,344 indirect 3.3445 2.3411 -11.3712 7.0234 7 -22.0736 20

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-19 07:32:25 -0400 2022-05-18 P 8,350 $2.92 a 195,956,694 indirect 3.3445 2.3411 -11.3712 7.0234 7 -22.0736 20

    NABEL GARY J. - Director - Officer CHIEF INNOVATION OFFICER

    2022-05-19 16:28:15 -0400 2022-05-18 P 68,492 $2.90 a 75,471 direct 0.3236 3.5599 3.5599 6 -2.2654 4

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-17 06:33:37 -0400 2022-05-16 P 660 $2.96 a 195,757,354 indirect -7.7419 -2.2581 -18.3871 3.2258 9 -24.8387 22

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-17 06:33:37 -0400 2022-05-16 P 18,282 $2.96 a 195,775,636 indirect -7.7419 -2.2581 -18.3871 3.2258 9 -24.8387 22

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-17 06:33:37 -0400 2022-05-16 P 3,300 $2.97 a 195,778,936 indirect -7.7419 -2.2581 -18.3871 3.2258 9 -24.8387 22

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-17 06:33:37 -0400 2022-05-16 P 11,358 $2.97 a 195,790,294 indirect -7.7419 -2.2581 -18.3871 3.2258 9 -24.8387 22

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-17 06:33:37 -0400 2022-05-16 P 38,500 $2.98 a 195,828,794 indirect -7.7419 -2.2581 -18.3871 3.2258 9 -24.8387 22

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-17 06:33:37 -0400 2022-05-16 P 4,100 $2.98 a 195,832,894 indirect -7.7419 -2.2581 -18.3871 3.2258 9 -24.8387 22

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-17 06:33:37 -0400 2022-05-16 P 42,177 $2.99 a 195,875,071 indirect -7.7419 -2.2581 -18.3871 3.2258 9 -24.8387 22

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-17 06:33:37 -0400 2022-05-16 P 30,723 $2.99 a 195,905,794 indirect -7.7419 -2.2581 -18.3871 3.2258 9 -24.8387 22

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-17 06:33:37 -0400 2022-05-16 P 900 $3.00 a 195,906,694 indirect -7.7419 -2.2581 -18.3871 3.2258 9 -24.8387 22

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-16 07:17:24 -0400 2022-05-13 P 1,100 $2.95 a 195,557,794 indirect 4.3771 4.3771 -12.7946 7.7441 10 -21.5488 23

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-16 07:17:24 -0400 2022-05-13 P 3,800 $2.96 a 195,561,594 indirect 4.3771 4.3771 -12.7946 7.7441 10 -21.5488 23

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-16 07:17:24 -0400 2022-05-13 P 8,500 $2.96 a 195,570,094 indirect 4.3771 4.3771 -12.7946 7.7441 10 -21.5488 23

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-16 07:17:24 -0400 2022-05-13 P 900 $2.97 a 195,570,994 indirect 4.3771 4.3771 -12.7946 7.7441 10 -21.5488 23

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-16 07:17:24 -0400 2022-05-13 P 600 $2.97 a 195,571,594 indirect 4.3771 4.3771 -12.7946 7.7441 10 -21.5488 23

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-16 07:17:24 -0400 2022-05-13 P 17,080 $2.98 a 195,588,674 indirect 4.3771 4.3771 -12.7946 7.7441 10 -21.5488 23

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-16 07:17:24 -0400 2022-05-13 P 31,420 $2.98 a 195,620,094 indirect 4.3771 4.3771 -12.7946 7.7441 10 -21.5488 23

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-16 07:17:24 -0400 2022-05-13 P 12,975 $2.99 a 195,633,069 indirect 4.3771 4.3771 -12.7946 7.7441 10 -21.5488 23

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-16 07:17:24 -0400 2022-05-13 P 27,600 $2.99 a 195,660,669 indirect 4.3771 4.3771 -12.7946 7.7441 10 -21.5488 23

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-16 07:17:24 -0400 2022-05-13 P 11,630 $3.00 a 195,672,299 indirect 4.3771 4.3771 -12.7946 7.7441 10 -21.5488 23

