Peoples United Financial, Inc. (PBCT)

Sector:
FINANCE
Industry:
TRUSTS & THRIFTS
SIC:
SAVINGS INSTITUTION, FEDERALLY CHARTERED
CEO:
John P. Barnes
Employees:
5,536
C/O PEOPLE'S BANK, 850 MAIN STREET, BRIDGEPORT, CT 06604
203-338-4114

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People's United Financial, Inc. is a savings and loan holding company. It provides commercial banking, retail and business banking and wealth management services to individual, corporate and municipal customers through People's United Bank and its subsidiaries. It operates through the Commercial Banking and Retail Banking segments. The Commercial Banking segment consists commercial real estate lending, commercial and industrial lending, and commercial deposit gathering activities. This segment also includes the equipment financing operations of People's Capital and Leasing Corp. and People's United Equipment Finance Corp, as well as cash management, correspondent banking and municipal banking. The Retail Banking segment includes as its principal business lines, business lending, consumer and business deposit gathering activities, consumer lending (including residential mortgage and home equity lending), and merchant services. This segment also includes brokerage, financial advisory services, investment management services and life insurance provided by People's Securities, Inc. and non-institutional trust services. The company was founded on November 2, 2006 and is headquartered in Bridgeport, CT.

Data derived from most recent annual or quarterly report
Market Cap 8.34 Billion Shares Outstanding429.671 Million Avg 30-day Volume 12.318 Million
P/E Ratio25.3211 Dividend Yield5.8584 EPS0.74
Price to Revenue2.5156 Debt to Equity0.2673 EBITDA432.8 Million
Price to Book Value0.7071 Operating Margin0.0 Enterprise Value3.236 Billion
Current Ratio EPS Growth-0.614 Quick Ratio
1 Yr BETA 1.1 52-week High/Low 21.98 / 14.71 Profit Margin10.6164
Operating Cash Flow Growth250.0415 Altman Z-Score Free Cash Flow to Firm 3.059 Billion
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Funds Holding PBCT (via 13F filings)

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

NORTON DAVID K SR EX VP & CHIEF HR OFFCR

0 2022-04-01 3

HOYT JEFFREY CHIEF ACCOUNTING OFFICER

0 2022-04-01 5

DWIGHT JOHN K

0 2022-04-01 2

RICHARDS MARK W

0 2022-04-01 3

BARNES JOHN P CHAIRMAN AND CEO

0 2022-04-01 3

WALTERS KIRK W SR EXECUTIVE VICE PRESIDENT

0 2022-04-01 4

TENGEL JEFFREY J PRESIDENT

0 2022-04-01 4

BARON COLLIN P

0 2022-04-01 3

CARTER GEORGE P

0 2022-04-01 2

FRANKLIN JERRY

0 2022-04-01 2

HANSEN JANET M

0 2022-04-01 2

POWLUS LEE C SR EX VP & CHIEF ADMIN OFFICER

0 2022-04-01 5

BARRY RICHARD M EVP, CHIEF CREDIT OFFICER

0 2022-04-01 4

MCALLISTER, NANCY

0 2022-04-01 2

CHWICK JANE

0 2022-04-01 2

CRUGER WILLIAM FRANK JR.

0 2022-04-01 2

ROSATO R DAVID SR EVP AND CFO

0 2022-04-01 6

ROBERTS DANIEL G EXECUTIVE VICE PRESIDENT

0 2022-04-01 4

HERRON MARK F EXECUTIVE VICE PRESIDENT

0 2022-04-01 3

BERNER KRISTY EVP, GEN. COUNSEL & SECRETARY

0 2022-04-01 4

BOARDMAN MICHAEL M EXECUTIVE VICE PRESIDENT

0 2022-04-01 3

LONGOBARDI SARA M SR EXECUTIVE VICE PRESIDENT

188,152 2022-03-01 3

HOYT RICHARD M

30,265 2021-03-01 0

BEREY DAVID P EXECUTIVE VICE PRESIDENT

0 2020-07-03 0

BOTTOMLEY KEVIN T.

