Oxford Lane Capital Corp (OXLC)

FINANCE: CORPORATE FINANCE
SIC:

8 SOUND SHORE DRIVE GREENWICH, CT 06830

Oxford Lane Capital Corp. is a closed end fund primarily engaged in investing in corporate debt instruments

Data based on most recent fiscal year report
Market Cap461.252 Million Shares Outstanding51.08 Million Avg Volume837.766 Thousand
View SEC Filings from OXLC instead.

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Funds Holding OXLC (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding OXLC BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

506.6 Thousand total shares from 8 transactions

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

ROSENTHAL SAUL B PRESIDENT

  • Officer
  • Director
228,098 2020-03-18 3

COHEN JONATHAN H CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
277,698 2020-03-18 3

FRANTZ LEROY SCOTT

  • 10% Owner
905,166 2020-03-12 2

RUBIN BRUCE L. CFO, SEC, TREAS

  • Officer
6,983 2020-03-12 1

ASHENFELTER MARK JEFFREY

  • Director
24,000 2020-02-27 1

REARDON JOHN STUART

  • Director
6,000 2020-02-13 2

SHIN DAVID S.

  • Director
5,728 2020-02-07 1

ROYCE CHARLES M

  • Director
329,895 2018-12-10 0

CUMMINS GERALD CHIEF COMPLIANCE OFFICER

  • Officer
0 2016-02-02 0

CONROY PATRICK CFO, CCO & CORP. SECRETARY

  • Officer
45,000 2014-03-11 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

COHEN JONATHAN H - Director - Officer CHIEF EXECUTIVE OFFICER

2020-03-18 P 24,728 $2.29 a 234,728 277,698.00 direct

ROSENTHAL SAUL B - Director - Officer PRESIDENT

2020-03-18 P 37,187 $2.36 a 199,887 228,098.00 direct

ROSENTHAL SAUL B - Director - Officer PRESIDENT

2020-03-13 P 1,700 $5.05 a 162,700 162,700.00 direct

FRANTZ LEROY SCOTT - > 10% Owner

2020-03-12 J 145,218 $25.06 d 292,404 905,166.00 direct

ROSENTHAL SAUL B - Director - Officer PRESIDENT

2020-03-12 P 31,000 $5.00 a 161,000 162,700.00 direct

RUBIN BRUCE L. - Officer CFO, SEC, TREAS

2020-03-12 J 1,495 $25.06 d 3,005 6,983.00 direct

COHEN JONATHAN H - Director - Officer CHIEF EXECUTIVE OFFICER

2020-03-12 J 21,474 $25.06 d 42,970 252,970.00 direct

ROSENTHAL SAUL B - Director - Officer PRESIDENT

2020-03-12 J 14,011 $25.06 d 28,211 162,700.00 direct

ASHENFELTER MARK JEFFREY - Director

2020-02-27 P 6,000 $8.05 a 24,000 24,000.00 direct

REARDON JOHN STUART - Director

2020-02-13 P 3,000 $9.30 a 6,000 6,000.00 direct

SHIN DAVID S. - Director

2020-02-07 P 3,000 $9.32 a 5,728 5,728.00 direct

FRANTZ LEROY SCOTT - > 10% Owner

2020-02-06 P 400,000 $25.00 a 400,000 1,050,384.00 direct

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