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-16 07:17:24 -0400 2022-05-13 P 7,370 $3.00 a 195,679,669 indirect 4.3771 4.3771 -12.7946 7.7441 10 -21.5488 23

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-16 07:17:24 -0400 2022-05-13 P 7,223 $3.01 a 195,686,892 indirect 4.3771 4.3771 -12.7946 7.7441 10 -21.5488 23

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-16 07:17:24 -0400 2022-05-13 P 19,902 $3.01 a 195,706,794 indirect 4.3771 4.3771 -12.7946 7.7441 10 -21.5488 23

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-16 07:17:24 -0400 2022-05-13 P 3,577 $3.02 a 195,710,371 indirect 4.3771 4.3771 -12.7946 7.7441 10 -21.5488 23

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-16 07:17:24 -0400 2022-05-13 P 12,700 $3.02 a 195,723,071 indirect 4.3771 4.3771 -12.7946 7.7441 10 -21.5488 23

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-16 07:17:24 -0400 2022-05-13 P 14,023 $3.03 a 195,737,094 indirect 4.3771 4.3771 -12.7946 7.7441 10 -21.5488 23

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-16 07:17:24 -0400 2022-05-13 P 13,200 $3.03 a 195,750,294 indirect 4.3771 4.3771 -12.7946 7.7441 10 -21.5488 23

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-16 07:17:24 -0400 2022-05-13 P 6,000 $3.04 a 195,756,294 indirect 4.3771 4.3771 -12.7946 7.7441 10 -21.5488 23

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-16 07:17:24 -0400 2022-05-13 P 400 $3.04 a 195,756,694 indirect 4.3771 4.3771 -12.7946 7.7441 10 -21.5488 23

    NABEL GARY J. - Director - Officer CHIEF INNOVATION OFFICER

    2022-05-19 16:28:15 -0400 2022-05-12 P 6,979 $2.65 a 6,979 direct 0.3236 3.5599 3.5599 6 -2.2654 4

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-12 06:50:58 -0400 2022-05-11 P 400,000 $2.83 a 195,556,694 indirect 8.2143 6.7857 -3.5714 14.2857 12 -16.7857 25

    FROST PHILLIP MD ET AL - Director - Officer - > 10% Owner CEO & CHAIRMAN see footnote

    FROST GAMMA INVESTMENTS TRUST - > 10% Owner see footnote

    2022-05-11 06:49:19 -0400 2022-05-10 P 400,000 $2.78 a 195,156,694 indirect 4.0892 6.3197 -1.8587 18.9591 13 -13.3829 26

    ZERHOUNI ELIAS A. - Director - Officer VICE CHAIRMAN AND PRESIDENT

    2022-05-11 21:01:49 -0400 2022-05-10 P 89,600 $2.79 a 89,600 direct 8.2143 6.7857 -3.5714 14.2857 12 -16.7857 25

    BORISY ALEXIS - Director

    2022-05-11 21:00:11 -0400 2022-05-09 A 312,612 a 312,612 direct 8.2143 6.7857 -3.5714 14.2857 12 -16.7857 25

    BORISY ALEXIS - Director

    2022-05-11 21:00:11 -0400 2022-05-09 A 50,000 a 50,000 direct

    ZERHOUNI ELIAS A. - Director - Officer VICE CHAIRMAN AND PRESIDENT

    2022-05-11 21:01:49 -0400 2022-05-09 A 34,923 a 34,923 direct

    NABEL GARY J. - Director - Officer CHIEF INNOVATION OFFICER

    2022-05-11 21:44:27 -0400 2022-05-09 A 34,923 a 34,923 direct

    BORISY ALEXIS - Director

    2022-05-13 18:19:22 -0400 2022-05-09 A 312,612 a 312,612 direct 4.3771 4.3771 -12.7946 7.7441 10 -21.5488 23

    BORISY ALEXIS - Director

    2022-05-13 18:19:22 -0400 2022-05-09 A 50,000 a 50,000 direct

    ZERHOUNI ELIAS A. - Director - Officer VICE CHAIRMAN AND PRESIDENT held by the zerhouni irrevocable trust