0 2020-05-21 0

DAUKAS GALAN G FORMER SEVP

0 2019-07-18 0

TRAUTMANN ROBERT E SR EX VP, GEN CNSL & SECRETARY

39,911 2018-08-01 0

SIMON CHANTAL D SR EX VP & CHIEF RISK OFFICER

98,669 2018-03-01 0

D'AMORE ROBERT R SR. EXECUTIVE VICE PRESIDENT

  • Officer
493,383 2014-03-01 0

SANDBERG LOUISE T SENIOR EXECUTIVE VP

  • Officer
132,289 2013-03-01 0

GROARK EUNICE S

  • Director
125,967 2012-02-02 0

THOMAS JAMES A

  • Director
153,267 2011-10-27 0

BODOR DAVID A EXEC. VP

  • Officer
91,945 2011-02-17 0

BURNER PAUL D SEN. EXEC. VP AND CFO

  • Officer
245,319 2011-02-17 0

DREYER BRIAN F SEN. EXEC. VP

  • Officer
100,176 2010-12-31 0

SHERRINGHAM PHILIP R PRESIDENT & CEO

  • Officer
  • Director
552,881 2010-02-15 0

LOWNEY JEREMIAH J JR

  • Director
115,179 2009-08-10 0

MANDEL HENRY R EXEC. VP

  • Officer
195,192 2009-08-06 0

KOSTURKO WILLIAM T SENIOR EXEC. VP

  • Officer
239,606 2008-12-10 0

VITELLI MARK K EXECUTIVE VICE PRESIDENT

  • Officer
217,169 2008-02-05 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

BARNES JOHN P CHAIRMAN AND CEO

2022-04-04 16:29:21 -0400 2022-04-01 D 312,991 d 0 direct

ROSATO R DAVID SR EVP AND CFO

2022-04-04 16:30:07 -0400 2022-04-01 D 169,521 d 0 direct

POWLUS LEE C SR EX VP & CHIEF ADMIN OFFICER

2022-04-04 16:30:48 -0400 2022-04-01 D 63,988 d 0 direct

HERRON MARK F EXECUTIVE VICE PRESIDENT

2022-04-04 16:31:52 -0400 2022-04-01 D 20,567 d 0 direct

WALTERS KIRK W SR EXECUTIVE VICE PRESIDENT

2022-04-04 16:29:30 -0400 2022-04-01 D 59,075 d 0 direct

MCALLISTER, NANCY

2022-04-04 11:08:12 -0400 2022-04-01 D 8,000 d 0 direct

NORTON DAVID K SR EX VP & CHIEF HR OFFCR

2022-04-04 16:30:48 -0400 2022-04-01 D 78,019 d 0 direct

HOYT JEFFREY CHIEF ACCOUNTING OFFICER

2022-04-04 16:31:22 -0400 2022-04-01 D 16,464 d 0 direct

ROBERTS DANIEL G EXECUTIVE VICE PRESIDENT

2022-04-04 16:30:14 -0400 2022-04-01 D 22,152 d 0 direct

BARNES JOHN P CHAIRMAN AND CEO

2022-04-04 16:29:21 -0400 2022-04-01 D 413,712 d 0 direct

TENGEL JEFFREY J PRESIDENT

2022-04-04 16:29:39 -0400 2022-04-01 D 66,127 d 0 direct

POWLUS LEE C SR EX VP & CHIEF ADMIN OFFICER

2022-04-04 16:30:48 -0400 2022-04-01 D 85,857 d 0 direct

HERRON MARK F EXECUTIVE VICE PRESIDENT

2022-04-04 16:31:52 -0400 2022-04-01 D 23,003 d 0 direct

WALTERS KIRK W SR EXECUTIVE VICE PRESIDENT

2022-04-04 16:29:30 -0400 2022-04-01 D 74,904 d 0 direct

RICHARDS MARK W held by daughter

2022-04-04 11:07:52 -0400 2022-04-01 D 4,768 d 0 indirect

ROSATO R DAVID SR EVP AND CFO ira f/b/o dana rosato

2022-04-04 16:30:07 -0400 2022-04-01 D 355 d 0 indirect

HOYT JEFFREY CHIEF ACCOUNTING OFFICER

2022-04-04 16:31:22 -0400 2022-04-01 D 22,048 d 0 direct

BERNER KRISTY EVP, GEN. COUNSEL & SECRETARY

2022-04-04 16:31:58 -0400 2022-04-01 A 26,477 a 26,477 direct

BARNES JOHN P CHAIRMAN AND CEO

2022-04-04 16:29:21 -0400 2022-04-01 D 625,685 d 0 direct

TENGEL JEFFREY J PRESIDENT

2022-04-04 16:29:39 -0400 2022-04-01 D 74,688 d 0 direct

CRUGER WILLIAM FRANK JR.