    2022-06-22 16:42:51 -0400 2022-05-09 A 19,777,514 a 19,777,514 indirect 0.3802 -3.8023 2.6616 3 -3.8023 6

    ZERHOUNI ELIAS A. - Director - Officer VICE CHAIRMAN AND PRESIDENT held by the eaz zeraz trust

    2022-06-22 16:42:51 -0400 2022-05-09 A 19,777,514 a 19,777,514 indirect 0.3802 -3.8023 2.6616 3 -3.8023 6

    NABEL GARY J. - Director - Officer CHIEF INNOVATION OFFICER held by the gjn 2021 trust

    2022-06-22 16:45:02 -0400 2022-05-09 A 19,777,514 a 19,777,514 indirect 0.3802 -3.8023 2.6616 3 -3.8023 6

    NABEL GARY J. - Director - Officer CHIEF INNOVATION OFFICER held by the egn 2021 trust

    2022-06-22 16:45:02 -0400 2022-05-09 A 19,777,514 a 19,777,514 indirect 0.3802 -3.8023 2.6616 3 -3.8023 6

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    OPKO HEALTH INC OPK 2022-07-06 14:45:03 UTC 1.213 0.357 3500000
    OPKO HEALTH INC OPK 2022-07-06 14:15:03 UTC 1.213 0.357 3500000
    OPKO HEALTH INC OPK 2022-07-06 13:45:03 UTC 1.2012 0.3688 3500000
    OPKO HEALTH INC OPK 2022-07-06 13:15:04 UTC 1.2012 0.3688 3500000
    OPKO HEALTH INC OPK 2022-07-06 12:45:03 UTC 1.2012 0.3688 3500000
    OPKO HEALTH INC OPK 2022-07-05 22:15:03 UTC 1.2012 0.3688 3300000
    OPKO HEALTH INC OPK 2022-07-05 21:45:03 UTC 1.2012 0.3688 3300000
    OPKO HEALTH INC OPK 2022-07-05 21:15:03 UTC 1.2012 0.3688 3300000
    OPKO HEALTH INC OPK 2022-07-05 20:45:03 UTC 1.2012 0.3688 3300000
    OPKO HEALTH INC OPK 2022-07-05 20:15:03 UTC 1.2012 0.3688 3300000
    OPKO HEALTH INC OPK 2022-07-05 19:45:03 UTC 1.2012 0.3688 3300000
    OPKO HEALTH INC OPK 2022-07-05 19:15:03 UTC 1.2012 0.3688 3300000
    OPKO HEALTH INC OPK 2022-07-05 18:45:03 UTC 1.2012 0.3688 3300000
    OPKO HEALTH INC OPK 2022-07-05 18:15:03 UTC 1.2012 0.3688 3300000
    OPKO HEALTH INC OPK 2022-07-05 17:45:03 UTC 1.2012 0.3688 3300000
    OPKO HEALTH INC OPK 2022-07-05 17:15:03 UTC 1.2012 0.3688 3300000
    OPKO HEALTH INC OPK 2022-07-05 16:45:03 UTC 1.1619 0.4081 3300000
    OPKO HEALTH INC OPK 2022-07-05 16:15:03 UTC 1.1619 0.4081 3300000
    OPKO HEALTH INC OPK 2022-07-05 15:45:03 UTC 1.1619 0.4081 3400000
    OPKO HEALTH INC OPK 2022-07-05 15:15:04 UTC 1.1619 0.4081 3400000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin
    AQR Funds- AQR Small Cap Relaxed Constraint Equity Fund OPK -704.0 shares, $-1471.36 2019-09-30 N-PORT
    FundVantage Trust- Gotham Master Neutral Fund OPK -107.0 shares, $-394.83 2020-09-30 N-PORT
    Blackstone Alternative Investment Funds- Blackstone Alternative Multi-Strategy Fund OPK -7899.0 shares, $-27172.56 2022-03-31 N-PORT

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