2022-04-04 11:02:10 -0400 2022-04-01 D 48,529 d 0 direct

POWLUS LEE C SR EX VP & CHIEF ADMIN OFFICER

2022-04-04 16:30:48 -0400 2022-04-01 D 154,095 d 0 direct

HERRON MARK F EXECUTIVE VICE PRESIDENT

2022-04-04 16:31:52 -0400 2022-04-01 D 39,220 d 0 direct

WALTERS KIRK W SR EXECUTIVE VICE PRESIDENT

2022-04-04 16:29:30 -0400 2022-04-01 D 154,110 d 0 direct

RICHARDS MARK W

2022-04-04 11:07:52 -0400 2022-04-01 D 259,430 d 0 direct

ROSATO R DAVID SR EVP AND CFO

2022-04-04 16:30:07 -0400 2022-04-01 A 50,664 a 50,664 direct

BERNER KRISTY EVP, GEN. COUNSEL & SECRETARY

2022-04-04 16:31:58 -0400 2022-04-01 D 36,959 d 0 direct

BOARDMAN MICHAEL M EXECUTIVE VICE PRESIDENT

2022-04-04 16:32:10 -0400 2022-04-01 D 25,902 d 0 direct

TENGEL JEFFREY J PRESIDENT

2022-04-04 16:29:39 -0400 2022-04-01 D 222,788 d 0 direct

CARTER GEORGE P ellen d. carter revocable trust

2022-04-04 11:08:53 -0400 2022-04-01 D 82,237 d 0 indirect

NORTON DAVID K SR EX VP & CHIEF HR OFFCR

2022-04-04 16:30:48 -0400 2022-04-01 D 27,022 d 0 direct

BARRY RICHARD M EVP, CHIEF CREDIT OFFICER

2022-04-04 16:31:23 -0400 2022-04-01 D 28,689 d 0 direct

WALTERS KIRK W SR EXECUTIVE VICE PRESIDENT gus & bonnie, llc

2022-04-04 16:29:30 -0400 2022-04-01 D 263,542 d 0 indirect

BARNES JOHN P CHAIRMAN AND CEO nancy barnes living trust

2022-04-04 16:29:21 -0400 2022-04-01 D 13,211 d 0 indirect

ROSATO R DAVID SR EVP AND CFO

2022-04-04 16:30:07 -0400 2022-04-01 D 63,464 d 0 direct

ROSATO R DAVID SR EVP AND CFO

2022-04-04 16:30:07 -0400 2022-04-01 D 80,157 d 0 direct

POWLUS LEE C SR EX VP & CHIEF ADMIN OFFICER

2022-04-04 16:30:48 -0400 2022-04-01 D 29,737 d 0 direct

BOARDMAN MICHAEL M EXECUTIVE VICE PRESIDENT

2022-04-04 16:32:10 -0400 2022-04-01 D 27,658 d 0 direct

WALTERS KIRK W SR EXECUTIVE VICE PRESIDENT by lacey & sadie, llc

2022-04-04 16:29:30 -0400 2022-04-01 D 44,867 d 0 indirect

DWIGHT JOHN K c. dwight revocable trust

2022-04-04 11:08:33 -0400 2022-04-01 D 4,253 d 0 indirect

NORTON DAVID K SR EX VP & CHIEF HR OFFCR

2022-04-04 16:30:48 -0400 2022-04-01 D 48,985 d 0 direct

HOYT JEFFREY CHIEF ACCOUNTING OFFICER

2022-04-04 16:31:22 -0400 2022-04-01 D 7,636 d 0 direct

ROBERTS DANIEL G EXECUTIVE VICE PRESIDENT

2022-04-04 16:30:14 -0400 2022-04-01 D 16,714 d 0 direct

BARNES JOHN P CHAIRMAN AND CEO

2022-04-04 16:29:21 -0400 2022-04-01 D 171,417 d 0 direct

BARNES JOHN P CHAIRMAN AND CEO

2022-04-04 16:29:21 -0400 2022-04-01 D 281,870 d 0 direct

ROSATO R DAVID SR EVP AND CFO

2022-04-04 16:30:07 -0400 2022-04-01 D 169,490 d 0 direct

POWLUS LEE C SR EX VP & CHIEF ADMIN OFFICER

2022-04-04 16:30:48 -0400 2022-04-01 D 53,906 d 0 direct

HERRON MARK F EXECUTIVE VICE PRESIDENT

2022-04-04 16:31:52 -0400 2022-04-01 A 20,567 a 20,567 direct

WALTERS KIRK W SR EXECUTIVE VICE PRESIDENT

2022-04-04 16:29:30 -0400 2022-04-01 D 49,767 d 0 direct

DWIGHT JOHN K

2022-04-04 11:08:33 -0400 2022-04-01 D 276,592 d 0 direct

NORTON DAVID K SR EX VP & CHIEF HR OFFCR

2022-04-04 16:30:48 -0400 2022-04-01 D 64,796 d 0 direct

HOYT JEFFREY CHIEF ACCOUNTING OFFICER

2022-04-04 16:31:22 -0400 2022-04-01 D 13,843 d 0 direct

ROBERTS DANIEL G EXECUTIVE VICE PRESIDENT

2022-04-04 16:30:14 -0400 2022-04-01 D 20,862 d 0 direct

ROBERTS DANIEL G EXECUTIVE VICE PRESIDENT

2022-04-04 16:30:14 -0400 2022-04-01 D 82,807 d 0 direct

BARNES JOHN P CHAIRMAN AND CEO

2022-04-04 16:29:21 -0400 2022-04-01 D 368,018 d 0 direct

TENGEL JEFFREY J PRESIDENT

2022-04-04 16:29:39 -0400 2022-04-01 A 66,127 a 66,127 direct

POWLUS LEE C SR EX VP & CHIEF ADMIN OFFICER

2022-04-04 16:30:48 -0400 2022-04-01 D 71,306 d 0 direct

HERRON MARK F EXECUTIVE VICE PRESIDENT

2022-04-04 16:31:52 -0400 2022-04-01 D 21,705 d 0 direct

WALTERS KIRK W SR EXECUTIVE VICE PRESIDENT

2022-04-04 16:29:30 -0400 2022-04-01 D 65,830 d 0 direct

FRANKLIN JERRY

2022-04-04 11:07:52 -0400 2022-04-01 D 100,432 d 0 direct

ROSATO R DAVID SR EVP AND CFO ira f/b/o kevin rosato

2022-04-04 16:30:07 -0400 2022-04-01 D 120 d 0 indirect

HOYT JEFFREY CHIEF ACCOUNTING OFFICER

2022-04-04 16:31:22 -0400 2022-04-01 D 18,311 d 0 direct

BERNER KRISTY EVP, GEN. COUNSEL & SECRETARY

2022-04-04 16:31:58 -0400 2022-04-01 D 15,413 d 0 direct

BARNES JOHN P CHAIRMAN AND CEO

2022-04-04 16:29:21 -0400 2022-04-01 D 474,684 d 0 direct

TENGEL JEFFREY J PRESIDENT

2022-04-04 16:29:39 -0400 2022-04-01 D 71,423 d 0 direct

POWLUS LEE C SR EX VP & CHIEF ADMIN OFFICER

2022-04-04 16:30:48 -0400 2022-04-01 D 101,344 d 0 direct

HERRON MARK F EXECUTIVE VICE PRESIDENT

2022-04-04 16:31:52 -0400 2022-04-01 D 34,570 d 0 direct

WALTERS KIRK W SR EXECUTIVE VICE PRESIDENT

2022-04-04 16:29:30 -0400 2022-04-01 D 90,354 d 0 direct

RICHARDS MARK W held by m. richards irrevocable trust

2022-04-04 11:07:52 -0400 2022-04-01 D 67,061 d 0 indirect

ROSATO R DAVID SR EVP AND CFO

2022-04-04 16:30:07 -0400 2022-04-01 D 29,493 d 0 direct

BERNER KRISTY EVP, GEN. COUNSEL & SECRETARY

2022-04-04 16:31:58 -0400 2022-04-01 D 27,941 d 0 direct

BOARDMAN MICHAEL M EXECUTIVE VICE PRESIDENT

2022-04-04 16:32:10 -0400 2022-04-01 D 15,257 d 0 direct

TENGEL JEFFREY J PRESIDENT

2022-04-04 16:29:39 -0400 2022-04-01 D 111,145 d 0 direct

CARTER GEORGE P

2022-04-04 11:08:53 -0400 2022-04-01 D 27,705 d 0 direct

POWLUS LEE C SR EX VP & CHIEF ADMIN OFFICER

2022-04-04 16:30:48 -0400 2022-04-01 D 191,401 d 0 direct

BARRY RICHARD M EVP, CHIEF CREDIT OFFICER

2022-04-04 16:31:23 -0400 2022-04-01 D 26,299 d 0 direct

WALTERS KIRK W SR EXECUTIVE VICE PRESIDENT

2022-04-04 16:29:30 -0400 2022-04-01 D 245,799 d 0 direct

BARON COLLIN P

2022-04-04 11:14:49 -0400 2022-04-01 D 162,576 d 0 direct

ROSATO R DAVID SR EVP AND CFO

2022-04-04 16:30:07 -0400 2022-04-01 D 53,464 d 0 direct

ROSATO R DAVID SR EVP AND CFO

2022-04-04 16:30:07 -0400 2022-04-01 D 70,721 d 0 direct

BERNER KRISTY EVP, GEN. COUNSEL & SECRETARY

2022-04-04 16:31:58 -0400 2022-04-01 D 44,501 d 0 direct

BOARDMAN MICHAEL M EXECUTIVE VICE PRESIDENT

2022-04-04 16:32:10 -0400 2022-04-01 D 26,210 d 0 direct

WALTERS KIRK W SR EXECUTIVE VICE PRESIDENT gus & bonnie, llc

2022-04-04 16:29:30 -0400 2022-04-01 D 40,000 d 0 indirect

CHWICK JANE

2022-04-04 11:08:36 -0400 2022-04-01 D 24,283 d 0 direct

NORTON DAVID K SR EX VP & CHIEF HR OFFCR

2022-04-04 16:30:48 -0400 2022-04-01 D 46,419 d 0 direct

BARRY RICHARD M EVP, CHIEF CREDIT OFFICER

2022-04-04 16:31:23 -0400 2022-04-01 D 104,568 d 0 direct

ROBERTS DANIEL G EXECUTIVE VICE PRESIDENT

2022-04-04 16:30:14 -0400 2022-04-01 D 15,601 d 0 direct

BARNES JOHN P CHAIRMAN AND CEO

2022-04-04 16:29:21 -0400 2022-04-01 D 155,491 d 0 direct

BARNES JOHN P CHAIRMAN AND CEO

2022-04-04 16:29:21 -0400 2022-04-01 D 265,492 d 0 direct

ROSATO R DAVID SR EVP AND CFO

2022-04-04 16:30:07 -0400 2022-04-01 D 99,390 d 0 direct

POWLUS LEE C SR EX VP & CHIEF ADMIN OFFICER

2022-04-04 16:30:48 -0400 2022-04-01 D 51,083 d 0 direct

HERRON MARK F EXECUTIVE VICE PRESIDENT

2022-04-04 16:31:52 -0400 2022-04-01 D 11,973 d 0 direct

WALTERS KIRK W SR EXECUTIVE VICE PRESIDENT

2022-04-04 16:29:30 -0400 2022-04-01 D 47,161 d 0 direct

DWIGHT JOHN K h. dwight revocable trust

2022-04-04 11:08:33 -0400 2022-04-01 D 8,902 d 0 indirect

NORTON DAVID K SR EX VP & CHIEF HR OFFCR

2022-04-04 16:30:48 -0400 2022-04-01 D 62,296 d 0 direct

HOYT JEFFREY CHIEF ACCOUNTING OFFICER

2022-04-04 16:31:22 -0400 2022-04-01 D 13,118 d 0 direct

ROBERTS DANIEL G EXECUTIVE VICE PRESIDENT

2022-04-04 16:30:14 -0400 2022-04-01 D 19,769 d 0 direct

ROBERTS DANIEL G EXECUTIVE VICE PRESIDENT

2022-04-04 16:30:14 -0400 2022-04-01 D 27,596 d 0 direct

BARNES JOHN P CHAIRMAN AND CEO

2022-04-04 16:29:21 -0400 2022-04-01 D 317,549 d 0 direct

TENGEL JEFFREY J PRESIDENT

2022-04-04 16:29:39 -0400 2022-04-01 D 38,495 d 0 direct

POWLUS LEE C SR EX VP & CHIEF ADMIN OFFICER

2022-04-04 16:30:48 -0400 2022-04-01 D 66,914 d 0 direct

HERRON MARK F EXECUTIVE VICE PRESIDENT

2022-04-04 16:31:52 -0400 2022-04-01 D 21,471 d 0 direct

WALTERS KIRK W SR EXECUTIVE VICE PRESIDENT

2022-04-04 16:29:30 -0400 2022-04-01 D 60,332 d 0 direct

MCALLISTER, NANCY

2022-04-04 11:08:12 -0400 2022-04-01 D 58,624 d 0 direct

NORTON DAVID K SR EX VP & CHIEF HR OFFCR

2022-04-04 16:30:48 -0400 2022-04-01 D 159,250 d 0 direct

HOYT JEFFREY CHIEF ACCOUNTING OFFICER

2022-04-04 16:31:22 -0400 2022-04-01 D 17,639 d 0 direct

BARNES JOHN P CHAIRMAN AND CEO

2022-04-04 16:29:21 -0400 2022-04-01 D 443,118 d 0 direct

TENGEL JEFFREY J PRESIDENT

2022-04-04 16:29:39 -0400 2022-04-01 D 69,783 d 0 direct

POWLUS LEE C SR EX VP & CHIEF ADMIN OFFICER

2022-04-04 16:30:48 -0400 2022-04-01 D 99,238 d 0 direct

HERRON MARK F EXECUTIVE VICE PRESIDENT

2022-04-04 16:31:52 -0400 2022-04-01 D 28,711 d 0 direct

WALTERS KIRK W SR EXECUTIVE VICE PRESIDENT

2022-04-04 16:29:30 -0400 2022-04-01 D 79,264 d 0 direct

RICHARDS MARK W held by m. richards irrevocable trust

2022-04-04 11:07:52 -0400 2022-04-01 D 8,000 d 0 indirect

ROSATO R DAVID SR EVP AND CFO

2022-04-04 16:30:07 -0400 2022-04-01 D 3,232 d 0 direct

HOYT JEFFREY CHIEF ACCOUNTING OFFICER

2022-04-04 16:31:22 -0400 2022-04-01 D 55,914 d 0 direct

BERNER KRISTY EVP, GEN. COUNSEL & SECRETARY

2022-04-04 16:31:58 -0400 2022-04-01 D 26,477 d 0 direct

BARNES JOHN P CHAIRMAN AND CEO john p. barnes living trust

2022-04-04 16:29:21 -0400 2022-04-01 D 719,073 d 0 indirect

TENGEL JEFFREY J PRESIDENT

2022-04-04 16:29:39 -0400 2022-04-01 D 92,308 d 0 direct

HANSEN JANET M

2022-04-04 11:07:30 -0400 2022-04-01 D 159,990 d 0 direct

POWLUS LEE C SR EX VP & CHIEF ADMIN OFFICER

2022-04-04 16:30:48 -0400 2022-04-01 D 169,261 d 0 direct

BARRY RICHARD M EVP, CHIEF CREDIT OFFICER

2022-04-04 16:31:23 -0400 2022-04-01 A 26,299 a 26,299 direct

WALTERS KIRK W SR EXECUTIVE VICE PRESIDENT

2022-04-04 16:29:30 -0400 2022-04-01 D 165,637 d 0 direct

BARON COLLIN P collin p. baron grantor trust

2022-04-04 11:14:49 -0400 2022-04-01 D 100,000 d 0 indirect

ROSATO R DAVID SR EVP AND CFO

2022-04-04 16:30:07 -0400 2022-04-01 D 50,664 d 0 direct

BERNER KRISTY EVP, GEN. COUNSEL & SECRETARY

2022-04-04 16:31:58 -0400 2022-04-01 D 41,224 d 0 direct

BOARDMAN MICHAEL M EXECUTIVE VICE PRESIDENT

2022-04-04 16:32:10 -0400 2022-04-01 A 26,210 a 26,210 direct

WALTERS KIRK W SR EXECUTIVE VICE PRESIDENT

2022-04-04 16:29:30 -0400 2022-04-01 D 27,453 d 0 direct

CARTER GEORGE P george p. carter revocable trust

2022-04-04 11:08:53 -0400 2022-04-01 D 88,661 d 0 indirect

NORTON DAVID K SR EX VP & CHIEF HR OFFCR

2022-04-04 16:30:48 -0400 2022-04-01 A 46,419 a 46,419 direct

BARRY RICHARD M EVP, CHIEF CREDIT OFFICER

2022-04-04 16:31:23 -0400 2022-04-01 D 52,006 d 0 direct

ROBERTS DANIEL G EXECUTIVE VICE PRESIDENT

2022-04-04 16:30:14 -0400 2022-04-01 D 11,508 d 0 direct

BARNES JOHN P CHAIRMAN AND CEO

2022-04-04 16:29:21 -0400 2022-04-01 D 106,006 d 0 direct

ROSATO R DAVID SR EVP AND CFO

2022-04-04 16:30:07 -0400 2022-04-01 D 66,366 d 0 direct

ROSATO R DAVID SR EVP AND CFO

2022-04-04 16:30:07 -0400 2022-04-01 D 85,153 d 0 direct

POWLUS LEE C SR EX VP & CHIEF ADMIN OFFICER

2022-04-04 16:30:48 -0400 2022-04-01 A 51,083 a 51,083 direct

BOARDMAN MICHAEL M EXECUTIVE VICE PRESIDENT

2022-04-04 16:32:10 -0400 2022-04-01 D 44,051 d 0 direct

WALTERS KIRK W SR EXECUTIVE VICE PRESIDENT

2022-04-04 16:29:30 -0400 2022-04-01 A 47,161 a 47,161 direct

DWIGHT JOHN K p. dwight revocable trust

2022-04-04 11:08:33 -0400 2022-04-01 D 4,253 d 0 indirect

NORTON DAVID K SR EX VP & CHIEF HR OFFCR

2022-04-04 16:30:48 -0400 2022-04-01 D 58,147 d 0 direct

HOYT JEFFREY CHIEF ACCOUNTING OFFICER

2022-04-04 16:31:22 -0400 2022-04-01 A 13,118 a 13,118 direct

ROBERTS DANIEL G EXECUTIVE VICE PRESIDENT

2022-04-04 16:30:14 -0400 2022-04-01 A 19,769 a 19,769 direct

BARNES JOHN P CHAIRMAN AND CEO

2022-04-04 16:29:21 -0400 2022-04-01 A 265,492 a 265,492 direct

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
PEOPLE'S UNITED FINANCIAL PBCT 2022-04-04 22:15:03 UTC -0.1087 0.4287 5200000
PEOPLE'S UNITED FINANCIAL PBCT 2022-04-04 21:45:03 UTC -0.1098 0.4298 5200000
PEOPLE'S UNITED FINANCIAL PBCT 2022-04-04 21:15:03 UTC -0.1098 0.4298 5200000
PEOPLE'S UNITED FINANCIAL PBCT 2022-04-04 20:45:03 UTC -0.1098 0.4298 5200000
PEOPLE'S UNITED FINANCIAL PBCT 2022-04-04 20:15:03 UTC -0.1098 0.4298 5200000
PEOPLE'S UNITED FINANCIAL PBCT 2022-04-04 19:45:04 UTC -0.1098 0.4298 5200000
PEOPLE'S UNITED FINANCIAL PBCT 2022-04-04 19:15:03 UTC -0.1098 0.4298 5200000
PEOPLE'S UNITED FINANCIAL PBCT 2022-04-04 18:45:03 UTC -0.1098 0.4298 5200000
PEOPLE'S UNITED FINANCIAL PBCT 2022-04-04 18:15:03 UTC -0.1098 0.4298 5200000
PEOPLE'S UNITED FINANCIAL PBCT 2022-04-04 17:45:03 UTC -0.1098 0.4298 5200000
PEOPLE'S UNITED FINANCIAL PBCT 2022-04-04 17:15:03 UTC -0.1098 0.4298 5200000
PEOPLE'S UNITED FINANCIAL PBCT 2022-04-04 16:45:03 UTC -0.1087 0.4287 5200000
PEOPLE'S UNITED FINANCIAL PBCT 2022-04-04 16:15:03 UTC -0.1087 0.4287 5200000
PEOPLE'S UNITED FINANCIAL PBCT 2022-04-04 15:45:02 UTC -0.1087 0.4287 5200000
PEOPLE'S UNITED FINANCIAL PBCT 2022-04-04 15:15:02 UTC -0.1087 0.4287 5200000
PEOPLE'S UNITED FINANCIAL PBCT 2022-04-04 14:45:03 UTC -0.1087 0.4287 5200000
PEOPLE'S UNITED FINANCIAL PBCT 2022-04-04 14:15:03 UTC -0.1087 0.4287 5200000
PEOPLE'S UNITED FINANCIAL PBCT 2022-04-04 13:45:04 UTC -0.1087 0.4287 5200000
PEOPLE'S UNITED FINANCIAL PBCT 2022-04-04 13:15:04 UTC -0.1087 0.4287 5200000
PEOPLE'S UNITED FINANCIAL PBCT 2022-04-04 12:45:03 UTC -0.1087 0.4287 4500000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
TRANSAMERICA FUNDS- Transamerica Long/Short Strategy PBCT -2458.0 shares, $-37902.36 2020-01-31 N-PORT
American Century Quantitative Equity Funds, Inc.- AC Alternatives Disciplined Long Short Fund PBCT -11628.0 shares, $-196513.2 2019-12-31 N-PORT
GLENMEDE FUND INC- Alternative Risk Premia Portfolio PBCT -801.0 shares, $-10164.69 2020-04-30 N-PORT
FundVantage Trust- Gotham Neutral 500 Fund PBCT -355.0 shares, $-6354.5 2021-03-31 N-PORT
INVESTMENT MANAGERS SERIES TRUST II- AXS Market Neutral Fund PBCT -3719.0 shares, $-66272.58 2021-12-31 N-PORT
FundVantage Trust- Gotham Hedged Plus Fund PBCT -2335.0 shares, $-41609.7 2021-12-31 N-PORT
FundVantage Trust- Gotham Enhanced 500 Plus Fund PBCT -91.0 shares, $-1621.62 2021-12-31 N-PORT
FundVantage Trust- Gotham Hedged Core Fund PBCT -1636.0 shares, $-29153.52 2021-12-31 N-PORT
Valued Advisers Trust- LS OPPORTUNITY FUND PBCT -52200.0 shares, $-1100376.0 2022-02-28 N-PORT

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